COOK JOHN S (Executive VP, CCO, & CIO) exercised options at HERCULES SUB LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/8/2019ACC: 0001209191-19-008599
Officer· Executive VP, CCO, & CIO
Since Feb 2019
-56.42K
Net shares
Net seller
$78.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
56.42K acquired · 112.83K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+56.42K
Price / share
—
Trade value
—
% of position
28.9%
2/6/2019
195.41K→251.82K
COMMON STOCK
Direct
Shares
−56.42K
Price / share
$1.39
Trade value
$78.42K
% of position
22.4%
2/6/2019
251.82K→195.41K
Total
Net shares
+0.00
Net value
-$78.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 2/6/2019 | M · Option Exercise | +56.42K | — | — | 28.9% | 195.41K | 251.82K |
| COMMON STOCK Direct | 2/6/2019 | D · Disposition | −56.42K | $1.39 | $78.42K | 22.4% | 251.82K | 195.41K |
| Total | +0.00 | -$78.42K | ||||||
Derivative Transactions1
PHANTOM STOCK
Direct
Converts to
COMMON STOCK
56.42K shares
Shares
−56.42K
Strike price
Held after
112.83K
Exercisable
—
2/6/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| PHANTOM STOCK Direct | COMMON STOCK56.42K shares | 2/6/2019 | M · Option Exercise | −56.42K | — | 112.83K |
Non-Derivative Holdings (Post-Transaction)1
COMMON STOCK
IndirectShares owned50.00
Total
50.00 indirect50.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 50.00 | Indirect |
| Total | 50.00 | 50.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported