CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005107

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 29 equity positions with a total reported market value of $162.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$162.70M

Total AUM (reported)

2.88M

Total Shares

Allocation by class

PORTFOLIO SHORT$19.65M12.1%

PRTFLO S&P500 VL$19.11M11.7%

PRTFLO S&P500 GW$18.88M11.6%

S&P 400 MDCP VAL$16.62M10.2%

S&P 400 MDCP GRW$16.42M10.1%

S&P 600 SMCP GRW$14.74M9.1%

S&P 600 SMCP VAL$14.29M8.8%

Portfolio Concentration

Top 3$57.64M35.4%

4–10$87.40M53.7%

11–25$16.59M10.2%

Rest$1.07M0.7%

Top 3 weight

35.4%

Top 10 weight

89.1%

Voting Authority Distribution

Total shares with voting rights: 2.88M

Sole

Full voting authority

4.16K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.87M

% of voting shares99.9%

Investment Discretion (by position count)

Sole29

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings29

Rows:

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares667.41K

TypeSH

Market value$19.65M

12.08%

Sole

2.33K

Shared

0.00

None

665.07K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares442.45K

TypeSH

Market value$19.11M

11.75%

Sole

0.00

Shared

0.00

None

442.45K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares309.50K

TypeSH

Market value$18.88M

11.61%

Sole

0.00

Shared

0.00

None

309.50K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares241.67K

TypeSH

Market value$16.62M

10.22%

Sole

0.00

Shared

0.00

None

241.67K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares229.19K

TypeSH

Market value$16.42M

10.09%

Sole

0.00

Shared

0.00

None

229.19K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares191.52K

TypeSH

Market value$14.74M

9.06%

Sole

0.00

Shared

0.00

None

191.52K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares185.14K

TypeSH

Market value$14.29M

8.78%

Sole

0.00

Shared

0.00

None

185.14K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares99.81K

TypeSH

Market value$9.16M

5.63%

Sole

0.00

Shared

0.00

None

99.81K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares48.34K

TypeSH

Market value$8.40M

5.17%

Sole

0.00

Shared

0.00

None

48.34K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares305.82K

TypeSH

Market value$7.76M

4.77%

Sole

0.00

Shared

0.00

None

305.82K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.88K

TypeSH

Market value$4.38M

2.69%

Sole

0.00

Shared

0.00

None

9.88K

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares33.06K

TypeSH

Market value$3.29M

2.02%

Sole

0.00

Shared

0.00

None

33.06K

TESLA INC

SOLE

COM

Shares6.33K

TypeSH

Market value$1.66M

1.02%

Sole

69.00

Shared

0.00

None

6.26K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares2.66K

TypeSH

Market value$1.18M

0.72%

Sole

0.00

Shared

0.00

None

2.66K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares20.40K

TypeSH

Market value$1.06M

0.65%

Sole

0.00

Shared

0.00

None

20.40K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares25.20K

TypeSH

Market value$819.8K

0.50%

Sole

0.00

Shared

0.00

None

25.20K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares9.53K

TypeSH

Market value$720.9K

0.44%

Sole

0.00

Shared

0.00

None

9.53K

APPLE INC

SOLE

COM

Shares2.77K

TypeSH

Market value$538.1K

0.33%

Sole

203.00

Shared

0.00

None

2.57K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.19K

TypeSH

Market value$529.5K

0.33%

Sole

138.00

Shared

0.00

None

1.05K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares15.24K

TypeSH

Market value$524.0K

0.32%

Sole

0.00

Shared

0.00

None

15.24K

ARK ETF TR

SOLE

INNOVATION ETF

Shares10.30K

TypeSH

Market value$454.9K

0.28%

Sole

0.00

Shared

0.00

None

10.30K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares1.28K

TypeSH

Market value$437.8K

0.27%

Sole

15.00

Shared

0.00

None

1.27K

AMAZON COM INC

SOLE

COM

Shares3.23K

TypeSH

Market value$421.7K

0.26%

Sole

160.00

Shared

0.00

None

3.08K

HOME DEPOT INC

SOLE

COM

Shares953.00

TypeSH

Market value$296.0K

0.18%

Sole

0.00

Shared

0.00

None

953.00

ISHARES U S ETF TR

SOLE

BLOOMBERG ROLL

Shares5.72K

TypeSH

Market value$283.1K

0.17%

Sole

0.00

Shared

0.00

None

5.72K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PORTFOLIO SHORT	667.41K	SH	$19.65M 12.08%	2.33K	665.07K
SPDR SER TRSOLE	PRTFLO S&P500 VL	442.45K	SH	$19.11M 11.75%	0.00	442.45K
SPDR SER TRSOLE	PRTFLO S&P500 GW	309.50K	SH	$18.88M 11.61%	0.00	309.50K
SPDR SER TRSOLE	S&P 400 MDCP VAL	241.67K	SH	$16.62M 10.22%	0.00	241.67K
SPDR SER TRSOLE	S&P 400 MDCP GRW	229.19K	SH	$16.42M 10.09%	0.00	229.19K
SPDR SER TRSOLE	S&P 600 SMCP GRW	191.52K	SH	$14.74M 9.06%	0.00	191.52K
SPDR SER TRSOLE	S&P 600 SMCP VAL	185.14K	SH	$14.29M 8.78%	0.00	185.14K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	99.81K	SH	$9.16M 5.63%	0.00	99.81K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	48.34K	SH	$8.40M 5.17%	0.00	48.34K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	305.82K	SH	$7.76M 4.77%	0.00	305.82K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.88K	SH	$4.38M 2.69%	0.00	9.88K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	33.06K	SH	$3.29M 2.02%	0.00	33.06K
TESLA INCSOLE	COM	6.33K	SH	$1.66M 1.02%	69.00	6.26K
VANGUARD WORLD FDSSOLE	INF TECH ETF	2.66K	SH	$1.18M 0.72%	0.00	2.66K
SPDR SER TRSOLE	PORTFOLIO S&P500	20.40K	SH	$1.06M 0.65%	0.00	20.40K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	25.20K	SH	$819.8K 0.50%	0.00	25.20K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	9.53K	SH	$720.9K 0.44%	0.00	9.53K
APPLE INCSOLE	COM	2.77K	SH	$538.1K 0.33%	203.00	2.57K
ISHARES TRSOLE	CORE S&P500 ETF	1.19K	SH	$529.5K 0.33%	138.00	1.05K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	15.24K	SH	$524.0K 0.32%	0.00	15.24K
ARK ETF TRSOLE	INNOVATION ETF	10.30K	SH	$454.9K 0.28%	0.00	10.30K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	1.28K	SH	$437.8K 0.27%	15.00	1.27K
AMAZON COM INCSOLE	COM	3.23K	SH	$421.7K 0.26%	160.00	3.08K
HOME DEPOT INCSOLE	COM	953.00	SH	$296.0K 0.18%	0.00	953.00
ISHARES U S ETF TRSOLE	BLOOMBERG ROLL	5.72K	SH	$283.1K 0.17%	0.00	5.72K

Page 1 of 2