CRAIN CHRISTOPHER M (GENERAL COUNSEL) sold 1K shares of HOULIHAN LOKEY, INC. on the open market
Open‑market sale worth $140.2K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/10/2026ACC: 0001649160-26-000004
Officer· GENERAL COUNSEL
Since Jan 2019
-1K
Net shares
Net seller
$140.2K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
1K acquired · 2K disposed
Non-Derivative Transactions2
CLASS A COMMON STOCK
Direct
Shares
+1K
Price / share
—
Trade value
—
% of position
New position
9/10/2026
0.00→1K
CLASS A COMMON STOCK
Direct
Shares
−1K
Price / share
$140.15
Trade value
$140.15K
% of position
New position
9/10/2026
1K→0.00
Total
Net shares
+0.00
Net value
-$140.15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK Direct | 9/10/2026 | C · Conversion | +1K | — | — | New position | 0.00 | 1K |
| CLASS A COMMON STOCK Direct | 9/10/2026 | S · Sale | −1K | $140.15 | $140.15K | New position | 1K | 0.00 |
| Total | +0.00 | -$140.15K | ||||||
Derivative Transactions1
CLASS B COMMON STOCK
Direct
Converts to
CLASS A COMMON STOCK
1K shares
Shares
−1K
Strike price
Held after
0.00
Exercisable
—
9/10/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Direct | CLASS A COMMON STOCK1K shares | 9/10/2026 | C · Conversion | −1K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
CLASS B COMMON STOCK
IndirectUnderlying security
CLASS A COMMON STOCK
Underlying shares
51.33K
Shares owned
51.33K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
51.33K
Owned
51.33K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Indirect | CLASS A COMMON STOCK | — | — | 51.33K | 51.33K | |
| Total | 51.33K | 51.33K | ||||