COUNSELMAN ANNA M. (SVP, People and Operations) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/17/2020ACC: 0001209191-20-064105
Officer· SVP, People and Operations
Since Dec 2020
0.00
Net shares
Net seller
$11.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
77.14K acquired · 77.14K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+77.14K
Price / share
$0.15
Trade value
$11.57K
% of position
173.4%
12/15/2020
44.50K→121.64K
Total
Net shares
+77.14K
Net value
$11.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/15/2020 | M · Option Exercise | +77.14K | $0.15 | $11.57K | 173.4% | 44.50K | 121.64K |
| Total | +77.14K | $11.57K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
77.14K shares
Shares
−77.14K
Strike price
0.15
Held after
308.36K
Exercisable
—
12/15/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock77.14K shares | 12/15/2020 | M · Option Exercise | −77.14K | 0.15 | — | 308.36K |