CROSSWELL BRADY E. enters SMG INDUSTRIES INC. with 825K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/27/2021ACC: 0001104659-21-008341
Director10% Owner
Since Aug 2020
825K
Baseline shares
0.00
Direct ownership
0 positions
4M
Derivative underlying
2 instruments
1
Security positions
825K indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned825K
Total
825K indirect825K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 825K | Indirect |
| Total | 825K | 825K indirect |
Derivative Holdings2
Convertible Note
IndirectUnderlying security
Common Stock
Underlying shares
3M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Convertible Note
IndirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Total
Underlying
4M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common Stock | 0.10 | — | — | 3M | N/A |
| Convertible Note Indirect | Common Stock | 0.25 | — | — | 1M | N/A |
| Total | 4M | 0.00 | ||||