Filed: 11/14/2022ACC: 0001085146-22-004046
📋 What this filing means
COWEN INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 252 equity positions with a total reported market value of $462.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
252
Positions
$462.6K
Total AUM (reported)
61.12M
Total Shares
Allocation by class
COM$68.6K14.8%
UNIT 99/99/9999$58.0K12.5%
COM CL A$55.5K12.0%
SPONSORED ADR$48.0K10.4%
CLASS A COM$28.0K6.1%
CL A SHS$21.7K4.7%
CLASS A ORD SHS$16.0K3.5%
Portfolio Concentration
Top 3$103.8K22.4%
4–10$44.7K9.7%
11–25$56.9K12.3%
Rest$257.3K55.6%
Top 3 weight
22.4%
Top 10 weight
32.1%
Voting Authority Distribution
Total shares with voting rights: 61.12M
Sole
Full voting authority
61.12M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other252
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings252
Rows:
PROTERRA INC
DFNDShares10.57M
TypeSH
Market value$52.7K
11.38%
Sole
10.57M
Shared
0.00
None
0.00
SUMITOMO MITSUI FINL GROUP I
DFNDShares7.19M
TypeSH
Market value$39.6K
8.55%
Sole
7.19M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares1.31M
TypeSH
Market value$11.6K
2.51%
Sole
1.31M
Shared
0.00
None
0.00
LOGISTICS INNOVTN TECHNLGS C
DFNDShares920K
TypeSH
Market value$9.0K
1.94%
Sole
920K
Shared
0.00
None
0.00
LLOYDS BANKING GROUP PLC
DFNDShares4.42M
TypeSH
Market value$7.9K
1.71%
Sole
4.42M
Shared
0.00
None
0.00
CONCORD ACQUISITION CORP II
DFNDShares700K
TypeSH
Market value$6.8K
1.47%
Sole
700K
Shared
0.00
None
0.00
KL ACQUISITION CORP
DFNDShares615K
TypeSH
Market value$6.1K
1.31%
Sole
615K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
DFNDShares500K
TypeSH
Market value$5.0K
1.08%
Sole
500K
Shared
0.00
None
0.00
SVF INVESTMENT CORP
DFNDShares500K
TypeSH
Market value$5.0K
1.08%
Sole
500K
Shared
0.00
None
0.00
M3 BRIGADE ACQUISITION II CO
DFNDShares500K
TypeSH
Market value$4.9K
1.06%
Sole
500K
Shared
0.00
None
0.00
AIMFINITY INVESTMENT CORP I
DFNDShares479.71K
TypeSH
Market value$4.7K
1.03%
Sole
479.71K
Shared
0.00
None
0.00
INDEPENDENCE HOLDINGS CORP
DFNDShares475K
TypeSH
Market value$4.7K
1.02%
Sole
475K
Shared
0.00
None
0.00
REVOLUTION HEALTHCAR AQ CORP
DFNDShares425K
TypeSH
Market value$4.2K
0.90%
Sole
425K
Shared
0.00
None
0.00
BLACK MOUNTAIN ACQ CORP
DFNDShares400K
TypeSH
Market value$4.0K
0.87%
Sole
400K
Shared
0.00
None
0.00
BLEUACACIA LTD
DFNDShares400K
TypeSH
Market value$4.0K
0.86%
Sole
400K
Shared
0.00
None
0.00
THE MUSIC ACQUISITION CORP
DFNDShares400K
TypeSH
Market value$3.9K
0.85%
Sole
400K
Shared
0.00
None
0.00
CC NEUBERGER PRINCIPAL HOLDN
DFNDShares372.04K
TypeSH
Market value$3.7K
0.80%
Sole
372.04K
Shared
0.00
None
0.00
8I ACQUISITION 2 CORP
DFNDShares350K
TypeSH
Market value$3.5K
0.76%
Sole
350K
Shared
0.00
None
0.00
AEQUI ACQUISITION CORP
DFNDShares350K
TypeSH
Market value$3.5K
0.76%
Sole
350K
Shared
0.00
None
0.00
SENIOR CONNECT ACQUISITN COR
DFNDShares350K
TypeSH
Market value$3.5K
0.75%
Sole
350K
Shared
0.00
None
0.00
RMG ACQUISITION CORP III
DFNDShares350K
TypeSH
Market value$3.5K
0.75%
Sole
350K
Shared
0.00
None
0.00
TWIN RIDGE CAPITAL ACQUIS CO
DFNDShares350K
TypeSH
Market value$3.5K
0.75%
Sole
350K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VI
DFNDShares350K
TypeSH
Market value$3.5K
0.75%
Sole
350K
Shared
0.00
None
0.00
ONE EQUITY PARTNERS OPEN WTR
DFNDShares350K
TypeSH
Market value$3.5K
0.75%
Sole
350K
Shared
0.00
None
0.00
TERMINIX GLOBAL HOLDINGS INC
DFNDShares84.82K
TypeSH
Market value$3.2K
0.70%
Sole
84.82K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROTERRA INCDFND | COM | 10.57M | SH | $52.7K 11.38% | 10.57M | 0.00 | 0.00 |
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 7.19M | SH | $39.6K 8.55% | 7.19M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 1.31M | SH | $11.6K 2.51% | 1.31M | 0.00 | 0.00 |
LOGISTICS INNOVTN TECHNLGS CDFND | CLASS A COM | 920K | SH | $9.0K 1.94% | 920K | 0.00 | 0.00 |
LLOYDS BANKING GROUP PLCDFND | SPONSORED ADR | 4.42M | SH | $7.9K 1.71% | 4.42M | 0.00 | 0.00 |
CONCORD ACQUISITION CORP IIDFND | COM CL A | 700K | SH | $6.8K 1.47% | 700K | 0.00 | 0.00 |
KL ACQUISITION CORPDFND | COM CL A | 615K | SH | $6.1K 1.31% | 615K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IIDFND | UNIT 07/12/2028 | 500K | SH | $5.0K 1.08% | 500K | 0.00 | 0.00 |
SVF INVESTMENT CORPDFND | CL A SHS | 500K | SH | $5.0K 1.08% | 500K | 0.00 | 0.00 |
M3 BRIGADE ACQUISITION II CODFND | COM CL A | 500K | SH | $4.9K 1.06% | 500K | 0.00 | 0.00 |
AIMFINITY INVESTMENT CORP IDFND | UNIT 02/01/2029 | 479.71K | SH | $4.7K 1.03% | 479.71K | 0.00 | 0.00 |
INDEPENDENCE HOLDINGS CORPDFND | UNIT 03/02/2026 | 475K | SH | $4.7K 1.02% | 475K | 0.00 | 0.00 |
REVOLUTION HEALTHCAR AQ CORPDFND | CLASS A COM | 425K | SH | $4.2K 0.90% | 425K | 0.00 | 0.00 |
BLACK MOUNTAIN ACQ CORPDFND | CL A COM | 400K | SH | $4.0K 0.87% | 400K | 0.00 | 0.00 |
BLEUACACIA LTDDFND | UNIT 10/30/2026 | 400K | SH | $4.0K 0.86% | 400K | 0.00 | 0.00 |
THE MUSIC ACQUISITION CORPDFND | COM CLASS A | 400K | SH | $3.9K 0.85% | 400K | 0.00 | 0.00 |
CC NEUBERGER PRINCIPAL HOLDNDFND | UNIT 99/99/9999 | 372.04K | SH | $3.7K 0.80% | 372.04K | 0.00 | 0.00 |
8I ACQUISITION 2 CORPDFND | ORDINARY SHARES | 350K | SH | $3.5K 0.76% | 350K | 0.00 | 0.00 |
AEQUI ACQUISITION CORPDFND | UNIT 11/30/2027 | 350K | SH | $3.5K 0.76% | 350K | 0.00 | 0.00 |
SENIOR CONNECT ACQUISITN CORDFND | COM CL A | 350K | SH | $3.5K 0.75% | 350K | 0.00 | 0.00 |
RMG ACQUISITION CORP IIIDFND | CL A SHS | 350K | SH | $3.5K 0.75% | 350K | 0.00 | 0.00 |
TWIN RIDGE CAPITAL ACQUIS CODFND | UNIT 99/99/9999 | 350K | SH | $3.5K 0.75% | 350K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIDFND | UNIT 99/99/9999 | 350K | SH | $3.5K 0.75% | 350K | 0.00 | 0.00 |
ONE EQUITY PARTNERS OPEN WTRDFND | CL A | 350K | SH | $3.5K 0.75% | 350K | 0.00 | 0.00 |
TERMINIX GLOBAL HOLDINGS INCDFND | COM | 84.82K | SH | $3.2K 0.70% | 84.82K | 0.00 | 0.00 |
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