COOK TIMOTHY DEVERE (See Remarks) received a stock award from ATHENEX, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

COOK TIMOTHY DEVERE

Filed: 3/27/2023ACC: 0001209191-23-021233

InsiderCOOK TIMOTHY DEVERECIK 1902974

→

IssuerATHENEX, INC.CIK 1300699

Officer· See Remarks

Since Dec 2021

+360.00

Net shares

Net buyer

$500.40

Total acquired

Open market trades

0B · 0S

Total transactions

360.00 acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+360.00

Price / share

$1.39

Trade value

$500.40

% of position

13.7%

3/24/2023

2.62K→2.98K

Total

Net shares

+360.00

Net value

$500.40

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/24/2023	A · Award	+360.00	$1.39	$500.40	13.7%	2.62K	2.98K
Total			+360.00		$500.40

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.50K

Shares owned

3.50K

Exercise price

345.80

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

1.50K

Exercise price

205.20

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

338.00

Shares owned

338.00

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.75K

Shares owned

3.75K

Exercise price

13.31

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

450.00

Shares owned

450.00

Exercise price

71.20

Expiration

—

Exercise window

—

Total

Underlying

9.54K

Owned

9.54K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	345.80	—	—	3.50K	3.50K
Stock Option (Right to Buy) Direct	Common Stock	205.20	—	—	1.50K	1.50K
Restricted Stock Units Direct	Common Stock		—	—	338.00	338.00
Stock Option (Right to Buy) Direct	Common Stock	13.31	—	—	3.75K	3.75K
Stock Option (Right to Buy) Direct	Common Stock	71.20	—	—	450.00	450.00
Total					9.54K	9.54K