Filed: 10/23/2024ACC: 0001085146-24-005109
📋 What this filing means
CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $224.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$224.02M
Total AUM (reported)
3.86M
Total Shares
Allocation by class
BLOOMBERG 1-3 MO$29.00M12.9%
PRTFLO S&P500 VL$23.14M10.3%
PRTFLO S&P500 GW$22.76M10.2%
S&P 600 SMCP GRW$17.85M8.0%
S&P 400 MDCP VAL$17.80M7.9%
S&P 600 SMCP VAL$17.30M7.7%
S&P 400 MDCP GRW$17.09M7.6%
Portfolio Concentration
Top 3$74.89M33.4%
4–10$108.42M48.4%
11–25$36.72M16.4%
Rest$3.98M1.8%
Top 3 weight
33.4%
Top 10 weight
81.8%
Voting Authority Distribution
Total shares with voting rights: 3.86M
Sole
Full voting authority
17.78K
shares
% of voting shares0.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.84M
shares
% of voting shares99.5%
Investment Discretion (by position count)
Sole38
Shared0
Other0
Dominant voting typeNone · 99.5% of voting shares
Institutional Holdings38
Rows:
SPDR SER TR
SOLEShares317.29K
TypeSH
Market value$29.00M
12.94%
Sole
366.00
Shared
0.00
None
316.93K
SPDR SER TR
SOLEShares496.27K
TypeSH
Market value$23.14M
10.33%
Sole
1.70K
Shared
0.00
None
494.58K
SPDR SER TR
SOLEShares349.77K
TypeSH
Market value$22.76M
10.16%
Sole
1.18K
Shared
0.00
None
348.59K
SPDR SER TR
SOLEShares213.48K
TypeSH
Market value$17.85M
7.97%
Sole
665.00
Shared
0.00
None
212.82K
SPDR SER TR
SOLEShares242.58K
TypeSH
Market value$17.80M
7.95%
Sole
750.00
Shared
0.00
None
241.83K
SPDR SER TR
SOLEShares207.69K
TypeSH
Market value$17.30M
7.72%
Sole
667.00
Shared
0.00
None
207.03K
SPDR SER TR
SOLEShares225.82K
TypeSH
Market value$17.09M
7.63%
Sole
705.00
Shared
0.00
None
225.12K
SPDR SER TR
SOLEShares560.52K
TypeSH
Market value$14.37M
6.42%
Sole
4.62K
Shared
0.00
None
555.90K
SPDR SER TR
SOLEShares409.95K
TypeSH
Market value$12.21M
5.45%
Sole
3.16K
Shared
0.00
None
406.79K
J P MORGAN EXCHANGE TRADED F
SOLEShares211.99K
TypeSH
Market value$11.79M
5.26%
Sole
974.00
Shared
0.00
None
211.01K
SELECT SECTOR SPDR TR
SOLEShares43.89K
TypeSH
Market value$8.45M
3.77%
Sole
159.00
Shared
0.00
None
43.73K
SPDR SER TR
SOLEShares68.88K
TypeSH
Market value$6.83M
3.05%
Sole
451.00
Shared
0.00
None
68.43K
AMERICAN CENTY ETF TR
SOLEShares60.30K
TypeSH
Market value$5.42M
2.42%
Sole
277.00
Shared
0.00
None
60.03K
SPDR S&P 500 ETF TR
SOLEShares5.76K
TypeSH
Market value$2.74M
1.22%
Sole
0.00
Shared
0.00
None
5.76K
SOFI TECHNOLOGIES INC
SOLEShares250.01K
TypeSH
Market value$2.49M
1.11%
Sole
0.00
Shared
0.00
None
250.01K
TESLA INC
SOLEShares9.41K
TypeSH
Market value$2.34M
1.04%
Sole
69.00
Shared
0.00
None
9.35K
SPDR SER TR
SOLEShares35.77K
TypeSH
Market value$2.00M
0.89%
Sole
0.00
Shared
0.00
None
35.77K
PAYPAL HLDGS INC
SOLEShares25.08K
TypeSH
Market value$1.54M
0.69%
Sole
0.00
Shared
0.00
None
25.08K
SPDR INDEX SHS FDS
SOLEShares40K
TypeSH
Market value$1.36M
0.61%
Sole
0.00
Shared
0.00
None
40K
VANGUARD WORLD FDS
SOLEShares1.44K
TypeSH
Market value$698.0K
0.31%
Sole
0.00
Shared
0.00
None
1.44K
SPDR INDEX SHS FDS
SOLEShares19.64K
TypeSH
Market value$695.4K
0.31%
Sole
0.00
Shared
0.00
None
19.64K
ISHARES TR
SOLEShares1.21K
TypeSH
Market value$576.5K
0.26%
Sole
138.00
Shared
0.00
None
1.07K
APPLE INC
SOLEShares2.87K
TypeSH
Market value$552.2K
0.25%
Sole
203.00
Shared
0.00
None
2.67K
ARK ETF TR
SOLEShares10.38K
TypeSH
Market value$543.8K
0.24%
Sole
0.00
Shared
0.00
None
10.38K
AMAZON COM INC
SOLEShares3.29K
TypeSH
Market value$500.0K
0.22%
Sole
160.00
Shared
0.00
None
3.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 317.29K | SH | $29.00M 12.94% | 366.00 | 0.00 | 316.93K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 496.27K | SH | $23.14M 10.33% | 1.70K | 0.00 | 494.58K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 349.77K | SH | $22.76M 10.16% | 1.18K | 0.00 | 348.59K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 213.48K | SH | $17.85M 7.97% | 665.00 | 0.00 | 212.82K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 242.58K | SH | $17.80M 7.95% | 750.00 | 0.00 | 241.83K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 207.69K | SH | $17.30M 7.72% | 667.00 | 0.00 | 207.03K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 225.82K | SH | $17.09M 7.63% | 705.00 | 0.00 | 225.12K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 560.52K | SH | $14.37M 6.42% | 4.62K | 0.00 | 555.90K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 409.95K | SH | $12.21M 5.45% | 3.16K | 0.00 | 406.79K |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE VALUE ETF | 211.99K | SH | $11.79M 5.26% | 974.00 | 0.00 | 211.01K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 43.89K | SH | $8.45M 3.77% | 159.00 | 0.00 | 43.73K |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 68.88K | SH | $6.83M 3.05% | 451.00 | 0.00 | 68.43K |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 60.30K | SH | $5.42M 2.42% | 277.00 | 0.00 | 60.03K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.76K | SH | $2.74M 1.22% | 0.00 | 0.00 | 5.76K |
SOFI TECHNOLOGIES INCSOLE | COM | 250.01K | SH | $2.49M 1.11% | 0.00 | 0.00 | 250.01K |
TESLA INCSOLE | COM | 9.41K | SH | $2.34M 1.04% | 69.00 | 0.00 | 9.35K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 35.77K | SH | $2.00M 0.89% | 0.00 | 0.00 | 35.77K |
PAYPAL HLDGS INCSOLE | COM | 25.08K | SH | $1.54M 0.69% | 0.00 | 0.00 | 25.08K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 40K | SH | $1.36M 0.61% | 0.00 | 0.00 | 40K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 1.44K | SH | $698.0K 0.31% | 0.00 | 0.00 | 1.44K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 19.64K | SH | $695.4K 0.31% | 0.00 | 0.00 | 19.64K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.21K | SH | $576.5K 0.26% | 138.00 | 0.00 | 1.07K |
APPLE INCSOLE | COM | 2.87K | SH | $552.2K 0.25% | 203.00 | 0.00 | 2.67K |
ARK ETF TRSOLE | INNOVATION ETF | 10.38K | SH | $543.8K 0.24% | 0.00 | 0.00 | 10.38K |
AMAZON COM INCSOLE | COM | 3.29K | SH | $500.0K 0.22% | 160.00 | 0.00 | 3.13K |
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