Filed: 10/23/2024ACC: 0001085146-24-005112
📋 What this filing means
CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 156 equity positions with a total reported market value of $470.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
156
Positions
$470.94M
Total AUM (reported)
6.73M
Total Shares
Allocation by class
COM$95.65M20.3%
PORTFOLIO AGRGTE$39.79M8.4%
BLOOMBERG 1-3 MO$39.37M8.4%
PRTFLO S&P500 GW$34.27M7.3%
PRTFLO S&P500 VL$26.70M5.7%
S&P 400 MDCP GRW$19.86M4.2%
S&P 400 MDCP VAL$19.86M4.2%
Portfolio Concentration
Top 3$113.44M24.1%
4–10$136.56M29.0%
11–25$109.16M23.2%
Rest$111.78M23.7%
Top 3 weight
24.1%
Top 10 weight
53.1%
Voting Authority Distribution
Total shares with voting rights: 6.73M
Sole
Full voting authority
21.44K
shares
% of voting shares0.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.71M
shares
% of voting shares99.7%
Investment Discretion (by position count)
Sole156
Shared0
Other0
Dominant voting typeNone · 99.7% of voting shares
Institutional Holdings156
Rows:
SPDR SER TR
SOLEShares1.52M
TypeSH
Market value$39.79M
8.45%
Sole
5.25K
Shared
0.00
None
1.52M
SPDR SER TR
SOLEShares428.82K
TypeSH
Market value$39.37M
8.36%
Sole
433.00
Shared
0.00
None
428.39K
SPDR SER TR
SOLEShares413.22K
TypeSH
Market value$34.27M
7.28%
Sole
1.11K
Shared
0.00
None
412.12K
SPDR SER TR
SOLEShares505.01K
TypeSH
Market value$26.70M
5.67%
Sole
1.76K
Shared
0.00
None
503.25K
SPDR SER TR
SOLEShares226.38K
TypeSH
Market value$19.86M
4.22%
Sole
729.00
Shared
0.00
None
225.65K
SPDR SER TR
SOLEShares249.96K
TypeSH
Market value$19.86M
4.22%
Sole
819.00
Shared
0.00
None
249.14K
SPDR SER TR
SOLEShares212.74K
TypeSH
Market value$19.81M
4.21%
Sole
704.00
Shared
0.00
None
212.04K
SPDR SER TR
SOLEShares218.35K
TypeSH
Market value$18.96M
4.03%
Sole
727.00
Shared
0.00
None
217.62K
J P MORGAN EXCHANGE TRADED F
SOLEShares289.25K
TypeSH
Market value$18.53M
3.94%
Sole
1.04K
Shared
0.00
None
288.21K
ISHARES TR
SOLEShares63.35K
TypeSH
Market value$12.84M
2.73%
Sole
296.00
Shared
0.00
None
63.05K
CAPITAL GRP FIXED INCM ETF T
SOLEShares434.40K
TypeSH
Market value$10.04M
2.13%
Sole
547.00
Shared
0.00
None
433.86K
SELECT SECTOR SPDR TR
SOLEShares42.58K
TypeSH
Market value$9.61M
2.04%
Sole
166.00
Shared
0.00
None
42.41K
NVIDIA CORPORATION
SOLEShares79.14K
TypeSH
Market value$9.61M
2.04%
Sole
40.00
Shared
0.00
None
79.10K
SPDR SER TR
SOLEShares91.97K
TypeSH
Market value$9.16M
1.94%
Sole
446.00
Shared
0.00
None
91.52K
APPLE INC
SOLEShares38.78K
TypeSH
Market value$9.04M
1.92%
Sole
234.00
Shared
0.00
None
38.54K
SPDR SER TR
SOLEShares287.96K
TypeSH
Market value$8.72M
1.85%
Sole
3.31K
Shared
0.00
None
284.65K
AMERICAN CENTY ETF TR
SOLEShares81.18K
TypeSH
Market value$7.79M
1.65%
Sole
305.00
Shared
0.00
None
80.88K
SPDR SER TR
SOLEShares112.51K
TypeSH
Market value$7.60M
1.61%
Sole
0.00
Shared
0.00
None
112.51K
TESLA INC
SOLEShares41.16K
TypeSH
Market value$7.36M
1.56%
Sole
35.00
Shared
0.00
None
41.13K
MICROSOFT CORP
SOLEShares15.56K
TypeSH
Market value$6.70M
1.42%
Sole
0.00
Shared
0.00
None
15.56K
AMAZON COM INC
SOLEShares29.21K
TypeSH
Market value$5.44M
1.16%
Sole
200.00
Shared
0.00
None
29.01K
SPDR INDEX SHS FDS
SOLEShares129.39K
TypeSH
Market value$4.86M
1.03%
Sole
0.00
Shared
0.00
None
129.39K
BROADCOM INC
SOLEShares26.91K
TypeSH
Market value$4.64M
0.99%
Sole
0.00
Shared
0.00
None
26.91K
ALPHABET INC
SOLEShares26.66K
TypeSH
Market value$4.42M
0.94%
Sole
35.00
Shared
0.00
None
26.63K
ISHARES TR
SOLEShares66.98K
TypeSH
Market value$4.17M
0.89%
Sole
110.00
Shared
0.00
None
66.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 1.52M | SH | $39.79M 8.45% | 5.25K | 0.00 | 1.52M |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 428.82K | SH | $39.37M 8.36% | 433.00 | 0.00 | 428.39K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 413.22K | SH | $34.27M 7.28% | 1.11K | 0.00 | 412.12K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 505.01K | SH | $26.70M 5.67% | 1.76K | 0.00 | 503.25K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 226.38K | SH | $19.86M 4.22% | 729.00 | 0.00 | 225.65K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 249.96K | SH | $19.86M 4.22% | 819.00 | 0.00 | 249.14K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 212.74K | SH | $19.81M 4.21% | 704.00 | 0.00 | 212.04K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 218.35K | SH | $18.96M 4.03% | 727.00 | 0.00 | 217.62K |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE VALUE ETF | 289.25K | SH | $18.53M 3.94% | 1.04K | 0.00 | 288.21K |
ISHARES TRSOLE | MSCI USA MMENTM | 63.35K | SH | $12.84M 2.73% | 296.00 | 0.00 | 63.05K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 434.40K | SH | $10.04M 2.13% | 547.00 | 0.00 | 433.86K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 42.58K | SH | $9.61M 2.04% | 166.00 | 0.00 | 42.41K |
NVIDIA CORPORATIONSOLE | COM | 79.14K | SH | $9.61M 2.04% | 40.00 | 0.00 | 79.10K |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 91.97K | SH | $9.16M 1.94% | 446.00 | 0.00 | 91.52K |
APPLE INCSOLE | COM | 38.78K | SH | $9.04M 1.92% | 234.00 | 0.00 | 38.54K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 287.96K | SH | $8.72M 1.85% | 3.31K | 0.00 | 284.65K |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 81.18K | SH | $7.79M 1.65% | 305.00 | 0.00 | 80.88K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 112.51K | SH | $7.60M 1.61% | 0.00 | 0.00 | 112.51K |
TESLA INCSOLE | COM | 41.16K | SH | $7.36M 1.56% | 35.00 | 0.00 | 41.13K |
MICROSOFT CORPSOLE | COM | 15.56K | SH | $6.70M 1.42% | 0.00 | 0.00 | 15.56K |
AMAZON COM INCSOLE | COM | 29.21K | SH | $5.44M 1.16% | 200.00 | 0.00 | 29.01K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 129.39K | SH | $4.86M 1.03% | 0.00 | 0.00 | 129.39K |
BROADCOM INCSOLE | COM | 26.91K | SH | $4.64M 0.99% | 0.00 | 0.00 | 26.91K |
ALPHABET INCSOLE | CAP STK CL A | 26.66K | SH | $4.42M 0.94% | 35.00 | 0.00 | 26.63K |
ISHARES TRSOLE | CORE S&P MCP ETF | 66.98K | SH | $4.17M 0.89% | 110.00 | 0.00 | 66.87K |
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