Filed: 2/13/2023ACC: 0001085146-23-001144
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 196 equity positions with a total reported market value of $492.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
196
Positions
$492.18M
Total AUM (reported)
65.15M
Total Shares
Allocation by class
SPONSORED ADR$71.03M14.4%
COM CL A$67.66M13.7%
COM$54.20M11.0%
UNIT 99/99/9999$44.73M9.1%
CLASS A COM$42.60M8.7%
SHS CL A$35.84M7.3%
CLASS A ORD SHS$29.30M6.0%
Portfolio Concentration
Top 3$108.13M22.0%
4–10$73.41M14.9%
11–25$83.43M17.0%
Rest$227.21M46.2%
Top 3 weight
22.0%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 65.15M
Sole
Full voting authority
65.15M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other196
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings196
Rows:
SUMITOMO MITSUI FINL GROUP I
DFNDShares6.64M
TypeSH
Market value$53.28M
10.83%
Sole
6.64M
Shared
0.00
None
0.00
PROTERRA INC
DFNDShares10.57M
TypeSH
Market value$39.87M
8.10%
Sole
10.57M
Shared
0.00
None
0.00
MITSUBISHI UFJ FINL GROUP IN
DFNDShares2.25M
TypeSH
Market value$14.98M
3.04%
Sole
2.25M
Shared
0.00
None
0.00
DHC ACQUISITION CORP
DFNDShares1.19M
TypeSH
Market value$11.98M
2.43%
Sole
1.19M
Shared
0.00
None
0.00
BURTECH ACQUISITION CORP
DFNDShares1.12M
TypeSH
Market value$11.37M
2.31%
Sole
1.12M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares1.52M
TypeSH
Market value$11.35M
2.31%
Sole
1.52M
Shared
0.00
None
0.00
LOGISTICS INNOVTN TECHNLGS C
DFNDShares1.07M
TypeSH
Market value$10.65M
2.16%
Sole
1.07M
Shared
0.00
None
0.00
LEO HLDGS CORP II
DFNDShares1.02M
TypeSH
Market value$10.34M
2.10%
Sole
1.02M
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$9.73M
1.98%
Sole
4.42M
Shared
0.00
None
0.00
DA32 LIFE SCNCE TEC ACQSTN C
DFNDShares800K
TypeSH
Market value$8.00M
1.62%
Sole
800K
Shared
0.00
None
0.00
JAWS MUSTANG ACQUISITION COR
DFNDShares700K
TypeSH
Market value$7.07M
1.44%
Sole
700K
Shared
0.00
None
0.00
CONCORD ACQUISITION CORP II
DFNDShares700K
TypeSH
Market value$6.96M
1.41%
Sole
700K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP V
DFNDShares647K
TypeSH
Market value$6.43M
1.31%
Sole
647K
Shared
0.00
None
0.00
TWELVE SEAS INVESTMENT CO II
DFNDShares600K
TypeSH
Market value$6.03M
1.23%
Sole
600K
Shared
0.00
None
0.00
PRIVETERRA ACQUISITION CORP
DFNDShares575K
TypeSH
Market value$5.78M
1.17%
Sole
575K
Shared
0.00
None
0.00
AFRICAN GOLD ACQUISITION COR
DFNDShares550K
TypeSH
Market value$5.53M
1.12%
Sole
550K
Shared
0.00
None
0.00
GRAF ACQUISITION CORP IV
DFNDShares550K
TypeSH
Market value$5.47M
1.11%
Sole
550K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
DFNDShares500K
TypeSH
Market value$5.20M
1.06%
Sole
500K
Shared
0.00
None
0.00
RENTOKIL INITIAL PLC
DFNDShares168.23K
TypeSH
Market value$5.18M
1.05%
Sole
168.23K
Shared
0.00
None
0.00
JACK CREEK INVESTMENT CORP
DFNDShares500K
TypeSH
Market value$5.07M
1.03%
Sole
500K
Shared
0.00
None
0.00
SVF INVESTMENT CORP
DFNDShares500K
TypeSH
Market value$5.05M
1.03%
Sole
500K
Shared
0.00
None
0.00
ARES ACQUISITION CORPORATION
DFNDShares500K
TypeSH
Market value$5.04M
1.02%
Sole
500K
Shared
0.00
None
0.00
M3 BRIGADE ACQUISITION II CO
DFNDShares500K
TypeSH
Market value$5.01M
1.02%
Sole
500K
Shared
0.00
None
0.00
AIMFINITY INVESTMENT CORP I
DFNDShares479.71K
TypeSH
Market value$4.83M
0.98%
Sole
479.71K
Shared
0.00
None
0.00
INDEPENDENCE HOLDINGS CORP
DFNDShares475K
TypeSH
Market value$4.78M
0.97%
Sole
475K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 6.64M | SH | $53.28M 10.83% | 6.64M | 0.00 | 0.00 |
PROTERRA INCDFND | COM | 10.57M | SH | $39.87M 8.10% | 10.57M | 0.00 | 0.00 |
MITSUBISHI UFJ FINL GROUP INDFND | SPONSORED ADS | 2.25M | SH | $14.98M 3.04% | 2.25M | 0.00 | 0.00 |
DHC ACQUISITION CORPDFND | CLASS A ORD SHS | 1.19M | SH | $11.98M 2.43% | 1.19M | 0.00 | 0.00 |
BURTECH ACQUISITION CORPDFND | CLASS A COM | 1.12M | SH | $11.37M 2.31% | 1.12M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 1.52M | SH | $11.35M 2.31% | 1.52M | 0.00 | 0.00 |
LOGISTICS INNOVTN TECHNLGS CDFND | CLASS A COM | 1.07M | SH | $10.65M 2.16% | 1.07M | 0.00 | 0.00 |
LEO HLDGS CORP IIDFND | COM CL A | 1.02M | SH | $10.34M 2.10% | 1.02M | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $9.73M 1.98% | 4.42M | 0.00 | 0.00 |
DA32 LIFE SCNCE TEC ACQSTN CDFND | CLASS A COM | 800K | SH | $8.00M 1.62% | 800K | 0.00 | 0.00 |
JAWS MUSTANG ACQUISITION CORDFND | SHS CL A | 700K | SH | $7.07M 1.44% | 700K | 0.00 | 0.00 |
CONCORD ACQUISITION CORP IIDFND | COM CL A | 700K | SH | $6.96M 1.41% | 700K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VDFND | COM CL A | 647K | SH | $6.43M 1.31% | 647K | 0.00 | 0.00 |
TWELVE SEAS INVESTMENT CO IIDFND | COM CL A | 600K | SH | $6.03M 1.23% | 600K | 0.00 | 0.00 |
PRIVETERRA ACQUISITION CORPDFND | CL A | 575K | SH | $5.78M 1.17% | 575K | 0.00 | 0.00 |
AFRICAN GOLD ACQUISITION CORDFND | SHS CL A | 550K | SH | $5.53M 1.12% | 550K | 0.00 | 0.00 |
GRAF ACQUISITION CORP IVDFND | COM | 550K | SH | $5.47M 1.11% | 550K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IIDFND | UNIT 07/12/2028 | 500K | SH | $5.20M 1.06% | 500K | 0.00 | 0.00 |
RENTOKIL INITIAL PLCDFND | SPONSORED ADR | 168.23K | SH | $5.18M 1.05% | 168.23K | 0.00 | 0.00 |
JACK CREEK INVESTMENT CORPDFND | CL A SHS | 500K | SH | $5.07M 1.03% | 500K | 0.00 | 0.00 |
SVF INVESTMENT CORPDFND | CL A SHS | 500K | SH | $5.05M 1.03% | 500K | 0.00 | 0.00 |
ARES ACQUISITION CORPORATIONDFND | COM CL A | 500K | SH | $5.04M 1.02% | 500K | 0.00 | 0.00 |
M3 BRIGADE ACQUISITION II CODFND | COM CL A | 500K | SH | $5.01M 1.02% | 500K | 0.00 | 0.00 |
AIMFINITY INVESTMENT CORP IDFND | UNIT 02/01/2029 | 479.71K | SH | $4.83M 0.98% | 479.71K | 0.00 | 0.00 |
INDEPENDENCE HOLDINGS CORPDFND | UNIT 03/02/2026 | 475K | SH | $4.78M 0.97% | 475K | 0.00 | 0.00 |
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