Filed: 11/8/2024ACC: 0001085146-24-005478
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 3 equity positions with a total reported market value of $22.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3
Positions
$22.44M
Total AUM (reported)
8.30M
Total Shares
Allocation by class
SPONSORED ADR$13.79M61.5%
*W EXP 06/30/205$8.45M37.7%
COM$198.7K0.9%
Portfolio Concentration
Top 3$22.44M100.0%
Top 3 weight
100.0%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 8.30M
Sole
Full voting authority
8.30M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other3
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings3
Rows:
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$13.79M
61.46%
Sole
4.42M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares3.86M
TypeSH
Market value$8.45M
37.66%
Sole
3.86M
Shared
0.00
None
0.00
STEEL CONNECT INC
DFNDShares18.83K
TypeSH
Market value$198.7K
0.89%
Sole
18.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $13.79M 61.46% | 4.42M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 3.86M | SH | $8.45M 37.66% | 3.86M | 0.00 | 0.00 |
STEEL CONNECT INCDFND | COM | 18.83K | SH | $198.7K 0.89% | 18.83K | 0.00 | 0.00 |