COX PHILIP C (Head of EMEA & President, UK) exercised options at SVB FINANCIAL GROUP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/5/2022ACC: 0001562180-22-003832
Officer· Head of EMEA & President, UK
Since Nov 2018
-59.00
Net shares
Net seller
$30.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
139.00 acquired · 198.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+139.00
Price / share
—
Trade value
—
% of position
1.7%
5/3/2022
8.41K→8.54K
Common Stock
Direct
Shares
−59.00
Price / share
$512.62
Trade value
$30.24K
% of position
0.7%
5/3/2022
8.54K→8.49K
Total
Net shares
+80.00
Net value
-$30.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/3/2022 | M · Option Exercise | +139.00 | — | — | 1.7% | 8.41K | 8.54K |
| Common Stock Direct | 5/3/2022 | F · Tax Withholding | −59.00 | $512.62 | $30.24K | 0.7% | 8.54K | 8.49K |
| Total | +80.00 | -$30.24K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
139.00 shares
Shares
−139.00
Strike price
Held after
498.00
Exercisable
—
5/3/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock139.00 shares | 5/3/2022 | M · Option Exercise | −139.00 | — | 498.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned16.00
Total
16.00 indirect16.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 16.00 | Indirect |
| Total | 16.00 | 16.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported