CREED JOSEPH E

PrivateCIK: 1739859
Location

DEERFIELD, IL

CREED JOSEPH E (Group President) sold 48.4% of their position (32.40K shares) of CATERPILLAR INC on the open market

Open‑market sale worth $26.21M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 14 sales
InsiderCREED JOSEPH ECIK 1739859
IssuerCATERPILLAR INCCIK 18230
Officer· Group President
Since Jan 2021
-44.40K
Net shares
Net seller
$35.97M
Total sold
14
Open market trades
0B · 14S
17
Total transactions
44.40K acquired · 88.81K disposed
Non-Derivative Transactions16

Common Stock

Direct
M · Option Exercise

Shares

+44.40K

Price / share

$219.76

Trade value

$9.76M

% of position

128.5%
8/28/2026
34.55K78.96K

Common Stock

Direct
F · Tax Withholding

Shares

12K

Price / share

$812.98

Trade value

$9.76M

% of position

15.2%
8/28/2026
78.96K66.96K

Common Stock

Direct
S · Sale

Shares

480.00

Price / share

$800.19

Trade value

$384.09K

% of position

0.7%
8/28/2026
66.96K66.48K

Common Stock

Direct
S · Sale

Shares

540.00

Price / share

$801.10

Trade value

$432.59K

% of position

0.8%
8/28/2026
66.48K65.94K

Common Stock

Direct
S · Sale

Shares

280.00

Price / share

$802.10

Trade value

$224.59K

% of position

0.4%
8/28/2026
65.94K65.66K

Common Stock

Direct
S · Sale

Shares

750.00

Price / share

$803.39

Trade value

$602.54K

% of position

1.1%
8/28/2026
65.66K64.91K

Common Stock

Direct
S · Sale

Shares

520.00

Price / share

$803.86

Trade value

$418.01K

% of position

0.8%
8/28/2026
64.91K64.39K

Common Stock

Direct
S · Sale

Shares

1.35K

Price / share

$805.36

Trade value

$1.09M

% of position

2.1%
8/28/2026
64.39K63.03K

Common Stock

Direct
S · Sale

Shares

3.38K

Price / share

$806.31

Trade value

$2.73M

% of position

5.4%
8/28/2026
63.03K59.65K

Common Stock

Direct
S · Sale

Shares

6.13K

Price / share

$807.41

Trade value

$4.95M

% of position

10.3%
8/28/2026
59.65K53.52K

Common Stock

Direct
S · Sale

Shares

2.64K

Price / share

$808.20

Trade value

$2.13M

% of position

4.9%
8/28/2026
53.52K50.88K

Common Stock

Direct
S · Sale

Shares

2.14K

Price / share

$809.08

Trade value

$1.73M

% of position

4.2%
8/28/2026
50.88K48.74K

Common Stock

Direct
S · Sale

Shares

3.04K

Price / share

$810.31

Trade value

$2.46M

% of position

6.2%
8/28/2026
48.74K45.70K

Common Stock

Direct
S · Sale

Shares

5.04K

Price / share

$811.31

Trade value

$4.08M

% of position

11.0%
8/28/2026
45.70K40.67K

Common Stock

Direct
S · Sale

Shares

1.28K

Price / share

$812.09

Trade value

$1.04M

% of position

3.1%
8/28/2026
40.67K39.39K

Common Stock

Direct
S · Sale

Shares

4.83K

Price / share

$813.72

Trade value

$3.93M

% of position

12.3%
8/28/2026
39.39K34.55K
Total

Net shares

+0.00

Net value

-$26.21M

Derivative Transactions1

Employee Stock options

Direct
M · Option Exercise
Converts to

Common Stock

44.40K shares

Shares

44.40K

Strike price

219.76

Held after

0.00

Exercisable

8/28/2026
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned11.84K
Total
11.84K indirect11.84K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
CREED JOSEPH E — Insider Transaction (Form 4) Filed Sep 1, 2026 | Finecho