COOPER FINANCIAL GROUP

Filed: 1/8/2026ACC: 0001214659-26-000245

📋 What this filing means

COOPER FINANCIAL GROUP filed this quarterly 13F‑HR report disclosing 380 equity positions with a total reported market value of $939.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

380

Positions

$939.84M

Total AUM (reported)

12.49M

Total Shares

Allocation by class

COM$348.47M37.1%

US LCAP VA ETF$61.04M6.5%

UNIT SER 1$44.28M4.7%

INTERMED TERM$40.86M4.3%

US INFR DEV ETF$25.49M2.7%

EQUITY PREMIUM$24.89M2.6%

CL A$21.26M2.3%

Portfolio Concentration

Top 3$149.12M15.9%

4–10$211.31M22.5%

11–25$185.79M19.8%

Rest$393.62M41.9%

Top 3 weight

15.9%

Top 10 weight

38.3%

Voting Authority Distribution

Total shares with voting rights: 12.49M

Sole

Full voting authority

6.75K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.49M

% of voting shares99.9%

Investment Discretion (by position count)

Sole380

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings380

Rows:

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares2.06M

TypeSH

Market value$61.04M

6.49%

Sole

0.00

Shared

0.00

None

2.06M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares72.08K

TypeSH

Market value$44.28M

4.71%

Sole

0.00

Shared

0.00

None

72.08K

NVIDIA CORPORATION

SOLE

COM

Shares234.82K

TypeSH

Market value$43.79M

4.66%

Sole

0.00

Shared

0.00

None

234.82K

APPLE INC

SOLE

COM

Shares154.10K

TypeSH

Market value$41.89M

4.46%

Sole

0.00

Shared

0.00

None

154.10K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares524.71K

TypeSH

Market value$40.86M

4.35%

Sole

396.00

Shared

0.00

None

524.31K

MICROSOFT CORP

SOLE

COM

Shares61.78K

TypeSH

Market value$29.88M

3.18%

Sole

0.00

Shared

0.00

None

61.78K

AMAZON COM INC

SOLE

COM

Shares115.66K

TypeSH

Market value$26.70M

2.84%

Sole

0.00

Shared

0.00

None

115.66K

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares533.29K

TypeSH

Market value$25.49M

2.71%

Sole

0.00

Shared

0.00

None

533.29K

J P MORGAN EXCHANGE TRADED

SOLE

EQUITY PREMIUM

Shares434.91K

TypeSH

Market value$24.89M

2.65%

Sole

0.00

Shared

0.00

None

434.91K

BROADCOM INC

SOLE

COM

Shares62.40K

TypeSH

Market value$21.60M

2.30%

Sole

0.00

Shared

0.00

None

62.40K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares427.52K

TypeSH

Market value$19.48M

2.07%

Sole

0.00

Shared

0.00

None

427.52K

J P MORGAN EXCHANGE TRADED

SOLE

ULTRA SHRT ETF

Shares383.57K

TypeSH

Market value$19.40M

2.06%

Sole

0.00

Shared

0.00

None

383.57K

ALPHABET INC

SOLE

CAP STK CL A

Shares61.17K

TypeSH

Market value$19.15M

2.04%

Sole

0.00

Shared

0.00

None

61.17K

FIRST TR EXCHNG TRADED FD

SOLE

FT VEST LADDERED

Shares481.96K

TypeSH

Market value$16.51M

1.76%

Sole

0.00

Shared

0.00

None

481.96K

TESLA INC

SOLE

COM

Shares35.04K

TypeSH

Market value$15.76M

1.68%

Sole

0.00

Shared

0.00

None

35.04K

GLOBAL X FDS

SOLE

ARTIFICIAL ETF

Shares302.72K

TypeSH

Market value$15.40M

1.64%

Sole

0.00

Shared

0.00

None

302.72K

JOHN HANCOCK EXCHANGE

SOLE

MLTFCTR LRG CAP

Shares137.04K

TypeSH

Market value$10.94M

1.16%

Sole

0.00

Shared

0.00

None

137.04K

META PLATFORMS INC

SOLE

CL A

Shares14.60K

TypeSH

Market value$9.64M

1.03%

Sole

0.00

Shared

0.00

None

14.60K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares18.10K

TypeSH

Market value$9.10M

0.97%

Sole

0.00

Shared

0.00

None

18.10K

ALPHABET INC

SOLE

CAP STK CL C

Shares28.68K

TypeSH

Market value$9.00M

0.96%

Sole

0.00

Shared

0.00

None

28.68K

VANGUARD ADMIRAL FDS INC

SOLE

500 GRTH IDX F

Shares19.78K

TypeSH

Market value$8.80M

0.94%

Sole

0.00

Shared

0.00

None

19.78K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares191K

TypeSH

Market value$8.79M

0.94%

Sole

0.00

Shared

0.00

None

191K

INVESCO ACTIVELY MANAGED

SOLE

TOTAL RETURN

Shares178.15K

TypeSH

Market value$8.45M

0.90%

Sole

0.00

Shared

0.00

None

178.15K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares80.08K

TypeSH

Market value$8.17M

0.87%

Sole

0.00

Shared

0.00

None

80.08K

AMERICAN CENTY ETF TR

SOLE

AVANTIS EMGMKT

Shares93.65K

TypeSH

Market value$7.21M

0.77%

Sole

0.00

Shared

0.00

None

93.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	2.06M	SH	$61.04M 6.49%	0.00	2.06M
INVESCO QQQ TRSOLE	UNIT SER 1	72.08K	SH	$44.28M 4.71%	0.00	72.08K
NVIDIA CORPORATIONSOLE	COM	234.82K	SH	$43.79M 4.66%	0.00	234.82K
APPLE INCSOLE	COM	154.10K	SH	$41.89M 4.46%	0.00	154.10K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	524.71K	SH	$40.86M 4.35%	396.00	524.31K
MICROSOFT CORPSOLE	COM	61.78K	SH	$29.88M 3.18%	0.00	61.78K
AMAZON COM INCSOLE	COM	115.66K	SH	$26.70M 2.84%	0.00	115.66K
GLOBAL X FDSSOLE	US INFR DEV ETF	533.29K	SH	$25.49M 2.71%	0.00	533.29K
J P MORGAN EXCHANGE TRADEDSOLE	EQUITY PREMIUM	434.91K	SH	$24.89M 2.65%	0.00	434.91K
BROADCOM INCSOLE	COM	62.40K	SH	$21.60M 2.30%	0.00	62.40K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	427.52K	SH	$19.48M 2.07%	0.00	427.52K
J P MORGAN EXCHANGE TRADEDSOLE	ULTRA SHRT ETF	383.57K	SH	$19.40M 2.06%	0.00	383.57K
ALPHABET INCSOLE	CAP STK CL A	61.17K	SH	$19.15M 2.04%	0.00	61.17K
FIRST TR EXCHNG TRADED FDSOLE	FT VEST LADDERED	481.96K	SH	$16.51M 1.76%	0.00	481.96K
TESLA INCSOLE	COM	35.04K	SH	$15.76M 1.68%	0.00	35.04K
GLOBAL X FDSSOLE	ARTIFICIAL ETF	302.72K	SH	$15.40M 1.64%	0.00	302.72K
JOHN HANCOCK EXCHANGESOLE	MLTFCTR LRG CAP	137.04K	SH	$10.94M 1.16%	0.00	137.04K
META PLATFORMS INCSOLE	CL A	14.60K	SH	$9.64M 1.03%	0.00	14.60K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	18.10K	SH	$9.10M 0.97%	0.00	18.10K
ALPHABET INCSOLE	CAP STK CL C	28.68K	SH	$9.00M 0.96%	0.00	28.68K
VANGUARD ADMIRAL FDS INCSOLE	500 GRTH IDX F	19.78K	SH	$8.80M 0.94%	0.00	19.78K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	191K	SH	$8.79M 0.94%	0.00	191K
INVESCO ACTIVELY MANAGEDSOLE	TOTAL RETURN	178.15K	SH	$8.45M 0.90%	0.00	178.15K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	80.08K	SH	$8.17M 0.87%	0.00	80.08K
AMERICAN CENTY ETF TRSOLE	AVANTIS EMGMKT	93.65K	SH	$7.21M 0.77%	0.00	93.65K

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