COOK TIMOTHY DEVERE (See Remarks) received a stock award from ATHENEX, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

COOK TIMOTHY DEVERE

Filed: 2/13/2023ACC: 0001209191-23-008765

InsiderCOOK TIMOTHY DEVERECIK 1902974

→

IssuerATHENEX, INC.CIK 1300699

Officer· See Remarks

Since Dec 2021

+2.22K

Net shares

Net buyer

$499.95

Total acquired

Open market trades

0B · 0S

Total transactions

2.22K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+2.22K

Price / share

$0.23

Trade value

$499.95

% of position

5.4%

2/10/2023

41.35K→43.57K

Total

Net shares

+2.22K

Net value

$499.95

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/10/2023	A · Award	+2.22K	$0.23	$499.95	5.4%	41.35K	43.57K
Total			+2.22K		$499.95

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

10.26

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

6.75K

Shares owned

6.75K

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

70K

Shares owned

70K

Exercise price

17.29

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

3.56

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

75K

Shares owned

75K

Exercise price

0.6655

Expiration

—

Exercise window

—

Total

Underlying

190.75K

Owned

190.75K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	10.26	—	—	30K	30K
Restricted Stock Units Direct	Common Stock		—	—	6.75K	6.75K
Stock Option (Right to Buy) Direct	Common Stock	17.29	—	—	70K	70K
Stock Option (Right to Buy) Direct	Common Stock	3.56	—	—	9K	9K
Stock Option (Right to Buy) Direct	Common Stock	0.6655	—	—	75K	75K
Total					190.75K	190.75K