CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005108

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $168.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$168.44M

Total AUM (reported)

3.08M

Total Shares

Allocation by class

PRTFLO S&P500 GW$18.55M11.0%

PRTFLO S&P500 VL$18.52M11.0%

PORTFOLIO SHORT$17.41M10.3%

S&P 400 MDCP GRW$16.03M9.5%

S&P 400 MDCP VAL$16.03M9.5%

S&P 600 SMCP GRW$15.99M9.5%

S&P 600 SMCP VAL$15.56M9.2%

Portfolio Concentration

Top 3$54.48M32.3%

4–10$93.65M55.6%

11–25$18.85M11.2%

Rest$1.46M0.9%

Top 3 weight

32.3%

Top 10 weight

87.9%

Voting Authority Distribution

Total shares with voting rights: 3.08M

Sole

Full voting authority

7.62K

% of voting shares0.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.07M

% of voting shares99.8%

Investment Discretion (by position count)

Sole31

Shared0

Other0

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings31

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares312.90K

TypeSH

Market value$18.55M

11.01%

Sole

0.00

Shared

0.00

None

312.90K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares448.85K

TypeSH

Market value$18.52M

10.99%

Sole

0.00

Shared

0.00

None

448.85K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares593.91K

TypeSH

Market value$17.41M

10.34%

Sole

3.33K

Shared

0.00

None

590.58K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares231.91K

TypeSH

Market value$16.03M

9.52%

Sole

0.00

Shared

0.00

None

231.91K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares247.17K

TypeSH

Market value$16.03M

9.52%

Sole

0.00

Shared

0.00

None

247.17K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares218.22K

TypeSH

Market value$15.99M

9.49%

Sole

0.00

Shared

0.00

None

218.22K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares214.97K

TypeSH

Market value$15.56M

9.24%

Sole

0.00

Shared

0.00

None

214.97K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares126.93K

TypeSH

Market value$11.65M

6.92%

Sole

218.00

Shared

0.00

None

126.71K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares449.49K

TypeSH

Market value$10.94M

6.50%

Sole

0.00

Shared

0.00

None

449.49K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares45.42K

TypeSH

Market value$7.45M

4.42%

Sole

0.00

Shared

0.00

None

45.42K

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares46.86K

TypeSH

Market value$4.66M

2.77%

Sole

0.00

Shared

0.00

None

46.86K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.50K

TypeSH

Market value$4.06M

2.41%

Sole

0.00

Shared

0.00

None

9.50K

TESLA INC

SOLE

COM

Shares12.37K

TypeSH

Market value$3.09M

1.84%

Sole

69.00

Shared

0.00

None

12.30K

VANGUARD BD INDEX FDS

SOLE

VANGUARD ULTRA

Shares26.88K

TypeSH

Market value$1.32M

0.79%

Sole

0.00

Shared

0.00

None

26.88K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares22.13K

TypeSH

Market value$1.11M

0.66%

Sole

0.00

Shared

0.00

None

22.13K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares2.62K

TypeSH

Market value$1.09M

0.65%

Sole

0.00

Shared

0.00

None

2.62K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.18K

TypeSH

Market value$508.4K

0.30%

Sole

138.00

Shared

0.00

None

1.05K

APPLE INC

SOLE

COM

Shares2.77K

TypeSH

Market value$475.0K

0.28%

Sole

203.00

Shared

0.00

None

2.57K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares1.28K

TypeSH

Market value$449.8K

0.27%

Sole

15.00

Shared

0.00

None

1.27K

ARK ETF TR

SOLE

INNOVATION ETF

Shares10.38K

TypeSH

Market value$411.9K

0.24%

Sole

0.00

Shared

0.00

None

10.38K

AMAZON COM INC

SOLE

COM

Shares3.23K

TypeSH

Market value$411.2K

0.24%

Sole

160.00

Shared

0.00

None

3.08K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares12.46K

TypeSH

Market value$386.3K

0.23%

Sole

0.00

Shared

0.00

None

12.46K

ISHARES U S ETF TR

SOLE

BLOOMBERG ROLL

Shares5.74K

TypeSH

Market value$295.6K

0.18%

Sole

0.00

Shared

0.00

None

5.74K

ALPHABET INC

SOLE

CAP STK CL A

Shares2.20K

TypeSH

Market value$287.4K

0.17%

Sole

0.00

Shared

0.00

None

2.20K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.15K

TypeSH

Market value$286.5K

0.17%

Sole

22.00

Shared

0.00

None

1.13K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	312.90K	SH	$18.55M 11.01%	0.00	312.90K
SPDR SER TRSOLE	PRTFLO S&P500 VL	448.85K	SH	$18.52M 10.99%	0.00	448.85K
SPDR SER TRSOLE	PORTFOLIO SHORT	593.91K	SH	$17.41M 10.34%	3.33K	590.58K
SPDR SER TRSOLE	S&P 400 MDCP GRW	231.91K	SH	$16.03M 9.52%	0.00	231.91K
SPDR SER TRSOLE	S&P 400 MDCP VAL	247.17K	SH	$16.03M 9.52%	0.00	247.17K
SPDR SER TRSOLE	S&P 600 SMCP GRW	218.22K	SH	$15.99M 9.49%	0.00	218.22K
SPDR SER TRSOLE	S&P 600 SMCP VAL	214.97K	SH	$15.56M 9.24%	0.00	214.97K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	126.93K	SH	$11.65M 6.92%	218.00	126.71K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	449.49K	SH	$10.94M 6.50%	0.00	449.49K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	45.42K	SH	$7.45M 4.42%	0.00	45.42K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	46.86K	SH	$4.66M 2.77%	0.00	46.86K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.50K	SH	$4.06M 2.41%	0.00	9.50K
TESLA INCSOLE	COM	12.37K	SH	$3.09M 1.84%	69.00	12.30K
VANGUARD BD INDEX FDSSOLE	VANGUARD ULTRA	26.88K	SH	$1.32M 0.79%	0.00	26.88K
SPDR SER TRSOLE	PORTFOLIO S&P500	22.13K	SH	$1.11M 0.66%	0.00	22.13K
VANGUARD WORLD FDSSOLE	INF TECH ETF	2.62K	SH	$1.09M 0.65%	0.00	2.62K
ISHARES TRSOLE	CORE S&P500 ETF	1.18K	SH	$508.4K 0.30%	138.00	1.05K
APPLE INCSOLE	COM	2.77K	SH	$475.0K 0.28%	203.00	2.57K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	1.28K	SH	$449.8K 0.27%	15.00	1.27K
ARK ETF TRSOLE	INNOVATION ETF	10.38K	SH	$411.9K 0.24%	0.00	10.38K
AMAZON COM INCSOLE	COM	3.23K	SH	$411.2K 0.24%	160.00	3.08K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	12.46K	SH	$386.3K 0.23%	0.00	12.46K
ISHARES U S ETF TRSOLE	BLOOMBERG ROLL	5.74K	SH	$295.6K 0.18%	0.00	5.74K
ALPHABET INCSOLE	CAP STK CL A	2.20K	SH	$287.4K 0.17%	0.00	2.20K
ISHARES TRSOLE	CORE S&P MCP ETF	1.15K	SH	$286.5K 0.17%	22.00	1.13K

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