Filed: 1/13/2023ACC: 0001214659-23-000590
📋 What this filing means
COOPER FINANCIAL GROUP filed this quarterly 13F‑HR report disclosing 293 equity positions with a total reported market value of $327.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
293
Positions
$327.48M
Total AUM (reported)
5.36M
Total Shares
Allocation by class
COM$119.58M36.5%
TR UNIT$14.70M4.5%
ULTRA SHRT INC$10.86M3.3%
EQUITY PREMIUM$8.75M2.7%
XTRACK MSCI EAFE$7.50M2.3%
US DIVIDEND EQ$6.85M2.1%
CORE S&P500 ETF$6.56M2.0%
Portfolio Concentration
Top 3$43.22M13.2%
4–10$51.42M15.7%
11–25$57.98M17.7%
Rest$174.86M53.4%
Top 3 weight
13.2%
Top 10 weight
28.9%
Voting Authority Distribution
Total shares with voting rights: 5.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole293
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings293
Rows:
APPLE INC
SOLEShares136.56K
TypeSH
Market value$17.74M
5.42%
Sole
0.00
Shared
0.00
None
136.56K
SPDR S&P 500 ETF TR
SOLEShares38.21K
TypeSH
Market value$14.61M
4.46%
Sole
0.00
Shared
0.00
None
38.21K
J P MORGAN EXCHANGE TRADED F
SOLEShares216.60K
TypeSH
Market value$10.86M
3.32%
Sole
0.00
Shared
0.00
None
216.60K
MICROSOFT CORP
SOLEShares41.58K
TypeSH
Market value$9.97M
3.05%
Sole
0.00
Shared
0.00
None
41.58K
J P MORGAN EXCHANGE TRADED F
SOLEShares160.52K
TypeSH
Market value$8.75M
2.67%
Sole
0.00
Shared
0.00
None
160.52K
DBX ETF TR
SOLEShares232.68K
TypeSH
Market value$7.50M
2.29%
Sole
0.00
Shared
0.00
None
232.68K
SCHWAB STRATEGIC TR
SOLEShares90.73K
TypeSH
Market value$6.85M
2.09%
Sole
0.00
Shared
0.00
None
90.73K
ISHARES TR
SOLEShares17.09K
TypeSH
Market value$6.56M
2.00%
Sole
0.00
Shared
0.00
None
17.09K
AMAZON COM INC
SOLEShares76.77K
TypeSH
Market value$6.45M
1.97%
Sole
0.00
Shared
0.00
None
76.77K
TESLA INC
SOLEShares43.30K
TypeSH
Market value$5.33M
1.63%
Sole
0.00
Shared
0.00
None
43.30K
J P MORGAN EXCHANGE TRADED F
SOLEShares103.77K
TypeSH
Market value$5.24M
1.60%
Sole
0.00
Shared
0.00
None
103.77K
VANGUARD ADMIRAL FDS INC
SOLEShares24.60K
TypeSH
Market value$5.19M
1.58%
Sole
0.00
Shared
0.00
None
24.60K
BERKSHIRE HATHAWAY INC DEL
SOLEShares16.69K
TypeSH
Market value$5.16M
1.57%
Sole
0.00
Shared
0.00
None
16.69K
SPDR SER TR
SOLEShares122.59K
TypeSH
Market value$4.77M
1.46%
Sole
0.00
Shared
0.00
None
122.59K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares91.46K
TypeSH
Market value$4.50M
1.38%
Sole
0.00
Shared
0.00
None
91.46K
ISHARES TR
SOLEShares43.95K
TypeSH
Market value$4.16M
1.27%
Sole
0.00
Shared
0.00
None
43.95K
ISHARES TR
SOLEShares91.98K
TypeSH
Market value$4.13M
1.26%
Sole
0.00
Shared
0.00
None
91.98K
ALPHABET INC
SOLEShares43.04K
TypeSH
Market value$3.80M
1.16%
Sole
0.00
Shared
0.00
None
43.04K
SPDR SER TR
SOLEShares72.40K
TypeSH
Market value$3.67M
1.12%
Sole
0.00
Shared
0.00
None
72.40K
ISHARES TR
SOLEShares41.15K
TypeSH
Market value$3.49M
1.06%
Sole
0.00
Shared
0.00
None
41.15K
PROCTER AND GAMBLE CO
SOLEShares20.49K
TypeSH
Market value$3.11M
0.95%
Sole
0.00
Shared
0.00
None
20.49K
SPDR SER TR
SOLEShares46.53K
TypeSH
Market value$3.01M
0.92%
Sole
0.00
Shared
0.00
None
46.53K
BLACKROCK TAX MUNICPAL BD TR
SOLEShares163.85K
TypeSH
Market value$2.76M
0.84%
Sole
0.00
Shared
0.00
None
163.85K
INVESCO EXCHANGE TRADED FD T
SOLEShares57.72K
TypeSH
Market value$2.64M
0.81%
Sole
0.00
Shared
0.00
None
57.72K
INDEXIQ ETF TR
SOLEShares82.95K
TypeSH
Market value$2.36M
0.72%
Sole
0.00
Shared
0.00
None
82.95K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 136.56K | SH | $17.74M 5.42% | 0.00 | 0.00 | 136.56K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 38.21K | SH | $14.61M 4.46% | 0.00 | 0.00 | 38.21K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 216.60K | SH | $10.86M 3.32% | 0.00 | 0.00 | 216.60K |
MICROSOFT CORPSOLE | COM | 41.58K | SH | $9.97M 3.05% | 0.00 | 0.00 | 41.58K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 160.52K | SH | $8.75M 2.67% | 0.00 | 0.00 | 160.52K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 232.68K | SH | $7.50M 2.29% | 0.00 | 0.00 | 232.68K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 90.73K | SH | $6.85M 2.09% | 0.00 | 0.00 | 90.73K |
ISHARES TRSOLE | CORE S&P500 ETF | 17.09K | SH | $6.56M 2.00% | 0.00 | 0.00 | 17.09K |
AMAZON COM INCSOLE | COM | 76.77K | SH | $6.45M 1.97% | 0.00 | 0.00 | 76.77K |
TESLA INCSOLE | COM | 43.30K | SH | $5.33M 1.63% | 0.00 | 0.00 | 43.30K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 103.77K | SH | $5.24M 1.60% | 0.00 | 0.00 | 103.77K |
VANGUARD ADMIRAL FDS INCSOLE | 500 GRTH IDX F | 24.60K | SH | $5.19M 1.58% | 0.00 | 0.00 | 24.60K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 16.69K | SH | $5.16M 1.57% | 0.00 | 0.00 | 16.69K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 122.59K | SH | $4.77M 1.46% | 0.00 | 0.00 | 122.59K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MLTFCTR LRG CAP | 91.46K | SH | $4.50M 1.38% | 0.00 | 0.00 | 91.46K |
ISHARES TRSOLE | CORE S&P SCP ETF | 43.95K | SH | $4.16M 1.27% | 0.00 | 0.00 | 43.95K |
ISHARES TRSOLE | CORE TOTAL USD | 91.98K | SH | $4.13M 1.26% | 0.00 | 0.00 | 91.98K |
ALPHABET INCSOLE | CAP STK CL A | 43.04K | SH | $3.80M 1.16% | 0.00 | 0.00 | 43.04K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 72.40K | SH | $3.67M 1.12% | 0.00 | 0.00 | 72.40K |
ISHARES TRSOLE | ESG AWR MSCI USA | 41.15K | SH | $3.49M 1.06% | 0.00 | 0.00 | 41.15K |
PROCTER AND GAMBLE COSOLE | COM | 20.49K | SH | $3.11M 0.95% | 0.00 | 0.00 | 20.49K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 46.53K | SH | $3.01M 0.92% | 0.00 | 0.00 | 46.53K |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 163.85K | SH | $2.76M 0.84% | 0.00 | 0.00 | 163.85K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMCP VLU MNT | 57.72K | SH | $2.64M 0.81% | 0.00 | 0.00 | 57.72K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 82.95K | SH | $2.36M 0.72% | 0.00 | 0.00 | 82.95K |
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