Filed: 11/9/2023ACC: 0001085146-23-004233
📋 What this filing means
COWEN AND COMPANY, LLC filed this quarterly 13F‑HR report disclosing 609 equity positions with a total reported market value of $1.43B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
609
Positions
$1.43B
Total AUM (reported)
239.75M
Total Shares
Allocation by class
COM$597.13M41.8%
COM CL A$129.30M9.0%
CLASS A ORD SHS$81.89M5.7%
CL A ORD SHS$66.14M4.6%
CL A$51.62M3.6%
CLASS A COM$51.36M3.6%
ENERGY$50.24M3.5%
Portfolio Concentration
Top 3$354.51M24.8%
4–10$239.42M16.8%
11–25$296.65M20.8%
Rest$538.70M37.7%
Top 3 weight
24.8%
Top 10 weight
41.6%
Voting Authority Distribution
Total shares with voting rights: 239.75M
Sole
Full voting authority
239.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other609
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings609
Rows:
NVIDIA CORPORATION
DFNDShares575.72K
TypeSH
Market value$248.27M
17.37%
Sole
575.72K
Shared
0.00
None
0.00
ESTABLISHMENT LABS HLDGS INC
DFNDShares1.14M
TypeSH
Market value$56.00M
3.92%
Sole
1.14M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
DFNDShares555.80K
TypeSH
Market value$50.24M
3.51%
Sole
555.80K
Shared
0.00
None
0.00
ADVISORSHARES TR
DFNDShares6.14M
TypeSH
Market value$48.75M
3.41%
Sole
6.14M
Shared
0.00
None
0.00
ARES ACQUISITION CORPORATION
DFNDShares3.39M
TypeSH
Market value$36.43M
2.55%
Sole
3.39M
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
DFNDShares5.63M
TypeSH
Market value$35.91M
2.51%
Sole
5.63M
Shared
0.00
None
0.00
TARSUS PHARMACEUTICALS INC
DFNDShares1.80M
TypeSH
Market value$31.93M
2.23%
Sole
1.80M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
DFNDShares2.80M
TypeSH
Market value$29.26M
2.05%
Sole
2.80M
Shared
0.00
None
0.00
SIRIUS XM HOLDINGS INC
DFNDShares6.44M
TypeSH
Market value$28.82M
2.02%
Sole
6.44M
Shared
0.00
None
0.00
MERCER INTL INC
DFNDShares3.30M
TypeSH
Market value$28.31M
1.98%
Sole
3.30M
Shared
0.00
None
0.00
PROTAGONIST THERAPEUTICS INC
DFNDShares1.66M
TypeSH
Market value$27.65M
1.93%
Sole
1.66M
Shared
0.00
None
0.00
AVADEL PHARMACEUTICALS PLC
DFNDShares2.34M
TypeSH
Market value$24.08M
1.69%
Sole
2.34M
Shared
0.00
None
0.00
IMMUNOCORE HLDGS PLC
DFNDShares460.04K
TypeSH
Market value$23.88M
1.67%
Sole
460.04K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares75.45K
TypeSH
Market value$22.65M
1.58%
Sole
75.45K
Shared
0.00
None
0.00
ROCKET PHARMACEUTICALS INC
DFNDShares1.10M
TypeSH
Market value$22.54M
1.58%
Sole
1.10M
Shared
0.00
None
0.00
SLAM CORP
DFNDShares1.86M
TypeSH
Market value$20.06M
1.40%
Sole
1.86M
Shared
0.00
None
0.00
FULCRUM THERAPEUTICS INC
DFNDShares4.31M
TypeSH
Market value$19.13M
1.34%
Sole
4.31M
Shared
0.00
None
0.00
RIGEL RESOURCE ACQ CORP
DFNDShares1.73M
TypeSH
Market value$18.86M
1.32%
Sole
1.73M
Shared
0.00
None
0.00
ENERGY TRANSFER L P
DFNDShares1.30M
TypeSH
Market value$18.31M
1.28%
Sole
1.30M
Shared
0.00
None
0.00
PTC THERAPEUTICS INC
DFNDShares799.51K
TypeSH
Market value$17.92M
1.25%
Sole
799.51K
Shared
0.00
None
0.00
HENNESSY CAPITAL INVST CORP
DFNDShares1.50M
TypeSH
Market value$17.37M
1.22%
Sole
1.50M
Shared
0.00
None
0.00
NABORS ENERGY TRANSITION COR
DFNDShares1.68M
TypeSH
Market value$17.08M
1.19%
Sole
1.68M
Shared
0.00
None
0.00
PROJECT ENERGY REIMAGINED AC
DFNDShares1.62M
TypeSH
Market value$17.02M
1.19%
Sole
1.62M
Shared
0.00
None
0.00
TORTOISEECOFIN ACQUISITION C
DFNDShares1.47M
TypeSH
Market value$15.45M
1.08%
Sole
1.47M
Shared
0.00
None
0.00
STOKE THERAPEUTICS INC
DFNDShares3.72M
TypeSH
Market value$14.66M
1.03%
Sole
3.72M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 575.72K | SH | $248.27M 17.37% | 575.72K | 0.00 | 0.00 |
ESTABLISHMENT LABS HLDGS INCDFND | COM | 1.14M | SH | $56.00M 3.92% | 1.14M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRDFND | ENERGY | 555.80K | SH | $50.24M 3.51% | 555.80K | 0.00 | 0.00 |
ADVISORSHARES TRDFND | PURE US CANNABIS | 6.14M | SH | $48.75M 3.41% | 6.14M | 0.00 | 0.00 |
ARES ACQUISITION CORPORATIONDFND | COM CL A | 3.39M | SH | $36.43M 2.55% | 3.39M | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCDFND | COM | 5.63M | SH | $35.91M 2.51% | 5.63M | 0.00 | 0.00 |
TARSUS PHARMACEUTICALS INCDFND | COM | 1.80M | SH | $31.93M 2.23% | 1.80M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIIDFND | COM CL A | 2.80M | SH | $29.26M 2.05% | 2.80M | 0.00 | 0.00 |
SIRIUS XM HOLDINGS INCDFND | COM | 6.44M | SH | $28.82M 2.02% | 6.44M | 0.00 | 0.00 |
MERCER INTL INCDFND | COM | 3.30M | SH | $28.31M 1.98% | 3.30M | 0.00 | 0.00 |
PROTAGONIST THERAPEUTICS INCDFND | COM | 1.66M | SH | $27.65M 1.93% | 1.66M | 0.00 | 0.00 |
AVADEL PHARMACEUTICALS PLCDFND | SPONSORED ADR | 2.34M | SH | $24.08M 1.69% | 2.34M | 0.00 | 0.00 |
IMMUNOCORE HLDGS PLCDFND | ADS | 460.04K | SH | $23.88M 1.67% | 460.04K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 75.45K | SH | $22.65M 1.58% | 75.45K | 0.00 | 0.00 |
ROCKET PHARMACEUTICALS INCDFND | COM | 1.10M | SH | $22.54M 1.58% | 1.10M | 0.00 | 0.00 |
SLAM CORPDFND | CL A SHS | 1.86M | SH | $20.06M 1.40% | 1.86M | 0.00 | 0.00 |
FULCRUM THERAPEUTICS INCDFND | COM | 4.31M | SH | $19.13M 1.34% | 4.31M | 0.00 | 0.00 |
RIGEL RESOURCE ACQ CORPDFND | CL A ORD SHS | 1.73M | SH | $18.86M 1.32% | 1.73M | 0.00 | 0.00 |
ENERGY TRANSFER L PDFND | COM UT LTD PTN | 1.30M | SH | $18.31M 1.28% | 1.30M | 0.00 | 0.00 |
PTC THERAPEUTICS INCDFND | COM | 799.51K | SH | $17.92M 1.25% | 799.51K | 0.00 | 0.00 |
HENNESSY CAPITAL INVST CORPDFND | UNIT 99/99/9999 | 1.50M | SH | $17.37M 1.22% | 1.50M | 0.00 | 0.00 |
NABORS ENERGY TRANSITION CORDFND | CL A | 1.68M | SH | $17.08M 1.19% | 1.68M | 0.00 | 0.00 |
PROJECT ENERGY REIMAGINED ACDFND | CLASS A ORD | 1.62M | SH | $17.02M 1.19% | 1.62M | 0.00 | 0.00 |
TORTOISEECOFIN ACQUISITION CDFND | SHS CL A | 1.47M | SH | $15.45M 1.08% | 1.47M | 0.00 | 0.00 |
STOKE THERAPEUTICS INCDFND | COM | 3.72M | SH | $14.66M 1.03% | 3.72M | 0.00 | 0.00 |
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