CONVERGENCE FINANCIAL, LLC

Filed: 11/10/2025ACC: 0002034001-25-000002

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $665.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

188

Positions

$665.93M

Total AUM (reported)

9.36M

Total Shares

Allocation by class

COM$133.97M20.1%

PRTFLO S&P500 GW$56.60M8.5%

PRTFLO S&P500 VL$38.06M5.7%

PORTFOLIO AGRGTE$31.86M4.8%

BLOOMBERG 1-3 MO$31.80M4.8%

S&P 400 MDCP VAL$24.98M3.8%

ACTIVE VALUE ETF$24.62M3.7%

Portfolio Concentration

Top 3$126.52M19.0%

4–10$164.47M24.7%

11–25$174.29M26.2%

Rest$200.66M30.1%

Top 3 weight

19.0%

Top 10 weight

43.7%

Voting Authority Distribution

Total shares with voting rights: 9.36M

Sole

Full voting authority

41.71K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.32M

% of voting shares99.6%

Investment Discretion (by position count)

Sole188

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings188

Rows:

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 GW

Shares541.53K

TypeSH

Market value$56.60M

8.50%

Sole

1.17K

Shared

0.00

None

540.36K

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 VL

Shares687.83K

TypeSH

Market value$38.06M

5.71%

Sole

2.20K

Shared

0.00

None

685.64K

SPDR SERIES TRUST

SOLE

PORTFOLIO AGRGTE

Shares1.23M

TypeSH

Market value$31.86M

4.78%

Sole

7.46K

Shared

0.00

None

1.23M

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares346.56K

TypeSH

Market value$31.80M

4.77%

Sole

1.59K

Shared

0.00

None

344.98K

SPDR SERIES TRUST

SOLE

S&P 400 MDCP VAL

Shares299.48K

TypeSH

Market value$24.98M

3.75%

Sole

1.01K

Shared

0.00

None

298.47K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares357.03K

TypeSH

Market value$24.62M

3.70%

Sole

1.34K

Shared

0.00

None

355.69K

SPDR SERIES TRUST

SOLE

S&P 400 MDCP GRW

Shares262.09K

TypeSH

Market value$24.00M

3.60%

Sole

745.00

Shared

0.00

None

261.34K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares81.66K

TypeSH

Market value$20.94M

3.14%

Sole

313.00

Shared

0.00

None

81.35K

FRANKLIN TEMPLETON ETF TR

SOLE

US CORE BOND ETF

Shares888.79K

TypeSH

Market value$19.30M

2.90%

Sole

1.06K

Shared

0.00

None

887.72K

SPDR SERIES TRUST

SOLE

S&P 600 SMCP GRW

Shares199.62K

TypeSH

Market value$18.83M

2.83%

Sole

802.00

Shared

0.00

None

198.82K

SPDR SERIES TRUST

SOLE

S&P 600 SMCP VAL

Shares211.66K

TypeSH

Market value$18.76M

2.82%

Sole

895.00

Shared

0.00

None

210.76K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares62.49K

TypeSH

Market value$17.61M

2.65%

Sole

225.00

Shared

0.00

None

62.27K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares328.82K

TypeSH

Market value$16.56M

2.49%

Sole

336.00

Shared

0.00

None

328.48K

TESLA INC

SOLE

COM

Shares29.14K

TypeSH

Market value$12.96M

1.95%

Sole

35.00

Shared

0.00

None

29.11K

INVESCO EXCH TRADED FD TR II

SOLE

SHORT TERM TREAS

Shares116.93K

TypeSH

Market value$12.35M

1.85%

Sole

644.00

Shared

0.00

None

116.28K

NVIDIA CORPORATION

SOLE

COM

Shares65.68K

TypeSH

Market value$12.25M

1.84%

Sole

61.00

Shared

0.00

None

65.62K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares516.16K

TypeSH

Market value$11.73M

1.76%

Sole

2.63K

Shared

0.00

None

513.53K

NEUBERGER BERMAN ETF TRUST

SOLE

SHORT DURATION I

Shares222.81K

TypeSH

Market value$11.40M

1.71%

Sole

219.00

Shared

0.00

None

222.59K

APPLE INC

SOLE

COM

Shares41.95K

TypeSH

Market value$10.68M

1.60%

Sole

258.00

Shared

0.00

None

41.70K

ISHARES TR

SOLE

CORE MSCI INTL

Shares113.27K

TypeSH

Market value$9.08M

1.36%

Sole

468.00

Shared

0.00

None

112.80K

MICROSOFT CORP

SOLE

COM

Shares16.63K

TypeSH

Market value$8.61M

1.29%

Sole

11.00

Shared

0.00

None

16.62K

BROADCOM INC

SOLE

COM

Shares25.94K

TypeSH

Market value$8.56M

1.29%

Sole

19.00

Shared

0.00

None

25.92K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED INTL

Shares238.43K

TypeSH

Market value$8.41M

1.26%

Sole

0.00

Shared

0.00

None

238.43K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares99.11K

TypeSH

Market value$7.76M

1.17%

Sole

919.00

Shared

0.00

None

98.19K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares176.45K

TypeSH

Market value$7.55M

1.13%

Sole

0.00

Shared

0.00

None

176.45K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 GW	541.53K	SH	$56.60M 8.50%	1.17K	540.36K
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 VL	687.83K	SH	$38.06M 5.71%	2.20K	685.64K
SPDR SERIES TRUSTSOLE	PORTFOLIO AGRGTE	1.23M	SH	$31.86M 4.78%	7.46K	1.23M
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	346.56K	SH	$31.80M 4.77%	1.59K	344.98K
SPDR SERIES TRUSTSOLE	S&P 400 MDCP VAL	299.48K	SH	$24.98M 3.75%	1.01K	298.47K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	357.03K	SH	$24.62M 3.70%	1.34K	355.69K
SPDR SERIES TRUSTSOLE	S&P 400 MDCP GRW	262.09K	SH	$24.00M 3.60%	745.00	261.34K
ISHARES TRSOLE	MSCI USA MMENTM	81.66K	SH	$20.94M 3.14%	313.00	81.35K
FRANKLIN TEMPLETON ETF TRSOLE	US CORE BOND ETF	888.79K	SH	$19.30M 2.90%	1.06K	887.72K
SPDR SERIES TRUSTSOLE	S&P 600 SMCP GRW	199.62K	SH	$18.83M 2.83%	802.00	198.82K
SPDR SERIES TRUSTSOLE	S&P 600 SMCP VAL	211.66K	SH	$18.76M 2.82%	895.00	210.76K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	62.49K	SH	$17.61M 2.65%	225.00	62.27K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	328.82K	SH	$16.56M 2.49%	336.00	328.48K
TESLA INCSOLE	COM	29.14K	SH	$12.96M 1.95%	35.00	29.11K
INVESCO EXCH TRADED FD TR IISOLE	SHORT TERM TREAS	116.93K	SH	$12.35M 1.85%	644.00	116.28K
NVIDIA CORPORATIONSOLE	COM	65.68K	SH	$12.25M 1.84%	61.00	65.62K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	516.16K	SH	$11.73M 1.76%	2.63K	513.53K
NEUBERGER BERMAN ETF TRUSTSOLE	SHORT DURATION I	222.81K	SH	$11.40M 1.71%	219.00	222.59K
APPLE INCSOLE	COM	41.95K	SH	$10.68M 1.60%	258.00	41.70K
ISHARES TRSOLE	CORE MSCI INTL	113.27K	SH	$9.08M 1.36%	468.00	112.80K
MICROSOFT CORPSOLE	COM	16.63K	SH	$8.61M 1.29%	11.00	16.62K
BROADCOM INCSOLE	COM	25.94K	SH	$8.56M 1.29%	19.00	25.92K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED INTL	238.43K	SH	$8.41M 1.26%	0.00	238.43K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	99.11K	SH	$7.76M 1.17%	919.00	98.19K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	176.45K	SH	$7.55M 1.13%	0.00	176.45K

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