CROXALL DOUGLAS B enters CROWN ELECTROKINETICS CORP. with 1.83M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 2/1/2021ACC: 0001213900-21-005560
Officer10% Owner· Chief Executive Officer
Since Jan 2021
1.83M
Baseline shares
0.00
Direct ownership
0 positions
3.37M
Derivative underlying
5 instruments
1
Security positions
1.83M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned1.83M
Total
1.83M indirect1.83M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.83M | Indirect |
| Total | 1.83M | 1.83M indirect |
Derivative Holdings5
Call Option
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
1.20
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
1.38M
Shares owned
N/A
Exercise price
3.60
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
485.37K
Shares owned
N/A
Exercise price
3.60
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
1.08M
Shares owned
N/A
Exercise price
2.25
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
166.67K
Shares owned
N/A
Exercise price
0.15
Expiration
—
Exercise window
—
Total
Underlying
3.37M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Call Option Direct | Common Stock | 1.20 | — | — | 250K | N/A |
| Call Option Direct | Common Stock | 3.60 | — | — | 1.38M | N/A |
| Call Option Direct | Common Stock | 3.60 | — | — | 485.37K | N/A |
| Call Option Direct | Common Stock | 2.25 | — | — | 1.08M | N/A |
| Call Option Direct | Common Stock | 0.15 | — | — | 166.67K | N/A |
| Total | 3.37M | 0.00 | ||||