COX NEIL E exercised options at QUMU CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/1/2020ACC: 0000892482-20-000051
+67.35K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
85.45K acquired · 18.10K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+18.10K
Price / share
—
Trade value
—
% of position
54.8%
9/29/2020
33K→51.10K
Total
Net shares
+18.10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/29/2020 | M · Option Exercise | +18.10K | — | — | 54.8% | 33K | 51.10K |
| Total | +18.10K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
18.10K shares
Shares
−18.10K
Strike price
Held after
0.00
Exercisable
—
9/29/2020
Restricted Stock Units
Direct
Converts to
Common Stock
17.35K shares
Shares
+17.35K
Strike price
Held after
17.35K
Exercisable
—
9/30/2020
Restricted Stock Units
Direct
Converts to
Common Stock
50K shares
Shares
+50K
Strike price
Held after
67.35K
Exercisable
—
9/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock18.10K shares | 9/29/2020 | M · Option Exercise | −18.10K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock17.35K shares | 9/30/2020 | A · Award | +17.35K | — | 17.35K | |
| Restricted Stock Units Direct | Common Stock50K shares | 9/30/2020 | A · Award | +50K | — | 67.35K |