Filed: 8/29/2024ACC: 0001085146-24-004350
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 10 equity positions with a total reported market value of $81.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
10
Positions
$81.80M
Total AUM (reported)
11.48M
Total Shares
Allocation by class
SPONSORED ADR$50.75M62.0%
SHS BEN INT$16.24M19.9%
*W EXP 06/30/205$8.02M9.8%
COM SER C$3.13M3.8%
COM SER A$2.85M3.5%
SPONSORD ADS NEW$360.0K0.4%
TR UNIT$196.0K0.2%
Portfolio Concentration
Top 3$66.99M81.9%
4–10$14.81M18.1%
Top 3 weight
81.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 11.48M
Sole
Full voting authority
11.48M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other10
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings10
Rows:
SUMITOMO MITSUI FINL GROUP I
DFNDShares4.15M
TypeSH
Market value$40.19M
49.13%
Sole
4.15M
Shared
0.00
None
0.00
STAR HLDGS
DFNDShares1.08M
TypeSH
Market value$16.24M
19.85%
Sole
1.08M
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$10.57M
12.92%
Sole
4.42M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares1.46M
TypeSH
Market value$8.02M
9.80%
Sole
1.46M
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
DFNDShares38.79K
TypeSH
Market value$3.13M
3.82%
Sole
38.79K
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
DFNDShares35.37K
TypeSH
Market value$2.85M
3.49%
Sole
35.37K
Shared
0.00
None
0.00
NANO DIMENSION LTD
DFNDShares150K
TypeSH
Market value$360.0K
0.44%
Sole
150K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
DFNDShares95K
TypeSH
Market value$196.0K
0.24%
Sole
95K
Shared
0.00
None
0.00
STEEL CONNECT INC
DFNDShares18.83K
TypeSH
Market value$181.4K
0.22%
Sole
18.83K
Shared
0.00
None
0.00
LIBERTY MEDIA CORP DEL
DFNDShares19K
TypeSH
Market value$71.5K
0.09%
Sole
19K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 4.15M | SH | $40.19M 49.13% | 4.15M | 0.00 | 0.00 |
STAR HLDGSDFND | SHS BEN INT | 1.08M | SH | $16.24M 19.85% | 1.08M | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $10.57M 12.92% | 4.42M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 1.46M | SH | $8.02M 9.80% | 1.46M | 0.00 | 0.00 |
LIBERTY BROADBAND CORPDFND | COM SER C | 38.79K | SH | $3.13M 3.82% | 38.79K | 0.00 | 0.00 |
LIBERTY BROADBAND CORPDFND | COM SER A | 35.37K | SH | $2.85M 3.49% | 35.37K | 0.00 | 0.00 |
NANO DIMENSION LTDDFND | SPONSORD ADS NEW | 150K | SH | $360.0K 0.44% | 150K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 95K | SH | $196.0K 0.24% | 95K | 0.00 | 0.00 |
STEEL CONNECT INCDFND | COM | 18.83K | SH | $181.4K 0.22% | 18.83K | 0.00 | 0.00 |
LIBERTY MEDIA CORP DELDFND | COM LBTY SRM S C | 19K | SH | $71.5K 0.09% | 19K | 0.00 | 0.00 |