CRITCHFIELD GREGORY C (Chief Executive Officer) reported 5 transactions at SERA PROGNOSTICS, INC.
Review the transaction codes below to understand the nature of each event.
Class A Common Stock
Shares
+34.38K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+5.25K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+11.88K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+4.73K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+28.73K
Price / share
—
Trade value
—
% of position
Net shares
+84.97K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +34.38K | — | — | 4.8% | 709.97K | 744.36K |
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +5.25K | — | — | 0.7% | 744.36K | 749.61K |
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +11.88K | — | — | 1.6% | 749.61K | 761.49K |
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +4.73K | — | — | 0.6% | 761.49K | 766.22K |
| Class A Common Stock Direct | 7/19/2021 | C · Conversion | +28.73K | — | — | 3.7% | 766.22K | 794.95K |
| Total | +84.97K | $0.00 | ||||||
Series A-2 Preferred Stock
Class A Common Stock
34.38K shares
Shares
−34.38K
Strike price
Held after
0.00
Exercisable
—
Series B-1 Preferred Stock
Class A Common Stock
5.25K shares
Shares
−5.25K
Strike price
Held after
0.00
Exercisable
—
Series B-2 Preferred Stock
Class A Common Stock
11.88K shares
Shares
−11.88K
Strike price
Held after
0.00
Exercisable
—
Series C-1 Preferred Stock
Class A Common Stock
4.73K shares
Shares
−4.73K
Strike price
Held after
0.00
Exercisable
—
Series D Preferred Stock
Class A Common Stock
28.73K shares
Shares
−28.73K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A-2 Preferred Stock Direct | Class A Common Stock34.38K shares | 7/19/2021 | C · Conversion | −34.38K | — | 0.00 | |
| Series B-1 Preferred Stock Direct | Class A Common Stock5.25K shares | 7/19/2021 | C · Conversion | −5.25K | — | 0.00 | |
| Series B-2 Preferred Stock Direct | Class A Common Stock11.88K shares | 7/19/2021 | C · Conversion | −11.88K | — | 0.00 | |
| Series C-1 Preferred Stock Direct | Class A Common Stock4.73K shares | 7/19/2021 | C · Conversion | −4.73K | — | 0.00 | |
| Series D Preferred Stock Direct | Class A Common Stock28.73K shares | 7/19/2021 | C · Conversion | −28.73K | — | 0.00 |