CPMG INC

PrivateCIK: 1372218
Location

DALLAS, TX

CPMG INC reported 3 transactions at APOLLO ENDOSURGERY, INC.

Review the transaction codes below to understand the nature of each event.

InsiderCPMG INCCIK 1372218
→
IssuerAPOLLO ENDOSURGERY, INC.CIK 1251769
10% Owner
Since Aug 2019
+2.20M
Net shares
Net buyer
$7.15M
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
2.20M acquired
Non-Derivative Transactions3

Class A common stock

Indirect
C · Conversion

Shares

+146.58K

Price / share

$3.25

Trade value

$476.38K

% of position

27.7%
12/28/2022
528.60K→675.18K

Class A common stock

Indirect
C · Conversion

Shares

+586.31K

Price / share

$3.25

Trade value

$1.91M

% of position

80.9%
12/28/2022
724.39K→1.31M

Class A common stock

Indirect
C · Conversion

Shares

+1.47M

Price / share

$3.25

Trade value

$4.76M

% of position

66.0%
12/28/2022
2.22M→3.69M
Total

Net shares

+2.20M

Net value

$7.15M

Derivative Transactions3

6.0% Convertible Debentures due 2026

Indirect
C · Conversion
Converts to

Common Stock

146.58K shares

Shares

−N/A

Strike price

3.25

Held after

0.00

Exercisable

—

12/28/2022

6.0% Convertible Debentures due 2026

Indirect
C · Conversion
Converts to

Common Stock

586.31K shares

Shares

−N/A

Strike price

3.25

Held after

0.00

Exercisable

—

12/28/2022

6.0% Convertible Debentures due 2026

Indirect
C · Conversion
Converts to

Common Stock

1.47M shares

Shares

−N/A

Strike price

3.25

Held after

0.00

Exercisable

—

12/28/2022
Non-Derivative Holdings (Post-Transaction)3

Class A common stock

Indirect
Shares owned45.59K

Class A common stock

Indirect
Shares owned400.68K

Class A common stock

Indirect
Shares owned63.67K
Total
509.94K indirect509.94K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
CPMG INC — Insider Transaction (Form 4) Filed Dec 30, 2022 | Finecho