COWEN INVESTMENT MANAGEMENT LLC

PrivateCIK: 1475770
Location

NEW YORK, NY

📋 What this filing means

COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $66.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

5
Positions
$66.31M
Total AUM (reported)
11.62M
Total Shares

Allocation by class

TOTAL AUM$66.31M5 positions
SPONSORED ADR$56.34M85.0%
*W EXP 06/30/205$9.50M14.3%
COM$241.8K0.4%
COM SER C$219.3K0.3%

Portfolio Concentration

Top 399.3%4–100.7%TOP 10100.0%0%100%
Top 3$65.85M99.3%
4–10$461.1K0.7%

Top 3 weight

99.3%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 11.62M

Sole

Full voting authority

11.62M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other5
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:

SUMITOMO MITSUI FINL GROUP I

DFND
SPONSORED ADR
Shares3.30M
TypeSH
Market value$44.27M
66.77%
Sole
3.30M
Shared
0.00
None
0.00

LLOYDS BANKING GROUP PLC

DFND
SPONSORED ADR
Shares4.42M
TypeSH
Market value$12.07M
18.20%
Sole
4.42M
Shared
0.00
None
0.00

HERTZ GLOBAL HLDGS INC

DFND
*W EXP 06/30/205
Shares3.88M
TypeSH
Market value$9.50M
14.33%
Sole
3.88M
Shared
0.00
None
0.00

STEEL CONNECT INC

DFND
COM
Shares18.83K
TypeSH
Market value$241.8K
0.36%
Sole
18.83K
Shared
0.00
None
0.00

LIBERTY BROADBAND CORP

DFND
COM SER C
Shares4K
TypeSH
Market value$219.3K
0.33%
Sole
4K
Shared
0.00
None
0.00
COWEN INVESTMENT MANAGEMENT LLC 13F Holdings — 5 Positions | Finecho