Filed: 10/13/2023ACC: 0001214659-23-013383
📋 What this filing means
COOPER FINANCIAL GROUP filed this quarterly 13F‑HR report disclosing 324 equity positions with a total reported market value of $415.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
324
Positions
$415.98M
Total AUM (reported)
6.41M
Total Shares
Allocation by class
COM$163.92M39.4%
ULTRA SHRT INC$15.63M3.8%
EQUITY PREMIUM$11.45M2.8%
US DIVIDEND EQ$9.43M2.3%
XTRACK MSCI EAFE$8.03M1.9%
CORE S&P500 ETF$7.28M1.8%
ULTRA SHT MUNCPL$7.07M1.7%
Portfolio Concentration
Top 3$54.42M13.1%
4–10$64.21M15.4%
11–25$72.67M17.5%
Rest$224.68M54.0%
Top 3 weight
13.1%
Top 10 weight
28.5%
Voting Authority Distribution
Total shares with voting rights: 6.41M
Sole
Full voting authority
22.33K
shares
% of voting shares0.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.39M
shares
% of voting shares99.7%
Investment Discretion (by position count)
Sole324
Shared0
Other0
Dominant voting typeNone · 99.7% of voting shares
Institutional Holdings324
Rows:
APPLE INC
SOLEShares142.66K
TypeSH
Market value$24.42M
5.87%
Sole
0.00
Shared
0.00
None
142.66K
J P MORGAN EXCHANGE TRADED F
SOLEShares311.42K
TypeSH
Market value$15.63M
3.76%
Sole
0.00
Shared
0.00
None
311.42K
MICROSOFT CORP
SOLEShares45.50K
TypeSH
Market value$14.37M
3.45%
Sole
0.00
Shared
0.00
None
45.50K
J P MORGAN EXCHANGE TRADED F
SOLEShares213.73K
TypeSH
Market value$11.45M
2.75%
Sole
0.00
Shared
0.00
None
213.73K
TESLA INC
SOLEShares43.01K
TypeSH
Market value$10.76M
2.59%
Sole
0.00
Shared
0.00
None
43.01K
AMAZON COM INC
SOLEShares80.11K
TypeSH
Market value$10.18M
2.45%
Sole
0.00
Shared
0.00
None
80.11K
SCHWAB STRATEGIC TR
SOLEShares133.32K
TypeSH
Market value$9.43M
2.27%
Sole
0.00
Shared
0.00
None
133.32K
DBX ETF TR
SOLEShares230.01K
TypeSH
Market value$8.03M
1.93%
Sole
4.85K
Shared
0.00
None
225.16K
ISHARES TR
SOLEShares16.96K
TypeSH
Market value$7.28M
1.75%
Sole
0.00
Shared
0.00
None
16.96K
J P MORGAN EXCHANGE TRADED F
SOLEShares140.11K
TypeSH
Market value$7.07M
1.70%
Sole
0.00
Shared
0.00
None
140.11K
PACER FDS TR
SOLEShares133.73K
TypeSH
Market value$6.61M
1.59%
Sole
0.00
Shared
0.00
None
133.73K
INVESCO QQQ TR
SOLEShares17.22K
TypeSH
Market value$6.17M
1.48%
Sole
0.00
Shared
0.00
None
17.22K
VANGUARD ADMIRAL FDS INC
SOLEShares24.58K
TypeSH
Market value$6.07M
1.46%
Sole
0.00
Shared
0.00
None
24.58K
ALPHABET INC
SOLEShares46.14K
TypeSH
Market value$6.04M
1.45%
Sole
0.00
Shared
0.00
None
46.14K
BERKSHIRE HATHAWAY INC DEL
SOLEShares16.19K
TypeSH
Market value$5.67M
1.36%
Sole
0.00
Shared
0.00
None
16.19K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares105.26K
TypeSH
Market value$5.58M
1.34%
Sole
0.00
Shared
0.00
None
105.26K
SPDR SER TR
SOLEShares119.26K
TypeSH
Market value$4.92M
1.18%
Sole
0.00
Shared
0.00
None
119.26K
ISHARES TR
SOLEShares49.54K
TypeSH
Market value$4.67M
1.12%
Sole
0.00
Shared
0.00
None
49.54K
NVIDIA CORPORATION
SOLEShares10.26K
TypeSH
Market value$4.46M
1.07%
Sole
0.00
Shared
0.00
None
10.26K
ISHARES TR
SOLEShares41.89K
TypeSH
Market value$4.14M
1.00%
Sole
0.00
Shared
0.00
None
41.89K
SPDR SER TR
SOLEShares69.26K
TypeSH
Market value$4.11M
0.99%
Sole
0.00
Shared
0.00
None
69.26K
BROADCOM INC
SOLEShares4.54K
TypeSH
Market value$3.77M
0.91%
Sole
0.00
Shared
0.00
None
4.54K
ISHARES TR
SOLEShares85.62K
TypeSH
Market value$3.74M
0.90%
Sole
1.31K
Shared
0.00
None
84.31K
ISHARES TR
SOLEShares38.45K
TypeSH
Market value$3.41M
0.82%
Sole
0.00
Shared
0.00
None
38.45K
INVESCO EXCHANGE TRADED FD T
SOLEShares69.53K
TypeSH
Market value$3.30M
0.79%
Sole
0.00
Shared
0.00
None
69.53K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 142.66K | SH | $24.42M 5.87% | 0.00 | 0.00 | 142.66K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 311.42K | SH | $15.63M 3.76% | 0.00 | 0.00 | 311.42K |
MICROSOFT CORPSOLE | COM | 45.50K | SH | $14.37M 3.45% | 0.00 | 0.00 | 45.50K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 213.73K | SH | $11.45M 2.75% | 0.00 | 0.00 | 213.73K |
TESLA INCSOLE | COM | 43.01K | SH | $10.76M 2.59% | 0.00 | 0.00 | 43.01K |
AMAZON COM INCSOLE | COM | 80.11K | SH | $10.18M 2.45% | 0.00 | 0.00 | 80.11K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 133.32K | SH | $9.43M 2.27% | 0.00 | 0.00 | 133.32K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 230.01K | SH | $8.03M 1.93% | 4.85K | 0.00 | 225.16K |
ISHARES TRSOLE | CORE S&P500 ETF | 16.96K | SH | $7.28M 1.75% | 0.00 | 0.00 | 16.96K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 140.11K | SH | $7.07M 1.70% | 0.00 | 0.00 | 140.11K |
PACER FDS TRSOLE | US CASH COWS 100 | 133.73K | SH | $6.61M 1.59% | 0.00 | 0.00 | 133.73K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.22K | SH | $6.17M 1.48% | 0.00 | 0.00 | 17.22K |
VANGUARD ADMIRAL FDS INCSOLE | 500 GRTH IDX F | 24.58K | SH | $6.07M 1.46% | 0.00 | 0.00 | 24.58K |
ALPHABET INCSOLE | CAP STK CL A | 46.14K | SH | $6.04M 1.45% | 0.00 | 0.00 | 46.14K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 16.19K | SH | $5.67M 1.36% | 0.00 | 0.00 | 16.19K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MLTFCTR LRG CAP | 105.26K | SH | $5.58M 1.34% | 0.00 | 0.00 | 105.26K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 119.26K | SH | $4.92M 1.18% | 0.00 | 0.00 | 119.26K |
ISHARES TRSOLE | CORE S&P SCP ETF | 49.54K | SH | $4.67M 1.12% | 0.00 | 0.00 | 49.54K |
NVIDIA CORPORATIONSOLE | COM | 10.26K | SH | $4.46M 1.07% | 0.00 | 0.00 | 10.26K |
ISHARES TRSOLE | CORE HIGH DV ETF | 41.89K | SH | $4.14M 1.00% | 0.00 | 0.00 | 41.89K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 69.26K | SH | $4.11M 0.99% | 0.00 | 0.00 | 69.26K |
BROADCOM INCSOLE | COM | 4.54K | SH | $3.77M 0.91% | 0.00 | 0.00 | 4.54K |
ISHARES TRSOLE | CORE TOTAL USD | 85.62K | SH | $3.74M 0.90% | 1.31K | 0.00 | 84.31K |
ISHARES TRSOLE | 20 YR TR BD ETF | 38.45K | SH | $3.41M 0.82% | 0.00 | 0.00 | 38.45K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 VLU MOMN | 69.53K | SH | $3.30M 0.79% | 0.00 | 0.00 | 69.53K |
Page 1 of 13
…