Filed: 8/15/2023ACC: 0001085146-23-003459
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $167.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$167.54M
Total AUM (reported)
29.55M
Total Shares
Allocation by class
SPONSORED ADR$53.60M32.0%
CLASS A ORD SHS$33.89M20.2%
COM$18.67M11.1%
SHS CL A$10.86M6.5%
SHS BEN INT$9.68M5.8%
CL A COM$6.90M4.1%
COM C SIRIUSXM$6.26M3.7%
Portfolio Concentration
Top 3$61.01M36.4%
4–10$50.57M30.2%
11–25$46.11M27.5%
Rest$9.85M5.9%
Top 3 weight
36.4%
Top 10 weight
66.6%
Voting Authority Distribution
Total shares with voting rights: 29.55M
Sole
Full voting authority
29.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other46
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
SUMITOMO MITSUI FINL GROUP I
DFNDShares4.45M
TypeSH
Market value$38.29M
22.85%
Sole
4.45M
Shared
0.00
None
0.00
PROTERRA INC
DFNDShares10.57M
TypeSH
Market value$12.69M
7.57%
Sole
10.57M
Shared
0.00
None
0.00
KENSINGTON CAPITAL ACQUISITI
DFNDShares950K
TypeSH
Market value$10.03M
5.99%
Sole
950K
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$9.73M
5.81%
Sole
4.42M
Shared
0.00
None
0.00
STAR HLDGS
DFNDShares659.79K
TypeSH
Market value$9.68M
5.78%
Sole
659.79K
Shared
0.00
None
0.00
L CATTERTON ASIA ACQUISITION
DFNDShares750K
TypeSH
Market value$7.84M
4.68%
Sole
750K
Shared
0.00
None
0.00
LIBERTY MEDIA CORP DEL
DFNDShares191.19K
TypeSH
Market value$6.26M
3.74%
Sole
191.19K
Shared
0.00
None
0.00
SLAM CORP
DFNDShares570K
TypeSH
Market value$6.06M
3.62%
Sole
570K
Shared
0.00
None
0.00
RENTOKIL INITIAL PLC
DFNDShares143.23K
TypeSH
Market value$5.59M
3.34%
Sole
143.23K
Shared
0.00
None
0.00
ARYA SCIENCES ACQUISITN CORP
DFNDShares523K
TypeSH
Market value$5.42M
3.23%
Sole
523K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
DFNDShares500K
TypeSH
Market value$5.38M
3.21%
Sole
500K
Shared
0.00
None
0.00
SOCIAL CAP SUVRETTA HLDS CP
DFNDShares502K
TypeSH
Market value$5.20M
3.10%
Sole
502K
Shared
0.00
None
0.00
FORBION EUROPEAN ACQUSTN COR
DFNDShares442.75K
TypeSH
Market value$4.75M
2.84%
Sole
442.75K
Shared
0.00
None
0.00
EVEREST CONSOLIDATOR ACQ COR
DFNDShares440K
TypeSH
Market value$4.69M
2.80%
Sole
440K
Shared
0.00
None
0.00
FTAC ZEUS ACQUISITION COR
DFNDShares405K
TypeSH
Market value$4.22M
2.52%
Sole
405K
Shared
0.00
None
0.00
PORTAGE FINTECH ACQUISITN CO
DFNDShares400K
TypeSH
Market value$4.15M
2.48%
Sole
400K
Shared
0.00
None
0.00
JAGUAR GLOBAL GROWTH CORP I
DFNDShares350.50K
TypeSH
Market value$3.71M
2.21%
Sole
350.50K
Shared
0.00
None
0.00
KAYNE ANDERSON NEXTGEN ENRGY
DFNDShares512.77K
TypeSH
Market value$3.64M
2.17%
Sole
512.77K
Shared
0.00
None
0.00
SOCIAL CAP SUVRETTA HLDS CRP
DFNDShares272K
TypeSH
Market value$2.82M
1.68%
Sole
272K
Shared
0.00
None
0.00
TORTOISEECOFIN ACQUISITION C
DFNDShares150K
TypeSH
Market value$1.55M
0.93%
Sole
150K
Shared
0.00
None
0.00
XPAC ACQUISITION CORP
DFNDShares135K
TypeSH
Market value$1.40M
0.83%
Sole
135K
Shared
0.00
None
0.00
GASLOG PARTNERS LP
DFNDShares150K
TypeSH
Market value$1.29M
0.77%
Sole
150K
Shared
0.00
None
0.00
KNIGHTSWAN ACQUISITION CORP
DFNDShares110K
TypeSH
Market value$1.16M
0.69%
Sole
110K
Shared
0.00
None
0.00
AP ACQUISITION CORP
DFNDShares100K
TypeSH
Market value$1.08M
0.64%
Sole
100K
Shared
0.00
None
0.00
AP ACQUISITION CORP
DFNDShares100K
TypeSH
Market value$1.08M
0.64%
Sole
100K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 4.45M | SH | $38.29M 22.85% | 4.45M | 0.00 | 0.00 |
PROTERRA INCDFND | COM | 10.57M | SH | $12.69M 7.57% | 10.57M | 0.00 | 0.00 |
KENSINGTON CAPITAL ACQUISITIDFND | SHS CL A | 950K | SH | $10.03M 5.99% | 950K | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $9.73M 5.81% | 4.42M | 0.00 | 0.00 |
STAR HLDGSDFND | SHS BEN INT | 659.79K | SH | $9.68M 5.78% | 659.79K | 0.00 | 0.00 |
L CATTERTON ASIA ACQUISITIONDFND | CLASS A ORD SHS | 750K | SH | $7.84M 4.68% | 750K | 0.00 | 0.00 |
LIBERTY MEDIA CORP DELDFND | COM C SIRIUSXM | 191.19K | SH | $6.26M 3.74% | 191.19K | 0.00 | 0.00 |
SLAM CORPDFND | CL A SHS | 570K | SH | $6.06M 3.62% | 570K | 0.00 | 0.00 |
RENTOKIL INITIAL PLCDFND | SPONSORED ADR | 143.23K | SH | $5.59M 3.34% | 143.23K | 0.00 | 0.00 |
ARYA SCIENCES ACQUISITN CORPDFND | CLASS A ORD SHS | 523K | SH | $5.42M 3.23% | 523K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IIDFND | UNIT 07/12/2028 | 500K | SH | $5.38M 3.21% | 500K | 0.00 | 0.00 |
SOCIAL CAP SUVRETTA HLDS CPDFND | CLASS A ORD SHS | 502K | SH | $5.20M 3.10% | 502K | 0.00 | 0.00 |
FORBION EUROPEAN ACQUSTN CORDFND | CLASS A ORD SHS | 442.75K | SH | $4.75M 2.84% | 442.75K | 0.00 | 0.00 |
EVEREST CONSOLIDATOR ACQ CORDFND | CL A COM | 440K | SH | $4.69M 2.80% | 440K | 0.00 | 0.00 |
FTAC ZEUS ACQUISITION CORDFND | CLASS A COM | 405K | SH | $4.22M 2.52% | 405K | 0.00 | 0.00 |
PORTAGE FINTECH ACQUISITN CODFND | CLASS A ORD SHS | 400K | SH | $4.15M 2.48% | 400K | 0.00 | 0.00 |
JAGUAR GLOBAL GROWTH CORP IDFND | CLASS A ORD SHS | 350.50K | SH | $3.71M 2.21% | 350.50K | 0.00 | 0.00 |
KAYNE ANDERSON NEXTGEN ENRGYDFND | COM | 512.77K | SH | $3.64M 2.17% | 512.77K | 0.00 | 0.00 |
SOCIAL CAP SUVRETTA HLDS CRPDFND | CLASS A ORD SHS | 272K | SH | $2.82M 1.68% | 272K | 0.00 | 0.00 |
TORTOISEECOFIN ACQUISITION CDFND | UNIT 99/99/9999 | 150K | SH | $1.55M 0.93% | 150K | 0.00 | 0.00 |
XPAC ACQUISITION CORPDFND | CLASS A ORD | 135K | SH | $1.40M 0.83% | 135K | 0.00 | 0.00 |
GASLOG PARTNERS LPDFND | UNIT LTD PTNRP | 150K | SH | $1.29M 0.77% | 150K | 0.00 | 0.00 |
KNIGHTSWAN ACQUISITION CORPDFND | CL A COM | 110K | SH | $1.16M 0.69% | 110K | 0.00 | 0.00 |
AP ACQUISITION CORPDFND | UNIT 99/99/9999 | 100K | SH | $1.08M 0.64% | 100K | 0.00 | 0.00 |
AP ACQUISITION CORPDFND | CL A ORD SHS | 100K | SH | $1.08M 0.64% | 100K | 0.00 | 0.00 |
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