CONWAY THOMAS E (Chief Financial Officer) sold 246.67K shares of AMBER ROAD, INC. on the open market

Open‑market sale worth $3.19M. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

CONWAY THOMAS E

Filed: 5/16/2019ACC: 0001628280-19-006932

InsiderCONWAY THOMAS ECIK 1602682

→

IssuerAMBER ROAD, INC.CIK 1314223

Officer· Chief Financial Officer

Since Aug 2018

-246.67K

Net shares

Net seller

$3.19M

Total sold

Open market trades

0B · 1S

Total transactions

188.33K acquired · 435K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+4.84K

Price / share

—

Trade value

—

% of position

8.3%

5/13/2019

58.33K→63.18K

Common Stock

Direct

M · Option Exercise

+26.72K

Price / share

$2.31

Trade value

$61.72K

% of position

42.3%

5/14/2019

63.18K→89.90K

Common Stock

Direct

M · Option Exercise

+36.74K

Price / share

$5.57

Trade value

$204.64K

% of position

40.9%

5/14/2019

89.90K→126.64K

Common Stock

Direct

M · Option Exercise

+78.75K

Price / share

$8.08

Trade value

$636.30K

% of position

62.2%

5/14/2019

126.64K→205.39K

Common Stock

Direct

M · Option Exercise

+41.28K

Price / share

$8.18

Trade value

$337.66K

% of position

20.1%

5/14/2019

205.39K→246.67K

Common Stock

Direct

S · Sale

−246.67K

Price / share

$12.95

Trade value

$3.19M

% of position

New position

5/14/2019

246.67K→0.00

Total

Net shares

−58.33K

Net value

-$1.95M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/13/2019	M · Option Exercise	+4.84K	—	—	8.3%	58.33K	63.18K
Common Stock Direct	5/14/2019	M · Option Exercise	+26.72K	$2.31	$61.72K	42.3%	63.18K	89.90K
Common Stock Direct	5/14/2019	M · Option Exercise	+36.74K	$5.57	$204.64K	40.9%	89.90K	126.64K
Common Stock Direct	5/14/2019	M · Option Exercise	+78.75K	$8.08	$636.30K	62.2%	126.64K	205.39K
Common Stock Direct	5/14/2019	M · Option Exercise	+41.28K	$8.18	$337.66K	20.1%	205.39K	246.67K
Common Stock Direct	5/14/2019	S · Sale	−246.67K	$12.95	$3.19M	New position	246.67K	0.00
Total			−58.33K		-$1.95M

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.84K shares

−4.84K

Strike price

Held after

14.53K

Exercisable

—

5/13/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

26.72K shares

−26.72K

Strike price

2.31

Held after

0.00

Exercisable

—

5/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

36.74K shares

−36.74K

Strike price

5.57

Held after

0.00

Exercisable

—

5/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

78.75K shares

−78.75K

Strike price

8.08

Held after

0.00

Exercisable

—

5/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

41.28K shares

−41.28K

Strike price

8.18

Held after

0.00

Exercisable

—

5/14/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock4.84K shares	5/13/2019	M · Option Exercise	−4.84K		—	14.53K
Employee Stock Option (right to buy) Direct	Common Stock26.72K shares	5/14/2019	M · Option Exercise	−26.72K	2.31	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock36.74K shares	5/14/2019	M · Option Exercise	−36.74K	5.57	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock78.75K shares	5/14/2019	M · Option Exercise	−78.75K	8.08	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock41.28K shares	5/14/2019	M · Option Exercise	−41.28K	8.18	—	0.00