Filed: 7/7/2023ACC: 0001214659-23-009373
📋 What this filing means
COOPER FINANCIAL GROUP filed this quarterly 13F‑HR report disclosing 316 equity positions with a total reported market value of $403.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
316
Positions
$403.33M
Total AUM (reported)
5.98M
Total Shares
Allocation by class
COM$166.65M41.3%
ULTRA SHRT INC$13.43M3.3%
EQUITY PREMIUM$10.41M2.6%
US DIVIDEND EQ$8.94M2.2%
XTRACK MSCI EAFE$8.21M2.0%
CORE S&P500 ETF$7.13M1.8%
ULTRA SHT MUNCPL$7.08M1.8%
Portfolio Concentration
Top 3$55.20M13.7%
4–10$62.93M15.6%
11–25$65.06M16.1%
Rest$220.14M54.6%
Top 3 weight
13.7%
Top 10 weight
29.3%
Voting Authority Distribution
Total shares with voting rights: 5.98M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.98M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole316
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings316
Rows:
APPLE INC
SOLEShares137.82K
TypeSH
Market value$26.73M
6.63%
Sole
0.00
Shared
0.00
None
137.82K
MICROSOFT CORP
SOLEShares44.15K
TypeSH
Market value$15.04M
3.73%
Sole
0.00
Shared
0.00
None
44.15K
J P MORGAN EXCHANGE TRADED F
SOLEShares267.87K
TypeSH
Market value$13.43M
3.33%
Sole
0.00
Shared
0.00
None
267.87K
TESLA INC
SOLEShares42.83K
TypeSH
Market value$11.21M
2.78%
Sole
0.00
Shared
0.00
None
42.83K
J P MORGAN EXCHANGE TRADED F
SOLEShares188.09K
TypeSH
Market value$10.41M
2.58%
Sole
0.00
Shared
0.00
None
188.09K
AMAZON COM INC
SOLEShares76.42K
TypeSH
Market value$9.96M
2.47%
Sole
0.00
Shared
0.00
None
76.42K
SCHWAB STRATEGIC TR
SOLEShares123.04K
TypeSH
Market value$8.94M
2.22%
Sole
0.00
Shared
0.00
None
123.04K
DBX ETF TR
SOLEShares231.99K
TypeSH
Market value$8.21M
2.03%
Sole
0.00
Shared
0.00
None
231.99K
ISHARES TR
SOLEShares16K
TypeSH
Market value$7.13M
1.77%
Sole
0.00
Shared
0.00
None
16K
J P MORGAN EXCHANGE TRADED F
SOLEShares139.77K
TypeSH
Market value$7.08M
1.76%
Sole
0.00
Shared
0.00
None
139.77K
VANGUARD ADMIRAL FDS INC
SOLEShares24.60K
TypeSH
Market value$6.25M
1.55%
Sole
0.00
Shared
0.00
None
24.60K
BERKSHIRE HATHAWAY INC DEL
SOLEShares16.53K
TypeSH
Market value$5.64M
1.40%
Sole
0.00
Shared
0.00
None
16.53K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares98.68K
TypeSH
Market value$5.42M
1.34%
Sole
0.00
Shared
0.00
None
98.68K
ALPHABET INC
SOLEShares44.61K
TypeSH
Market value$5.34M
1.32%
Sole
0.00
Shared
0.00
None
44.61K
SPDR SER TR
SOLEShares119.21K
TypeSH
Market value$5.15M
1.28%
Sole
0.00
Shared
0.00
None
119.21K
ISHARES TR
SOLEShares46.14K
TypeSH
Market value$4.60M
1.14%
Sole
0.00
Shared
0.00
None
46.14K
SPDR SER TR
SOLEShares72.17K
TypeSH
Market value$4.40M
1.09%
Sole
0.00
Shared
0.00
None
72.17K
ISHARES TR
SOLEShares93.57K
TypeSH
Market value$4.25M
1.05%
Sole
0.00
Shared
0.00
None
93.57K
NVIDIA CORPORATION
SOLEShares9.88K
TypeSH
Market value$4.18M
1.04%
Sole
0.00
Shared
0.00
None
9.88K
BROADCOM INC
SOLEShares4.19K
TypeSH
Market value$3.63M
0.90%
Sole
0.00
Shared
0.00
None
4.19K
INVESCO EXCHANGE TRADED FD T
SOLEShares72.92K
TypeSH
Market value$3.50M
0.87%
Sole
0.00
Shared
0.00
None
72.92K
SPDR SER TR
SOLEShares47.21K
TypeSH
Market value$3.25M
0.81%
Sole
0.00
Shared
0.00
None
47.21K
PROCTER AND GAMBLE CO
SOLEShares21.15K
TypeSH
Market value$3.21M
0.80%
Sole
0.00
Shared
0.00
None
21.15K
INVESCO QQQ TR
SOLEShares8.64K
TypeSH
Market value$3.19M
0.79%
Sole
0.00
Shared
0.00
None
8.64K
SPDR S&P 500 ETF TR
SOLEShares6.86K
TypeSH
Market value$3.04M
0.75%
Sole
0.00
Shared
0.00
None
6.86K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 137.82K | SH | $26.73M 6.63% | 0.00 | 0.00 | 137.82K |
MICROSOFT CORPSOLE | COM | 44.15K | SH | $15.04M 3.73% | 0.00 | 0.00 | 44.15K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 267.87K | SH | $13.43M 3.33% | 0.00 | 0.00 | 267.87K |
TESLA INCSOLE | COM | 42.83K | SH | $11.21M 2.78% | 0.00 | 0.00 | 42.83K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 188.09K | SH | $10.41M 2.58% | 0.00 | 0.00 | 188.09K |
AMAZON COM INCSOLE | COM | 76.42K | SH | $9.96M 2.47% | 0.00 | 0.00 | 76.42K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 123.04K | SH | $8.94M 2.22% | 0.00 | 0.00 | 123.04K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 231.99K | SH | $8.21M 2.03% | 0.00 | 0.00 | 231.99K |
ISHARES TRSOLE | CORE S&P500 ETF | 16K | SH | $7.13M 1.77% | 0.00 | 0.00 | 16K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 139.77K | SH | $7.08M 1.76% | 0.00 | 0.00 | 139.77K |
VANGUARD ADMIRAL FDS INCSOLE | 500 GRTH IDX F | 24.60K | SH | $6.25M 1.55% | 0.00 | 0.00 | 24.60K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 16.53K | SH | $5.64M 1.40% | 0.00 | 0.00 | 16.53K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MLTFCTR LRG CAP | 98.68K | SH | $5.42M 1.34% | 0.00 | 0.00 | 98.68K |
ALPHABET INCSOLE | CAP STK CL A | 44.61K | SH | $5.34M 1.32% | 0.00 | 0.00 | 44.61K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 119.21K | SH | $5.15M 1.28% | 0.00 | 0.00 | 119.21K |
ISHARES TRSOLE | CORE S&P SCP ETF | 46.14K | SH | $4.60M 1.14% | 0.00 | 0.00 | 46.14K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 72.17K | SH | $4.40M 1.09% | 0.00 | 0.00 | 72.17K |
ISHARES TRSOLE | CORE TOTAL USD | 93.57K | SH | $4.25M 1.05% | 0.00 | 0.00 | 93.57K |
NVIDIA CORPORATIONSOLE | COM | 9.88K | SH | $4.18M 1.04% | 0.00 | 0.00 | 9.88K |
BROADCOM INCSOLE | COM | 4.19K | SH | $3.63M 0.90% | 0.00 | 0.00 | 4.19K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 VLU MOMN | 72.92K | SH | $3.50M 0.87% | 0.00 | 0.00 | 72.92K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 47.21K | SH | $3.25M 0.81% | 0.00 | 0.00 | 47.21K |
PROCTER AND GAMBLE COSOLE | COM | 21.15K | SH | $3.21M 0.80% | 0.00 | 0.00 | 21.15K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.64K | SH | $3.19M 0.79% | 0.00 | 0.00 | 8.64K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.86K | SH | $3.04M 0.75% | 0.00 | 0.00 | 6.86K |
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