Filed: 5/11/2023ACC: 0001214659-23-006762
📋 What this filing means
COOPER FINANCIAL GROUP filed this quarterly 13F‑HR report disclosing 298 equity positions with a total reported market value of $371.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
298
Positions
$371.11M
Total AUM (reported)
5.81M
Total Shares
Allocation by class
COM$143.60M38.7%
TR UNIT$16.98M4.6%
ULTRA SHRT INC$11.91M3.2%
EQUITY PREMIUM$9.36M2.5%
XTRACK MSCI EAFE$8.21M2.2%
US DIVIDEND EQ$7.32M2.0%
CORE S&P500 ETF$6.35M1.7%
Portfolio Concentration
Top 3$52.25M14.1%
4–10$59.53M16.0%
11–25$60.97M16.4%
Rest$198.37M53.5%
Top 3 weight
14.1%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 5.81M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.81M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole298
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings298
Rows:
APPLE INC
SOLEShares141.65K
TypeSH
Market value$23.36M
6.29%
Sole
0.00
Shared
0.00
None
141.65K
SPDR S&P 500 ETF TR
SOLEShares41.47K
TypeSH
Market value$16.98M
4.57%
Sole
0.00
Shared
0.00
None
41.47K
J P MORGAN EXCHANGE TRADED F
SOLEShares236.71K
TypeSH
Market value$11.91M
3.21%
Sole
0.00
Shared
0.00
None
236.71K
MICROSOFT CORP
SOLEShares40.50K
TypeSH
Market value$11.67M
3.15%
Sole
0.00
Shared
0.00
None
40.50K
J P MORGAN EXCHANGE TRADED F
SOLEShares171.36K
TypeSH
Market value$9.36M
2.52%
Sole
0.00
Shared
0.00
None
171.36K
TESLA INC
SOLEShares42.57K
TypeSH
Market value$8.83M
2.38%
Sole
0.00
Shared
0.00
None
42.57K
DBX ETF TR
SOLEShares233.11K
TypeSH
Market value$8.21M
2.21%
Sole
0.00
Shared
0.00
None
233.11K
AMAZON COM INC
SOLEShares75.48K
TypeSH
Market value$7.80M
2.10%
Sole
0.00
Shared
0.00
None
75.48K
SCHWAB STRATEGIC TR
SOLEShares100.03K
TypeSH
Market value$7.32M
1.97%
Sole
0.00
Shared
0.00
None
100.03K
ISHARES TR
SOLEShares15.45K
TypeSH
Market value$6.35M
1.71%
Sole
0.00
Shared
0.00
None
15.45K
J P MORGAN EXCHANGE TRADED F
SOLEShares112.52K
TypeSH
Market value$5.72M
1.54%
Sole
0.00
Shared
0.00
None
112.52K
VANGUARD ADMIRAL FDS INC
SOLEShares24.61K
TypeSH
Market value$5.67M
1.53%
Sole
0.00
Shared
0.00
None
24.61K
BERKSHIRE HATHAWAY INC DEL
SOLEShares17K
TypeSH
Market value$5.25M
1.41%
Sole
0.00
Shared
0.00
None
17K
SPDR SER TR
SOLEShares125.33K
TypeSH
Market value$5.10M
1.38%
Sole
0.00
Shared
0.00
None
125.33K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares94.89K
TypeSH
Market value$4.91M
1.32%
Sole
0.00
Shared
0.00
None
94.89K
ALPHABET INC
SOLEShares42.65K
TypeSH
Market value$4.42M
1.19%
Sole
0.00
Shared
0.00
None
42.65K
ISHARES TR
SOLEShares44.58K
TypeSH
Market value$4.31M
1.16%
Sole
0.00
Shared
0.00
None
44.58K
ISHARES TR
SOLEShares92.84K
TypeSH
Market value$4.28M
1.15%
Sole
0.00
Shared
0.00
None
92.84K
SPDR SER TR
SOLEShares74.71K
TypeSH
Market value$4.14M
1.11%
Sole
0.00
Shared
0.00
None
74.71K
SPDR SER TR
SOLEShares46.92K
TypeSH
Market value$3.10M
0.84%
Sole
0.00
Shared
0.00
None
46.92K
PROCTER AND GAMBLE CO
SOLEShares20.69K
TypeSH
Market value$3.08M
0.83%
Sole
0.00
Shared
0.00
None
20.69K
BROADCOM INC
SOLEShares4.47K
TypeSH
Market value$2.87M
0.77%
Sole
0.00
Shared
0.00
None
4.47K
BLACKROCK TAX MUNICPAL BD TR
SOLEShares158.46K
TypeSH
Market value$2.84M
0.77%
Sole
0.00
Shared
0.00
None
158.46K
NVIDIA CORPORATION
SOLEShares9.58K
TypeSH
Market value$2.66M
0.72%
Sole
0.00
Shared
0.00
None
9.58K
INVESCO EXCHANGE TRADED FD T
SOLEShares57.47K
TypeSH
Market value$2.62M
0.71%
Sole
0.00
Shared
0.00
None
57.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 141.65K | SH | $23.36M 6.29% | 0.00 | 0.00 | 141.65K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.47K | SH | $16.98M 4.57% | 0.00 | 0.00 | 41.47K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 236.71K | SH | $11.91M 3.21% | 0.00 | 0.00 | 236.71K |
MICROSOFT CORPSOLE | COM | 40.50K | SH | $11.67M 3.15% | 0.00 | 0.00 | 40.50K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 171.36K | SH | $9.36M 2.52% | 0.00 | 0.00 | 171.36K |
TESLA INCSOLE | COM | 42.57K | SH | $8.83M 2.38% | 0.00 | 0.00 | 42.57K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 233.11K | SH | $8.21M 2.21% | 0.00 | 0.00 | 233.11K |
AMAZON COM INCSOLE | COM | 75.48K | SH | $7.80M 2.10% | 0.00 | 0.00 | 75.48K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 100.03K | SH | $7.32M 1.97% | 0.00 | 0.00 | 100.03K |
ISHARES TRSOLE | CORE S&P500 ETF | 15.45K | SH | $6.35M 1.71% | 0.00 | 0.00 | 15.45K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 112.52K | SH | $5.72M 1.54% | 0.00 | 0.00 | 112.52K |
VANGUARD ADMIRAL FDS INCSOLE | 500 GRTH IDX F | 24.61K | SH | $5.67M 1.53% | 0.00 | 0.00 | 24.61K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17K | SH | $5.25M 1.41% | 0.00 | 0.00 | 17K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 125.33K | SH | $5.10M 1.38% | 0.00 | 0.00 | 125.33K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MLTFCTR LRG CAP | 94.89K | SH | $4.91M 1.32% | 0.00 | 0.00 | 94.89K |
ALPHABET INCSOLE | CAP STK CL A | 42.65K | SH | $4.42M 1.19% | 0.00 | 0.00 | 42.65K |
ISHARES TRSOLE | CORE S&P SCP ETF | 44.58K | SH | $4.31M 1.16% | 0.00 | 0.00 | 44.58K |
ISHARES TRSOLE | CORE TOTAL USD | 92.84K | SH | $4.28M 1.15% | 0.00 | 0.00 | 92.84K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 74.71K | SH | $4.14M 1.11% | 0.00 | 0.00 | 74.71K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 46.92K | SH | $3.10M 0.84% | 0.00 | 0.00 | 46.92K |
PROCTER AND GAMBLE COSOLE | COM | 20.69K | SH | $3.08M 0.83% | 0.00 | 0.00 | 20.69K |
BROADCOM INCSOLE | COM | 4.47K | SH | $2.87M 0.77% | 0.00 | 0.00 | 4.47K |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 158.46K | SH | $2.84M 0.77% | 0.00 | 0.00 | 158.46K |
NVIDIA CORPORATIONSOLE | COM | 9.58K | SH | $2.66M 0.72% | 0.00 | 0.00 | 9.58K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMCP VLU MNT | 57.47K | SH | $2.62M 0.71% | 0.00 | 0.00 | 57.47K |
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