Filed: 8/29/2024ACC: 0001085146-24-004359
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $81.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$81.25M
Total AUM (reported)
11.25M
Total Shares
Allocation by class
SPONSORED ADR$50.31M61.9%
*W EXP 06/30/205$10.75M13.2%
SHS BEN INT$10.68M13.1%
COM SER C$4.79M5.9%
COM SER A$4.42M5.4%
COM$178.7K0.2%
TR UNIT$97.2K0.1%
Portfolio Concentration
Top 3$61.06M75.2%
4–10$20.18M24.8%
Top 3 weight
75.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 11.25M
Sole
Full voting authority
11.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other9
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
SUMITOMO MITSUI FINL GROUP I
DFNDShares3.30M
TypeSH
Market value$38.86M
47.83%
Sole
3.30M
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$11.45M
14.09%
Sole
4.42M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares2.42M
TypeSH
Market value$10.75M
13.24%
Sole
2.42M
Shared
0.00
None
0.00
STAR HLDGS
DFNDShares826.85K
TypeSH
Market value$10.68M
13.15%
Sole
826.85K
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
DFNDShares83.69K
TypeSH
Market value$4.79M
5.89%
Sole
83.69K
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
DFNDShares77.37K
TypeSH
Market value$4.42M
5.44%
Sole
77.37K
Shared
0.00
None
0.00
STEEL CONNECT INC
DFNDShares18.83K
TypeSH
Market value$178.7K
0.22%
Sole
18.83K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
DFNDShares45K
TypeSH
Market value$97.2K
0.12%
Sole
45K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares50K
TypeSH
Market value$14.5K
0.02%
Sole
50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 3.30M | SH | $38.86M 47.83% | 3.30M | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $11.45M 14.09% | 4.42M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 2.42M | SH | $10.75M 13.24% | 2.42M | 0.00 | 0.00 |
STAR HLDGSDFND | SHS BEN INT | 826.85K | SH | $10.68M 13.15% | 826.85K | 0.00 | 0.00 |
LIBERTY BROADBAND CORPDFND | COM SER C | 83.69K | SH | $4.79M 5.89% | 83.69K | 0.00 | 0.00 |
LIBERTY BROADBAND CORPDFND | COM SER A | 77.37K | SH | $4.42M 5.44% | 77.37K | 0.00 | 0.00 |
STEEL CONNECT INCDFND | COM | 18.83K | SH | $178.7K 0.22% | 18.83K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 45K | SH | $97.2K 0.12% | 45K | 0.00 | 0.00 |
ISHARES TRDFND | 20 YR TR BD ETF | 50K | SH | $14.5K 0.02% | 50K | 0.00 | 0.00 |