Filed: 5/11/2023ACC: 0001085146-23-002242
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $383.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$383.15M
Total AUM (reported)
52.19M
Total Shares
Allocation by class
COM CL A$71.05M18.5%
SPONSORED ADR$61.55M16.1%
CLASS A COM$40.38M10.5%
CL A COM$34.57M9.0%
CLASS A ORD SHS$29.95M7.8%
COM$29.89M7.8%
CL A SHS$17.20M4.5%
Portfolio Concentration
Top 3$87.44M22.8%
4–10$74.53M19.5%
11–25$95.61M25.0%
Rest$125.58M32.8%
Top 3 weight
22.8%
Top 10 weight
42.3%
Voting Authority Distribution
Total shares with voting rights: 52.44M
Sole
Full voting authority
52.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other115
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings115
Rows:
SUMITOMO MITSUI FINL GROUP I
DFNDShares5.64M
TypeSH
Market value$45.15M
11.78%
Sole
5.64M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
DFNDShares2.58M
TypeSH
Market value$26.21M
6.84%
Sole
2.58M
Shared
0.00
None
0.00
PROTERRA INC
DFNDShares10.57M
TypeSH
Market value$16.07M
4.20%
Sole
10.57M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VI
DFNDShares1.33M
TypeSH
Market value$13.45M
3.51%
Sole
1.33M
Shared
0.00
None
0.00
TCV ACQUISITION CORP
DFNDShares1.24M
TypeSH
Market value$12.72M
3.32%
Sole
1.24M
Shared
0.00
None
0.00
MOTIVE CAPITAL CORP II
DFNDShares1.02M
TypeSH
Market value$10.69M
2.79%
Sole
1.02M
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$10.26M
2.68%
Sole
4.42M
Shared
0.00
None
0.00
NORTHERN STAR INVEST CORP IV
DFNDShares955K
TypeSH
Market value$9.69M
2.53%
Sole
955K
Shared
0.00
None
0.00
BLACK MOUNTAIN ACQ CORP
DFNDShares900K
TypeSH
Market value$9.35M
2.44%
Sole
900K
Shared
0.00
None
0.00
FOCUS IMPACT ACQUISITION COR
DFNDShares805K
TypeSH
Market value$8.37M
2.19%
Sole
805K
Shared
0.00
None
0.00
THUNDER BRDG CAP PRTNRS IV I
DFNDShares815K
TypeSH
Market value$8.25M
2.15%
Sole
815K
Shared
0.00
None
0.00
TPG PACE BENEFICIAL II CORP
DFNDShares800K
TypeSH
Market value$7.98M
2.08%
Sole
800K
Shared
0.00
None
0.00
GRAF ACQUISITION CORP IV
DFNDShares750K
TypeSH
Market value$7.60M
1.98%
Sole
750K
Shared
0.00
None
0.00
CLEAN EARTH ACQUISITIONS COR
DFNDShares735K
TypeSH
Market value$7.54M
1.97%
Sole
735K
Shared
0.00
None
0.00
BERENSON ACQUISITION CORP I
DFNDShares725K
TypeSH
Market value$7.39M
1.93%
Sole
725K
Shared
0.00
None
0.00
NUBIA BRAND INTERNATIONAL CO
DFNDShares620K
TypeSH
Market value$6.54M
1.71%
Sole
620K
Shared
0.00
None
0.00
RENTOKIL INITIAL PLC
DFNDShares168.23K
TypeSH
Market value$6.14M
1.60%
Sole
168.23K
Shared
0.00
None
0.00
CONCORD ACQUISITION CORP III
DFNDShares570K
TypeSH
Market value$5.91M
1.54%
Sole
570K
Shared
0.00
None
0.00
KIMBELL TIGER ACQUISITION CO
DFNDShares555K
TypeSH
Market value$5.84M
1.53%
Sole
555K
Shared
0.00
None
0.00
GOGREEN INVESTMENTS CORP
DFNDShares540K
TypeSH
Market value$5.70M
1.49%
Sole
540K
Shared
0.00
None
0.00
L CATTERTON ASIA ACQUISITION
DFNDShares550K
TypeSH
Market value$5.62M
1.47%
Sole
550K
Shared
0.00
None
0.00
CARTICA ACQUISITION CORP
DFNDShares510K
TypeSH
Market value$5.37M
1.40%
Sole
510K
Shared
0.00
None
0.00
KHOSLA VENTURES ACQUISITION
DFNDShares525K
TypeSH
Market value$5.32M
1.39%
Sole
525K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
DFNDShares500K
TypeSH
Market value$5.28M
1.38%
Sole
500K
Shared
0.00
None
0.00
VALOR LATITUDE ACQUISITN COR
DFNDShares500K
TypeSH
Market value$5.12M
1.34%
Sole
500K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 5.64M | SH | $45.15M 11.78% | 5.64M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIIDFND | COM CL A | 2.58M | SH | $26.21M 6.84% | 2.58M | 0.00 | 0.00 |
PROTERRA INCDFND | COM | 10.57M | SH | $16.07M 4.20% | 10.57M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIDFND | COM CL A | 1.33M | SH | $13.45M 3.51% | 1.33M | 0.00 | 0.00 |
TCV ACQUISITION CORPDFND | CL A SHS | 1.24M | SH | $12.72M 3.32% | 1.24M | 0.00 | 0.00 |
MOTIVE CAPITAL CORP IIDFND | CL A ORD | 1.02M | SH | $10.69M 2.79% | 1.02M | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $10.26M 2.68% | 4.42M | 0.00 | 0.00 |
NORTHERN STAR INVEST CORP IVDFND | COM CL A | 955K | SH | $9.69M 2.53% | 955K | 0.00 | 0.00 |
BLACK MOUNTAIN ACQ CORPDFND | CL A COM | 900K | SH | $9.35M 2.44% | 900K | 0.00 | 0.00 |
FOCUS IMPACT ACQUISITION CORDFND | CLASS A COM | 805K | SH | $8.37M 2.19% | 805K | 0.00 | 0.00 |
THUNDER BRDG CAP PRTNRS IV IDFND | CLASS A COM | 815K | SH | $8.25M 2.15% | 815K | 0.00 | 0.00 |
TPG PACE BENEFICIAL II CORPDFND | COMMON STOCK | 800K | SH | $7.98M 2.08% | 800K | 0.00 | 0.00 |
GRAF ACQUISITION CORP IVDFND | COM | 750K | SH | $7.60M 1.98% | 750K | 0.00 | 0.00 |
CLEAN EARTH ACQUISITIONS CORDFND | CLASS A COM | 735K | SH | $7.54M 1.97% | 735K | 0.00 | 0.00 |
BERENSON ACQUISITION CORP IDFND | CL A COM | 725K | SH | $7.39M 1.93% | 725K | 0.00 | 0.00 |
NUBIA BRAND INTERNATIONAL CODFND | CLASS A COM | 620K | SH | $6.54M 1.71% | 620K | 0.00 | 0.00 |
RENTOKIL INITIAL PLCDFND | SPONSORED ADR | 168.23K | SH | $6.14M 1.60% | 168.23K | 0.00 | 0.00 |
CONCORD ACQUISITION CORP IIIDFND | COM CL A | 570K | SH | $5.91M 1.54% | 570K | 0.00 | 0.00 |
KIMBELL TIGER ACQUISITION CODFND | COM CL A | 555K | SH | $5.84M 1.53% | 555K | 0.00 | 0.00 |
GOGREEN INVESTMENTS CORPDFND | ORD SHS CL A | 540K | SH | $5.70M 1.49% | 540K | 0.00 | 0.00 |
L CATTERTON ASIA ACQUISITIONDFND | CLASS A ORD SHS | 550K | SH | $5.62M 1.47% | 550K | 0.00 | 0.00 |
CARTICA ACQUISITION CORPDFND | CLASS A ORD SHS | 510K | SH | $5.37M 1.40% | 510K | 0.00 | 0.00 |
KHOSLA VENTURES ACQUISITIONDFND | CL A | 525K | SH | $5.32M 1.39% | 525K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IIDFND | UNIT 07/12/2028 | 500K | SH | $5.28M 1.38% | 500K | 0.00 | 0.00 |
VALOR LATITUDE ACQUISITN CORDFND | CLASS A ORD SHS | 500K | SH | $5.12M 1.34% | 500K | 0.00 | 0.00 |
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