CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005110

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $242.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$242.20M

Total AUM (reported)

4.21M

Total Shares

Allocation by class

BLOOMBERG 1-3 MO$29.18M12.0%

PRTFLO S&P500 GW$25.66M10.6%

PRTFLO S&P500 VL$22.35M9.2%

S&P 400 MDCP GRW$18.15M7.5%

S&P 600 SMCP GRW$17.32M7.2%

S&P 400 MDCP VAL$17.15M7.1%

S&P 600 SMCP VAL$16.18M6.7%

Portfolio Concentration

Top 3$77.19M31.9%

4–10$108.05M44.6%

11–25$47.38M19.6%

Rest$9.59M4.0%

Top 3 weight

31.9%

Top 10 weight

76.5%

Voting Authority Distribution

Total shares with voting rights: 4.21M

Sole

Full voting authority

18.41K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.19M

% of voting shares99.6%

Investment Discretion (by position count)

Sole49

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings49

Rows:

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares317.83K

TypeSH

Market value$29.18M

12.05%

Sole

426.00

Shared

0.00

None

317.40K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares350.76K

TypeSH

Market value$25.66M

10.59%

Sole

1.09K

Shared

0.00

None

349.67K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares446.19K

TypeSH

Market value$22.35M

9.23%

Sole

1.61K

Shared

0.00

None

444.58K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares207.94K

TypeSH

Market value$18.15M

7.49%

Sole

667.00

Shared

0.00

None

207.27K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares198.57K

TypeSH

Market value$17.32M

7.15%

Sole

661.00

Shared

0.00

None

197.91K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares225.72K

TypeSH

Market value$17.15M

7.08%

Sole

748.00

Shared

0.00

None

224.97K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares195.03K

TypeSH

Market value$16.18M

6.68%

Sole

667.00

Shared

0.00

None

194.36K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares228.35K

TypeSH

Market value$13.68M

5.65%

Sole

947.00

Shared

0.00

None

227.40K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares508.93K

TypeSH

Market value$12.87M

5.31%

Sole

4.62K

Shared

0.00

None

504.31K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares426.53K

TypeSH

Market value$12.70M

5.24%

Sole

3.31K

Shared

0.00

None

423.22K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares37.33K

TypeSH

Market value$7.77M

3.21%

Sole

159.00

Shared

0.00

None

37.17K

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares70.20K

TypeSH

Market value$6.98M

2.88%

Sole

451.00

Shared

0.00

None

69.75K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares59.57K

TypeSH

Market value$5.58M

2.30%

Sole

277.00

Shared

0.00

None

59.29K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares84.64K

TypeSH

Market value$5.21M

2.15%

Sole

0.00

Shared

0.00

None

84.64K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares117.67K

TypeSH

Market value$4.22M

1.74%

Sole

0.00

Shared

0.00

None

117.67K

GRAYSCALE BITCOIN TR BTC

SOLE

SHS REP COM UT

Shares58.11K

TypeSH

Market value$3.67M

1.52%

Sole

0.00

Shared

0.00

None

58.11K

SOFI TECHNOLOGIES INC

SOLE

COM

Shares400.01K

TypeSH

Market value$2.92M

1.21%

Sole

0.00

Shared

0.00

None

400.01K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares45.88K

TypeSH

Market value$2.79M

1.15%

Sole

110.00

Shared

0.00

None

45.77K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares14.81K

TypeSH

Market value$1.64M

0.68%

Sole

0.00

Shared

0.00

None

14.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.87K

TypeSH

Market value$1.50M

0.62%

Sole

0.00

Shared

0.00

None

2.87K

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares23.63K

TypeSH

Market value$1.41M

0.58%

Sole

0.00

Shared

0.00

None

23.63K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares25.99K

TypeSH

Market value$1.34M

0.55%

Sole

0.00

Shared

0.00

None

25.99K

SPDR SER TR

SOLE

PORTFLI HIGH YLD

Shares37.06K

TypeSH

Market value$869.4K

0.36%

Sole

0.00

Shared

0.00

None

37.06K

VANGUARD BD INDEX FDS

SOLE

VANGUARD ULTRA

Shares15.02K

TypeSH

Market value$744.2K

0.31%

Sole

0.00

Shared

0.00

None

15.02K

AMAZON COM INC

SOLE

COM

Shares4.08K

TypeSH

Market value$735.1K

0.30%

Sole

160.00

Shared

0.00

None

3.92K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	317.83K	SH	$29.18M 12.05%	426.00	317.40K
SPDR SER TRSOLE	PRTFLO S&P500 GW	350.76K	SH	$25.66M 10.59%	1.09K	349.67K
SPDR SER TRSOLE	PRTFLO S&P500 VL	446.19K	SH	$22.35M 9.23%	1.61K	444.58K
SPDR SER TRSOLE	S&P 400 MDCP GRW	207.94K	SH	$18.15M 7.49%	667.00	207.27K
SPDR SER TRSOLE	S&P 600 SMCP GRW	198.57K	SH	$17.32M 7.15%	661.00	197.91K
SPDR SER TRSOLE	S&P 400 MDCP VAL	225.72K	SH	$17.15M 7.08%	748.00	224.97K
SPDR SER TRSOLE	S&P 600 SMCP VAL	195.03K	SH	$16.18M 6.68%	667.00	194.36K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	228.35K	SH	$13.68M 5.65%	947.00	227.40K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	508.93K	SH	$12.87M 5.31%	4.62K	504.31K
SPDR SER TRSOLE	PORTFOLIO SHORT	426.53K	SH	$12.70M 5.24%	3.31K	423.22K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	37.33K	SH	$7.77M 3.21%	159.00	37.17K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	70.20K	SH	$6.98M 2.88%	451.00	69.75K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	59.57K	SH	$5.58M 2.30%	277.00	59.29K
SPDR SER TRSOLE	PORTFOLIO S&P500	84.64K	SH	$5.21M 2.15%	0.00	84.64K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	117.67K	SH	$4.22M 1.74%	0.00	117.67K
GRAYSCALE BITCOIN TR BTCSOLE	SHS REP COM UT	58.11K	SH	$3.67M 1.52%	0.00	58.11K
SOFI TECHNOLOGIES INCSOLE	COM	400.01K	SH	$2.92M 1.21%	0.00	400.01K
ISHARES TRSOLE	CORE S&P MCP ETF	45.88K	SH	$2.79M 1.15%	110.00	45.77K
ISHARES TRSOLE	CORE S&P SCP ETF	14.81K	SH	$1.64M 0.68%	0.00	14.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.87K	SH	$1.50M 0.62%	0.00	2.87K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	23.63K	SH	$1.41M 0.58%	0.00	23.63K
ISHARES INCSOLE	CORE MSCI EMKT	25.99K	SH	$1.34M 0.55%	0.00	25.99K
SPDR SER TRSOLE	PORTFLI HIGH YLD	37.06K	SH	$869.4K 0.36%	0.00	37.06K
VANGUARD BD INDEX FDSSOLE	VANGUARD ULTRA	15.02K	SH	$744.2K 0.31%	0.00	15.02K
AMAZON COM INCSOLE	COM	4.08K	SH	$735.1K 0.30%	160.00	3.92K

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