Filed: 5/3/2024ACC: 0001085146-24-002203
📋 What this filing means
COWEN AND COMPANY, LLC filed this quarterly 13F‑HR report disclosing 633 equity positions with a total reported market value of $2.58B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
633
Positions
$2.58B
Total AUM (reported)
262.40M
Total Shares
Allocation by class
COM$1.40B54.3%
COM CL A$465.54M18.0%
CL A$167.65M6.5%
CL A ORD SHS$60.40M2.3%
CLASS A COM$37.37M1.4%
SHS CL A$36.17M1.4%
SPONSORED ADR$32.99M1.3%
Portfolio Concentration
Top 3$1.23B47.6%
4–10$502.98M19.5%
11–25$331.09M12.8%
Rest$519.93M20.1%
Top 3 weight
47.6%
Top 10 weight
67.0%
Voting Authority Distribution
Total shares with voting rights: 262.40M
Sole
Full voting authority
262.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other633
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings633
Rows:
NVIDIA CORPORATION
DFNDShares747.21K
TypeSH
Market value$675.15M
26.15%
Sole
747.21K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
DFNDShares1.62M
TypeSH
Market value$408.90M
15.84%
Sole
1.62M
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
DFNDShares5.63M
TypeSH
Market value$143.65M
5.56%
Sole
5.63M
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares287.63K
TypeSH
Market value$139.67M
5.41%
Sole
287.63K
Shared
0.00
None
0.00
PTC THERAPEUTICS INC
DFNDShares3.73M
TypeSH
Market value$108.38M
4.20%
Sole
3.73M
Shared
0.00
None
0.00
TARSUS PHARMACEUTICALS INC
DFNDShares2.12M
TypeSH
Market value$77.15M
2.99%
Sole
2.12M
Shared
0.00
None
0.00
ESTABLISHMENT LABS HLDGS INC
DFNDShares939.95K
TypeSH
Market value$47.84M
1.85%
Sole
939.95K
Shared
0.00
None
0.00
STOKE THERAPEUTICS INC
DFNDShares3.37M
TypeSH
Market value$45.44M
1.76%
Sole
3.37M
Shared
0.00
None
0.00
PROTAGONIST THERAPEUTICS INC
DFNDShares1.56M
TypeSH
Market value$45.06M
1.75%
Sole
1.56M
Shared
0.00
None
0.00
APPLE INC
DFNDShares229.97K
TypeSH
Market value$39.43M
1.53%
Sole
229.97K
Shared
0.00
None
0.00
FULCRUM THERAPEUTICS INC
DFNDShares3.71M
TypeSH
Market value$35.06M
1.36%
Sole
3.71M
Shared
0.00
None
0.00
SUMITOMO MITSUI FINL GROUP I
DFNDShares2.80M
TypeSH
Market value$32.96M
1.28%
Sole
2.80M
Shared
0.00
None
0.00
MERCER INTL INC
DFNDShares3.30M
TypeSH
Market value$32.84M
1.27%
Sole
3.30M
Shared
0.00
None
0.00
ROCKET PHARMACEUTICALS INC
DFNDShares1.10M
TypeSH
Market value$29.63M
1.15%
Sole
1.10M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
DFNDShares2.65M
TypeSH
Market value$28.38M
1.10%
Sole
2.65M
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
DFNDShares389.54K
TypeSH
Market value$28.19M
1.09%
Sole
389.54K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
DFNDShares1.78M
TypeSH
Market value$27.95M
1.08%
Sole
1.78M
Shared
0.00
None
0.00
UROGEN PHARMA LTD
DFNDShares1.63M
TypeSH
Market value$24.40M
0.95%
Sole
1.63M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
DFNDShares343.55K
TypeSH
Market value$15.69M
0.61%
Sole
343.55K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares3.07M
TypeSH
Market value$13.60M
0.53%
Sole
3.07M
Shared
0.00
None
0.00
AGRICULTURE & NAT SOL ACQ CO
DFNDShares1.34M
TypeSH
Market value$13.57M
0.53%
Sole
1.34M
Shared
0.00
None
0.00
QUANTA SVCS INC
DFNDShares243.84K
TypeSH
Market value$13.27M
0.51%
Sole
243.84K
Shared
0.00
None
0.00
CYTOKINETICS INC
DFNDShares510K
TypeSH
Market value$13.07M
0.51%
Sole
510K
Shared
0.00
None
0.00
RIGEL RESOURCE ACQ CORP
DFNDShares1.02M
TypeSH
Market value$11.39M
0.44%
Sole
1.02M
Shared
0.00
None
0.00
PYROPHYTE ACQUISITION CORP
DFNDShares997.06K
TypeSH
Market value$11.10M
0.43%
Sole
997.06K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 747.21K | SH | $675.15M 26.15% | 747.21K | 0.00 | 0.00 |
COINBASE GLOBAL INCDFND | COM CL A | 1.62M | SH | $408.90M 15.84% | 1.62M | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCDFND | COM | 5.63M | SH | $143.65M 5.56% | 5.63M | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 287.63K | SH | $139.67M 5.41% | 287.63K | 0.00 | 0.00 |
PTC THERAPEUTICS INCDFND | COM | 3.73M | SH | $108.38M 4.20% | 3.73M | 0.00 | 0.00 |
TARSUS PHARMACEUTICALS INCDFND | COM | 2.12M | SH | $77.15M 2.99% | 2.12M | 0.00 | 0.00 |
ESTABLISHMENT LABS HLDGS INCDFND | COM | 939.95K | SH | $47.84M 1.85% | 939.95K | 0.00 | 0.00 |
STOKE THERAPEUTICS INCDFND | COM | 3.37M | SH | $45.44M 1.76% | 3.37M | 0.00 | 0.00 |
PROTAGONIST THERAPEUTICS INCDFND | COM | 1.56M | SH | $45.06M 1.75% | 1.56M | 0.00 | 0.00 |
APPLE INCDFND | COM | 229.97K | SH | $39.43M 1.53% | 229.97K | 0.00 | 0.00 |
FULCRUM THERAPEUTICS INCDFND | COM | 3.71M | SH | $35.06M 1.36% | 3.71M | 0.00 | 0.00 |
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 2.80M | SH | $32.96M 1.28% | 2.80M | 0.00 | 0.00 |
MERCER INTL INCDFND | COM | 3.30M | SH | $32.84M 1.27% | 3.30M | 0.00 | 0.00 |
ROCKET PHARMACEUTICALS INCDFND | COM | 1.10M | SH | $29.63M 1.15% | 1.10M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIIDFND | COM CL A | 2.65M | SH | $28.38M 1.10% | 2.65M | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDDFND | SPONSORED ADS | 389.54K | SH | $28.19M 1.09% | 389.54K | 0.00 | 0.00 |
ENERGY TRANSFER L PDFND | COM UT LTD PTN | 1.78M | SH | $27.95M 1.08% | 1.78M | 0.00 | 0.00 |
UROGEN PHARMA LTDDFND | COM | 1.63M | SH | $24.40M 0.95% | 1.63M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 343.55K | SH | $15.69M 0.61% | 343.55K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EMG MKT ETF | 3.07M | SH | $13.60M 0.53% | 3.07M | 0.00 | 0.00 |
AGRICULTURE & NAT SOL ACQ CODFND | SHS CL A | 1.34M | SH | $13.57M 0.53% | 1.34M | 0.00 | 0.00 |
QUANTA SVCS INCDFND | COM | 243.84K | SH | $13.27M 0.51% | 243.84K | 0.00 | 0.00 |
CYTOKINETICS INCDFND | COM NEW | 510K | SH | $13.07M 0.51% | 510K | 0.00 | 0.00 |
RIGEL RESOURCE ACQ CORPDFND | CL A ORD SHS | 1.02M | SH | $11.39M 0.44% | 1.02M | 0.00 | 0.00 |
PYROPHYTE ACQUISITION CORPDFND | CL A ORD SHS | 997.06K | SH | $11.10M 0.43% | 997.06K | 0.00 | 0.00 |
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