Filed: 11/12/2024ACC: 0001085146-24-005486
📋 What this filing means
COWEN AND COMPANY, LLC filed this quarterly 13F‑HR report disclosing 564 equity positions with a total reported market value of $2.97B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
564
Positions
$2.97B
Total AUM (reported)
279.61M
Total Shares
Allocation by class
COM$1.78B59.9%
COM CL A$238.64M8.0%
CL A$235.87M7.9%
SPONSORED ADS$75.57M2.5%
CAP STK CL A$71.88M2.4%
SHS CL A$53.51M1.8%
COM NEW$42.33M1.4%
Portfolio Concentration
Top 3$1.08B36.4%
4–10$818.89M27.6%
11–25$500.36M16.9%
Rest$567.74M19.1%
Top 3 weight
36.4%
Top 10 weight
64.0%
Voting Authority Distribution
Total shares with voting rights: 279.61M
Sole
Full voting authority
279.61M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other564
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings564
Rows:
NVIDIA CORPORATION
DFNDShares9.95M
TypeSH
Market value$677.53M
22.82%
Sole
9.95M
Shared
0.00
None
0.00
COINBASE GLOBAL INC
DFNDShares1.28M
TypeSH
Market value$227.23M
7.65%
Sole
1.28M
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares309.82K
TypeSH
Market value$177.35M
5.97%
Sole
309.82K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares1.27M
TypeSH
Market value$146.45M
4.93%
Sole
1.27M
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares577.26K
TypeSH
Market value$143.44M
4.83%
Sole
577.26K
Shared
0.00
None
0.00
PTC THERAPEUTICS INC
DFNDShares3.59M
TypeSH
Market value$133.21M
4.49%
Sole
3.59M
Shared
0.00
None
0.00
APPLE INC
DFNDShares823.96K
TypeSH
Market value$122.95M
4.14%
Sole
823.96K
Shared
0.00
None
0.00
ELI LILLY & CO
DFNDShares260.40K
TypeSH
Market value$119.85M
4.04%
Sole
260.40K
Shared
0.00
None
0.00
TESLA INC
DFNDShares308.55K
TypeSH
Market value$80.73M
2.72%
Sole
308.55K
Shared
0.00
None
0.00
TARSUS PHARMACEUTICALS INC
DFNDShares2.20M
TypeSH
Market value$72.27M
2.43%
Sole
2.20M
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares971.58K
TypeSH
Market value$71.88M
2.42%
Sole
971.58K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
DFNDShares631.20K
TypeSH
Market value$66.98M
2.26%
Sole
631.20K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares317.11K
TypeSH
Market value$52.03M
1.75%
Sole
317.11K
Shared
0.00
None
0.00
STOKE THERAPEUTICS INC
DFNDShares3.24M
TypeSH
Market value$39.87M
1.34%
Sole
3.24M
Shared
0.00
None
0.00
ESTABLISHMENT LABS HLDGS INC
DFNDShares869.95K
TypeSH
Market value$37.64M
1.27%
Sole
869.95K
Shared
0.00
None
0.00
NIKOLA CORP
DFNDShares1.63M
TypeSH
Market value$34.00M
1.15%
Sole
1.63M
Shared
0.00
None
0.00
ENERGY TRANSFER L P
DFNDShares1.90M
TypeSH
Market value$30.45M
1.03%
Sole
1.90M
Shared
0.00
None
0.00
AGRICULTURE & NAT SOL ACQ CO
DFNDShares2.25M
TypeSH
Market value$23.25M
0.78%
Sole
2.25M
Shared
0.00
None
0.00
UROGEN PHARMA LTD
DFNDShares1.80M
TypeSH
Market value$22.82M
0.77%
Sole
1.80M
Shared
0.00
None
0.00
MERCER INTL INC
DFNDShares3.30M
TypeSH
Market value$22.34M
0.75%
Sole
3.30M
Shared
0.00
None
0.00
ARES ACQUISITION CORP II
DFNDShares1.96M
TypeSH
Market value$21.26M
0.72%
Sole
1.96M
Shared
0.00
None
0.00
ROCKET PHARMACEUTICALS INC
DFNDShares1.10M
TypeSH
Market value$20.32M
0.68%
Sole
1.10M
Shared
0.00
None
0.00
SUMITOMO MITSUI FINL GROUP I
DFNDShares1.56M
TypeSH
Market value$19.71M
0.66%
Sole
1.56M
Shared
0.00
None
0.00
PALANTIR TECHNOLOGIES INC
DFNDShares523.64K
TypeSH
Market value$19.48M
0.66%
Sole
523.64K
Shared
0.00
None
0.00
STAR HLDGS
DFNDShares1.32M
TypeSH
Market value$18.33M
0.62%
Sole
1.32M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 9.95M | SH | $677.53M 22.82% | 9.95M | 0.00 | 0.00 |
COINBASE GLOBAL INCDFND | COM CL A | 1.28M | SH | $227.23M 7.65% | 1.28M | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 309.82K | SH | $177.35M 5.97% | 309.82K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 1.27M | SH | $146.45M 4.93% | 1.27M | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 577.26K | SH | $143.44M 4.83% | 577.26K | 0.00 | 0.00 |
PTC THERAPEUTICS INCDFND | COM | 3.59M | SH | $133.21M 4.49% | 3.59M | 0.00 | 0.00 |
APPLE INCDFND | COM | 823.96K | SH | $122.95M 4.14% | 823.96K | 0.00 | 0.00 |
ELI LILLY & CODFND | COM | 260.40K | SH | $119.85M 4.04% | 260.40K | 0.00 | 0.00 |
TESLA INCDFND | COM | 308.55K | SH | $80.73M 2.72% | 308.55K | 0.00 | 0.00 |
TARSUS PHARMACEUTICALS INCDFND | COM | 2.20M | SH | $72.27M 2.43% | 2.20M | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 971.58K | SH | $71.88M 2.42% | 971.58K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDDFND | SPONSORED ADS | 631.20K | SH | $66.98M 2.26% | 631.20K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 317.11K | SH | $52.03M 1.75% | 317.11K | 0.00 | 0.00 |
STOKE THERAPEUTICS INCDFND | COM | 3.24M | SH | $39.87M 1.34% | 3.24M | 0.00 | 0.00 |
ESTABLISHMENT LABS HLDGS INCDFND | COM | 869.95K | SH | $37.64M 1.27% | 869.95K | 0.00 | 0.00 |
NIKOLA CORPDFND | COM NEW | 1.63M | SH | $34.00M 1.15% | 1.63M | 0.00 | 0.00 |
ENERGY TRANSFER L PDFND | COM UT LTD PTN | 1.90M | SH | $30.45M 1.03% | 1.90M | 0.00 | 0.00 |
AGRICULTURE & NAT SOL ACQ CODFND | SHS CL A | 2.25M | SH | $23.25M 0.78% | 2.25M | 0.00 | 0.00 |
UROGEN PHARMA LTDDFND | COM | 1.80M | SH | $22.82M 0.77% | 1.80M | 0.00 | 0.00 |
MERCER INTL INCDFND | COM | 3.30M | SH | $22.34M 0.75% | 3.30M | 0.00 | 0.00 |
ARES ACQUISITION CORP IIDFND | SHS CLASS A | 1.96M | SH | $21.26M 0.72% | 1.96M | 0.00 | 0.00 |
ROCKET PHARMACEUTICALS INCDFND | COM | 1.10M | SH | $20.32M 0.68% | 1.10M | 0.00 | 0.00 |
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 1.56M | SH | $19.71M 0.66% | 1.56M | 0.00 | 0.00 |
PALANTIR TECHNOLOGIES INCDFND | CL A | 523.64K | SH | $19.48M 0.66% | 523.64K | 0.00 | 0.00 |
STAR HLDGSDFND | SHS BEN INT | 1.32M | SH | $18.33M 0.62% | 1.32M | 0.00 | 0.00 |
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