Filed: 8/7/2023ACC: 0001085146-23-003110
📋 What this filing means
COWEN AND COMPANY, LLC filed this quarterly 13F‑HR report disclosing 582 equity positions with a total reported market value of $1.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
582
Positions
$1.21B
Total AUM (reported)
203.69M
Total Shares
Allocation by class
COM$491.44M40.7%
CLASS A ORD SHS$92.17M7.6%
COM CL A$85.60M7.1%
SPONSORED ADR$70.26M5.8%
SHS CL A$58.23M4.8%
CL A ORD SHS$45.98M3.8%
COM UNIT RP LP$45.18M3.7%
Portfolio Concentration
Top 3$210.25M17.4%
4–10$273.00M22.6%
11–25$251.20M20.8%
Rest$472.00M39.1%
Top 3 weight
17.4%
Top 10 weight
40.1%
Voting Authority Distribution
Total shares with voting rights: 203.69M
Sole
Full voting authority
203.69M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other582
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings582
Rows:
NVIDIA CORPORATION
DFNDShares192.75K
TypeSH
Market value$81.54M
6.76%
Sole
192.75K
Shared
0.00
None
0.00
ESTABLISHMENT LABS HLDGS INC
DFNDShares966.17K
TypeSH
Market value$66.29M
5.49%
Sole
966.17K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
DFNDShares5.63M
TypeSH
Market value$62.43M
5.17%
Sole
5.63M
Shared
0.00
None
0.00
PROTAGONIST THERAPEUTICS INC
DFNDShares1.66M
TypeSH
Market value$45.78M
3.79%
Sole
1.66M
Shared
0.00
None
0.00
MAGELLAN MIDSTREAM PRTNRS LP
DFNDShares725K
TypeSH
Market value$45.18M
3.75%
Sole
725K
Shared
0.00
None
0.00
AVADEL PHARMACEUTICALS PLC
DFNDShares2.66M
TypeSH
Market value$43.90M
3.64%
Sole
2.66M
Shared
0.00
None
0.00
STOKE THERAPEUTICS INC
DFNDShares3.72M
TypeSH
Market value$39.56M
3.28%
Sole
3.72M
Shared
0.00
None
0.00
TARSUS PHARMACEUTICALS INC
DFNDShares2M
TypeSH
Market value$36.13M
2.99%
Sole
2M
Shared
0.00
None
0.00
PTC THERAPEUTICS INC
DFNDShares799.51K
TypeSH
Market value$32.52M
2.70%
Sole
799.51K
Shared
0.00
None
0.00
ARES ACQUISITION CORPORATION
DFNDShares2.83M
TypeSH
Market value$29.93M
2.48%
Sole
2.83M
Shared
0.00
None
0.00
IMMUNOCORE HLDGS PLC
DFNDShares460.04K
TypeSH
Market value$27.58M
2.29%
Sole
460.04K
Shared
0.00
None
0.00
SUMITOMO MITSUI FINL GROUP I
DFNDShares2.80M
TypeSH
Market value$24.07M
2.00%
Sole
2.80M
Shared
0.00
None
0.00
ROCKET PHARMACEUTICALS INC
DFNDShares1.10M
TypeSH
Market value$21.86M
1.81%
Sole
1.10M
Shared
0.00
None
0.00
PROJECT ENERGY REIMAGINED AC
DFNDShares1.81M
TypeSH
Market value$18.75M
1.55%
Sole
1.81M
Shared
0.00
None
0.00
SCPHARMACEUTICALS INC
DFNDShares1.84M
TypeSH
Market value$18.73M
1.55%
Sole
1.84M
Shared
0.00
None
0.00
ENERGY TRANSFER L P
DFNDShares1.44M
TypeSH
Market value$18.22M
1.51%
Sole
1.44M
Shared
0.00
None
0.00
RIGEL RESOURCE ACQ CORP
DFNDShares1.55M
TypeSH
Market value$16.59M
1.37%
Sole
1.55M
Shared
0.00
None
0.00
HENNESSY CAPITAL INVST CORP
DFNDShares1.50M
TypeSH
Market value$15.44M
1.28%
Sole
1.50M
Shared
0.00
None
0.00
ELLIOTT OPPORTUNITY II CORP
DFNDShares1.46M
TypeSH
Market value$15.17M
1.26%
Sole
1.46M
Shared
0.00
None
0.00
INNOVIZ TECHNOLOGIES LTD
DFNDShares5.02M
TypeSH
Market value$14.24M
1.18%
Sole
5.02M
Shared
0.00
None
0.00
ADVISORSHARES TR
DFNDShares2.57M
TypeSH
Market value$14.22M
1.18%
Sole
2.57M
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares42.54K
TypeSH
Market value$12.21M
1.01%
Sole
42.54K
Shared
0.00
None
0.00
SOCIAL CAP SUVRETTA HLDS CP
DFNDShares1.10M
TypeSH
Market value$11.43M
0.95%
Sole
1.10M
Shared
0.00
None
0.00
COINBASE GLOBAL INC
DFNDShares159.35K
TypeSH
Market value$11.40M
0.95%
Sole
159.35K
Shared
0.00
None
0.00
MERCER INTL INC
DFNDShares1.40M
TypeSH
Market value$11.30M
0.94%
Sole
1.40M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 192.75K | SH | $81.54M 6.76% | 192.75K | 0.00 | 0.00 |
ESTABLISHMENT LABS HLDGS INCDFND | COM | 966.17K | SH | $66.29M 5.49% | 966.17K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCDFND | COM | 5.63M | SH | $62.43M 5.17% | 5.63M | 0.00 | 0.00 |
PROTAGONIST THERAPEUTICS INCDFND | COM | 1.66M | SH | $45.78M 3.79% | 1.66M | 0.00 | 0.00 |
MAGELLAN MIDSTREAM PRTNRS LPDFND | COM UNIT RP LP | 725K | SH | $45.18M 3.75% | 725K | 0.00 | 0.00 |
AVADEL PHARMACEUTICALS PLCDFND | SPONSORED ADR | 2.66M | SH | $43.90M 3.64% | 2.66M | 0.00 | 0.00 |
STOKE THERAPEUTICS INCDFND | COM | 3.72M | SH | $39.56M 3.28% | 3.72M | 0.00 | 0.00 |
TARSUS PHARMACEUTICALS INCDFND | COM | 2M | SH | $36.13M 2.99% | 2M | 0.00 | 0.00 |
PTC THERAPEUTICS INCDFND | COM | 799.51K | SH | $32.52M 2.70% | 799.51K | 0.00 | 0.00 |
ARES ACQUISITION CORPORATIONDFND | COM CL A | 2.83M | SH | $29.93M 2.48% | 2.83M | 0.00 | 0.00 |
IMMUNOCORE HLDGS PLCDFND | ADS | 460.04K | SH | $27.58M 2.29% | 460.04K | 0.00 | 0.00 |
SUMITOMO MITSUI FINL GROUP IDFND | SPONSORED ADR | 2.80M | SH | $24.07M 2.00% | 2.80M | 0.00 | 0.00 |
ROCKET PHARMACEUTICALS INCDFND | COM | 1.10M | SH | $21.86M 1.81% | 1.10M | 0.00 | 0.00 |
PROJECT ENERGY REIMAGINED ACDFND | CLASS A ORD | 1.81M | SH | $18.75M 1.55% | 1.81M | 0.00 | 0.00 |
SCPHARMACEUTICALS INCDFND | COM | 1.84M | SH | $18.73M 1.55% | 1.84M | 0.00 | 0.00 |
ENERGY TRANSFER L PDFND | COM UT LTD PTN | 1.44M | SH | $18.22M 1.51% | 1.44M | 0.00 | 0.00 |
RIGEL RESOURCE ACQ CORPDFND | CL A ORD SHS | 1.55M | SH | $16.59M 1.37% | 1.55M | 0.00 | 0.00 |
HENNESSY CAPITAL INVST CORPDFND | UNIT 99/99/9999 | 1.50M | SH | $15.44M 1.28% | 1.50M | 0.00 | 0.00 |
ELLIOTT OPPORTUNITY II CORPDFND | SHS CL A | 1.46M | SH | $15.17M 1.26% | 1.46M | 0.00 | 0.00 |
INNOVIZ TECHNOLOGIES LTDDFND | SHS | 5.02M | SH | $14.24M 1.18% | 5.02M | 0.00 | 0.00 |
ADVISORSHARES TRDFND | PURE US CANNABIS | 2.57M | SH | $14.22M 1.18% | 2.57M | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 42.54K | SH | $12.21M 1.01% | 42.54K | 0.00 | 0.00 |
SOCIAL CAP SUVRETTA HLDS CPDFND | CLASS A ORD SHS | 1.10M | SH | $11.43M 0.95% | 1.10M | 0.00 | 0.00 |
COINBASE GLOBAL INCDFND | COM CL A | 159.35K | SH | $11.40M 0.95% | 159.35K | 0.00 | 0.00 |
MERCER INTL INCDFND | COM | 1.40M | SH | $11.30M 0.94% | 1.40M | 0.00 | 0.00 |
Page 1 of 24
…