Filed: 11/7/2022ACC: 0000890163-22-000049
📋 What this filing means
COWEN PRIME ADVISORS LLC filed this quarterly 13F‑HR report disclosing 175 equity positions with a total reported market value of $174.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
175
Positions
$174.1K
Total AUM (reported)
23.86M
Total Shares
Allocation by class
STOCK$174.1K100.0%
CALL$25.000.0%
Portfolio Concentration
Top 3$60.0K34.4%
4–10$44.7K25.7%
11–25$36.3K20.8%
Rest$33.1K19.0%
Top 3 weight
34.4%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 174.08K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
174.08K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole175
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings175
Rows:
PDF SOLUTIONS INC COM
SOLEShares1.41M
TypeSH
Market value$34.6K
19.89%
Sole
0.00
Shared
0.00
None
34.63K
THRYV HLDGS INC COM NEW
SOLEShares682.90K
TypeSH
Market value$15.6K
8.96%
Sole
0.00
Shared
0.00
None
15.59K
ITERIS INC NEW COM
SOLEShares3.28M
TypeSH
Market value$9.7K
5.60%
Sole
0.00
Shared
0.00
None
9.74K
FRANCHISE GROUP INC COM
SOLEShares385.57K
TypeSH
Market value$9.4K
5.38%
Sole
0.00
Shared
0.00
None
9.37K
INSPIRED ENTMT INC COM
SOLEShares803.75K
TypeSH
Market value$7.1K
4.08%
Sole
0.00
Shared
0.00
None
7.10K
ASPEN AEROGELS INC COM
SOLEShares731.35K
TypeSH
Market value$6.7K
3.87%
Sole
0.00
Shared
0.00
None
6.74K
GENIUS SPORTS LIMITED SHARES CL A
SOLEShares1.64M
TypeSH
Market value$6.0K
3.46%
Sole
0.00
Shared
0.00
None
6.02K
SOCIETAL CDMO INC COM
SOLEShares3.21M
TypeSH
Market value$5.2K
3.00%
Sole
0.00
Shared
0.00
None
5.23K
SHARECARE INC COM CL A
SOLEShares2.75M
TypeSH
Market value$5.2K
3.00%
Sole
0.00
Shared
0.00
None
5.23K
COMSCORE INC COM
SOLEShares3.06M
TypeSH
Market value$5.1K
2.90%
Sole
0.00
Shared
0.00
None
5.05K
HARMONIC INC COM
SOLEShares365.68K
TypeSH
Market value$4.8K
2.75%
Sole
0.00
Shared
0.00
None
4.78K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares13.38K
TypeSH
Market value$3.6K
2.05%
Sole
0.00
Shared
0.00
None
3.57K
JOHNSON & JOHNSON COM
SOLEShares17.66K
TypeSH
Market value$2.9K
1.66%
Sole
0.00
Shared
0.00
None
2.88K
PFIZER INC COM
SOLEShares65.86K
TypeSH
Market value$2.9K
1.66%
Sole
0.00
Shared
0.00
None
2.88K
ASTRAZENECA PLC SPONSORED ADR
SOLEShares52.02K
TypeSH
Market value$2.9K
1.64%
Sole
0.00
Shared
0.00
None
2.85K
STARBUCKS CORP COM
SOLEShares32.47K
TypeSH
Market value$2.7K
1.57%
Sole
0.00
Shared
0.00
None
2.74K
KKR & CO INC COM
SOLEShares50.15K
TypeSH
Market value$2.2K
1.24%
Sole
0.00
Shared
0.00
None
2.16K
MACOM TECH SOLUTIONS HLDGS I COM
SOLEShares40.41K
TypeSH
Market value$2.1K
1.20%
Sole
0.00
Shared
0.00
None
2.09K
APOLLO GLOBAL MGMT INC COM
SOLEShares41.56K
TypeSH
Market value$1.9K
1.11%
Sole
0.00
Shared
0.00
None
1.93K
DIGIMARC CORP NEW COM
SOLEShares135.27K
TypeSH
Market value$1.8K
1.05%
Sole
0.00
Shared
0.00
None
1.83K
ENTERPRISE PRODS PARTNERS L COM
SOLEShares76.58K
TypeSH
Market value$1.8K
1.05%
Sole
0.00
Shared
0.00
None
1.82K
RUMBLEON INC COM CL B
SOLEShares103.08K
TypeSH
Market value$1.7K
1.00%
Sole
0.00
Shared
0.00
None
1.74K
CROWN CASTLE INC COM
SOLEShares11.87K
TypeSH
Market value$1.7K
0.99%
Sole
0.00
Shared
0.00
None
1.72K
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
SOLEShares34.80K
TypeSH
Market value$1.7K
0.95%
Sole
0.00
Shared
0.00
None
1.65K
MICROSOFT CORP COM
SOLEShares6.85K
TypeSH
Market value$1.6K
0.92%
Sole
0.00
Shared
0.00
None
1.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PDF SOLUTIONS INC COMSOLE | Stock | 1.41M | SH | $34.6K 19.89% | 0.00 | 0.00 | 34.63K |
THRYV HLDGS INC COM NEWSOLE | Stock | 682.90K | SH | $15.6K 8.96% | 0.00 | 0.00 | 15.59K |
ITERIS INC NEW COMSOLE | Stock | 3.28M | SH | $9.7K 5.60% | 0.00 | 0.00 | 9.74K |
FRANCHISE GROUP INC COMSOLE | Stock | 385.57K | SH | $9.4K 5.38% | 0.00 | 0.00 | 9.37K |
INSPIRED ENTMT INC COMSOLE | Stock | 803.75K | SH | $7.1K 4.08% | 0.00 | 0.00 | 7.10K |
ASPEN AEROGELS INC COMSOLE | Stock | 731.35K | SH | $6.7K 3.87% | 0.00 | 0.00 | 6.74K |
GENIUS SPORTS LIMITED SHARES CL ASOLE | Stock | 1.64M | SH | $6.0K 3.46% | 0.00 | 0.00 | 6.02K |
SOCIETAL CDMO INC COMSOLE | Stock | 3.21M | SH | $5.2K 3.00% | 0.00 | 0.00 | 5.23K |
SHARECARE INC COM CL ASOLE | Stock | 2.75M | SH | $5.2K 3.00% | 0.00 | 0.00 | 5.23K |
COMSCORE INC COMSOLE | Stock | 3.06M | SH | $5.1K 2.90% | 0.00 | 0.00 | 5.05K |
HARMONIC INC COMSOLE | Stock | 365.68K | SH | $4.8K 2.75% | 0.00 | 0.00 | 4.78K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 13.38K | SH | $3.6K 2.05% | 0.00 | 0.00 | 3.57K |
JOHNSON & JOHNSON COMSOLE | Stock | 17.66K | SH | $2.9K 1.66% | 0.00 | 0.00 | 2.88K |
PFIZER INC COMSOLE | Stock | 65.86K | SH | $2.9K 1.66% | 0.00 | 0.00 | 2.88K |
ASTRAZENECA PLC SPONSORED ADRSOLE | Stock | 52.02K | SH | $2.9K 1.64% | 0.00 | 0.00 | 2.85K |
STARBUCKS CORP COMSOLE | Stock | 32.47K | SH | $2.7K 1.57% | 0.00 | 0.00 | 2.74K |
KKR & CO INC COMSOLE | Stock | 50.15K | SH | $2.2K 1.24% | 0.00 | 0.00 | 2.16K |
MACOM TECH SOLUTIONS HLDGS I COMSOLE | Stock | 40.41K | SH | $2.1K 1.20% | 0.00 | 0.00 | 2.09K |
APOLLO GLOBAL MGMT INC COMSOLE | Stock | 41.56K | SH | $1.9K 1.11% | 0.00 | 0.00 | 1.93K |
DIGIMARC CORP NEW COMSOLE | Stock | 135.27K | SH | $1.8K 1.05% | 0.00 | 0.00 | 1.83K |
ENTERPRISE PRODS PARTNERS L COMSOLE | Stock | 76.58K | SH | $1.8K 1.05% | 0.00 | 0.00 | 1.82K |
RUMBLEON INC COM CL BSOLE | Stock | 103.08K | SH | $1.7K 1.00% | 0.00 | 0.00 | 1.74K |
CROWN CASTLE INC COMSOLE | Stock | 11.87K | SH | $1.7K 0.99% | 0.00 | 0.00 | 1.72K |
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPSOLE | Stock | 34.80K | SH | $1.7K 0.95% | 0.00 | 0.00 | 1.65K |
MICROSOFT CORP COMSOLE | Stock | 6.85K | SH | $1.6K 0.92% | 0.00 | 0.00 | 1.59K |
Page 1 of 7
…