COWART BENJAMIN P

PrivateCIK: 1457168
Location

HOUSTON, TX

COWART BENJAMIN P (CEO and President) exercised options at VERTEX ENERGY INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderCOWART BENJAMIN PCIK 1457168
IssuerVERTEX ENERGY INC.CIK 890447
DirectorOfficer10% Owner· CEO and President
Since Jun 2018
-152.82K
Net shares
Net seller
$12.3K
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
1.05M acquired · 1.21M disposed
Non-Derivative Transactions5

Common Stock

Direct
G · Gift

Shares

152.82K

Price / share

Trade value

% of position

7.9%
4/11/2021
1.92M1.77M

Common Stock

Indirect
M · Option Exercise

Shares

+45.83K

Price / share

Trade value

% of position

1.0%
6/24/2021
4.81M4.85M

Common Stock

Indirect
M · Option Exercise

Shares

+8.01K

Price / share

$1.53

Trade value

$12.26K

% of position

0.2%
7/1/2021
4.84M4.85M

Common Stock

Direct
J · J

Shares

1M

Price / share

Trade value

% of position

61.8%
8/10/2021
1.62M618.52K

Common Stock

Indirect
J · J

Shares

+1M

Price / share

Trade value

% of position

20.6%
8/10/2021
4.85M5.85M
Total

Net shares

98.97K

Net value

$12.26K

Derivative Transactions2

Series B1 Preferred Stock

Indirect
M · Option Exercise
Converts to

Common Stock

45.83K shares

Shares

45.83K

Strike price

1.56

Held after

0.00

Exercisable

6/24/2021

Common Stock Purchase Warrants

Indirect
M · Option Exercise
Converts to

Common Stock

8.01K shares

Shares

8.01K

Strike price

1.53

Held after

0.00

Exercisable

7/1/2021
Non-Derivative Holdings (Post-Transaction)4

Common Stock

Indirect
Shares owned174.09K

Common Stock

Indirect
Shares owned100.77K

Common Stock

Indirect
Shares owned7.50K

Common Stock

Indirect
Shares owned70.21K
Total
352.56K indirect352.56K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
COWART BENJAMIN P — Insider Transaction (Form 4) Filed Feb 4, 2022 | Finecho