Filed: 10/23/2024ACC: 0001085146-24-005106
📋 What this filing means
CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $135.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$135.73M
Total AUM (reported)
2.62M
Total Shares
Allocation by class
PRTFLO S&P500 VL$17.25M12.7%
PRTFLO S&P500 GW$16.29M12.0%
PORTFOLIO SHORT$15.65M11.5%
S&P 400 MDCP VAL$15.25M11.2%
S&P 400 MDCP GRW$15.07M11.1%
S&P 600 SMCP VAL$13.35M9.8%
S&P 600 SMCP GRW$13.08M9.6%
Portfolio Concentration
Top 3$49.19M36.2%
4–10$74.46M54.9%
11–25$11.30M8.3%
Rest$787.5K0.6%
Top 3 weight
36.2%
Top 10 weight
91.1%
Voting Authority Distribution
Total shares with voting rights: 2.62M
Sole
Full voting authority
4.09K
shares
% of voting shares0.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.61M
shares
% of voting shares99.8%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeNone · 99.8% of voting shares
Institutional Holdings28
Rows:
SPDR SER TR
SOLEShares423.52K
TypeSH
Market value$17.25M
12.71%
Sole
0.00
Shared
0.00
None
423.52K
SPDR SER TR
SOLEShares294.18K
TypeSH
Market value$16.29M
12.00%
Sole
0.00
Shared
0.00
None
294.18K
SPDR SER TR
SOLEShares528.31K
TypeSH
Market value$15.65M
11.53%
Sole
2.33K
Shared
0.00
None
525.98K
SPDR SER TR
SOLEShares230.74K
TypeSH
Market value$15.25M
11.23%
Sole
0.00
Shared
0.00
None
230.74K
SPDR SER TR
SOLEShares220.14K
TypeSH
Market value$15.07M
11.10%
Sole
0.00
Shared
0.00
None
220.14K
SPDR SER TR
SOLEShares175.30K
TypeSH
Market value$13.35M
9.84%
Sole
0.00
Shared
0.00
None
175.30K
SPDR SER TR
SOLEShares177.36K
TypeSH
Market value$13.08M
9.64%
Sole
0.00
Shared
0.00
None
177.36K
SELECT SECTOR SPDR TR
SOLEShares47.46K
TypeSH
Market value$7.17M
5.28%
Sole
0.00
Shared
0.00
None
47.46K
SPDR SER TR
SOLEShares72.19K
TypeSH
Market value$6.63M
4.88%
Sole
0.00
Shared
0.00
None
72.19K
SPDR S&P 500 ETF TR
SOLEShares9.58K
TypeSH
Market value$3.92M
2.89%
Sole
0.00
Shared
0.00
None
9.58K
SPDR SER TR
SOLEShares142.38K
TypeSH
Market value$3.67M
2.71%
Sole
0.00
Shared
0.00
None
142.38K
SOFI TECHNOLOGIES INC
SOLEShares200.01K
TypeSH
Market value$1.21M
0.89%
Sole
0.00
Shared
0.00
None
200.01K
VANGUARD WORLD FDS
SOLEShares2.66K
TypeSH
Market value$1.03M
0.76%
Sole
0.00
Shared
0.00
None
2.66K
SPDR INDEX SHS FDS
SOLEShares25.52K
TypeSH
Market value$819.7K
0.60%
Sole
0.00
Shared
0.00
None
25.52K
VANGUARD SCOTTSDALE FDS
SOLEShares9.53K
TypeSH
Market value$726.3K
0.54%
Sole
0.00
Shared
0.00
None
9.53K
SPDR SER TR
SOLEShares13.33K
TypeSH
Market value$641.8K
0.47%
Sole
0.00
Shared
0.00
None
13.33K
ISHARES TR
SOLEShares1.23K
TypeSH
Market value$507.3K
0.37%
Sole
138.00
Shared
0.00
None
1.10K
ARK ETF TR
SOLEShares10.30K
TypeSH
Market value$415.7K
0.31%
Sole
0.00
Shared
0.00
None
10.30K
APPLE INC
SOLEShares2.48K
TypeSH
Market value$409.8K
0.30%
Sole
203.00
Shared
0.00
None
2.28K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.28K
TypeSH
Market value$396.5K
0.29%
Sole
15.00
Shared
0.00
None
1.27K
SPDR INDEX SHS FDS
SOLEShares9.85K
TypeSH
Market value$336.2K
0.25%
Sole
0.00
Shared
0.00
None
9.85K
VANGUARD SPECIALIZED FUNDS
SOLEShares1.86K
TypeSH
Market value$286.4K
0.21%
Sole
541.00
Shared
0.00
None
1.32K
ISHARES TR
SOLEShares1.14K
TypeSH
Market value$286.2K
0.21%
Sole
22.00
Shared
0.00
None
1.12K
HOME DEPOT INC
SOLEShares953.00
TypeSH
Market value$281.2K
0.21%
Sole
0.00
Shared
0.00
None
953.00
AMAZON COM INC
SOLEShares2.69K
TypeSH
Market value$277.3K
0.20%
Sole
160.00
Shared
0.00
None
2.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 VL | 423.52K | SH | $17.25M 12.71% | 0.00 | 0.00 | 423.52K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 294.18K | SH | $16.29M 12.00% | 0.00 | 0.00 | 294.18K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 528.31K | SH | $15.65M 11.53% | 2.33K | 0.00 | 525.98K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 230.74K | SH | $15.25M 11.23% | 0.00 | 0.00 | 230.74K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 220.14K | SH | $15.07M 11.10% | 0.00 | 0.00 | 220.14K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 175.30K | SH | $13.35M 9.84% | 0.00 | 0.00 | 175.30K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 177.36K | SH | $13.08M 9.64% | 0.00 | 0.00 | 177.36K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 47.46K | SH | $7.17M 5.28% | 0.00 | 0.00 | 47.46K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 72.19K | SH | $6.63M 4.88% | 0.00 | 0.00 | 72.19K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.58K | SH | $3.92M 2.89% | 0.00 | 0.00 | 9.58K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 142.38K | SH | $3.67M 2.71% | 0.00 | 0.00 | 142.38K |
SOFI TECHNOLOGIES INCSOLE | COM | 200.01K | SH | $1.21M 0.89% | 0.00 | 0.00 | 200.01K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 2.66K | SH | $1.03M 0.76% | 0.00 | 0.00 | 2.66K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 25.52K | SH | $819.7K 0.60% | 0.00 | 0.00 | 25.52K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 9.53K | SH | $726.3K 0.54% | 0.00 | 0.00 | 9.53K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 13.33K | SH | $641.8K 0.47% | 0.00 | 0.00 | 13.33K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.23K | SH | $507.3K 0.37% | 138.00 | 0.00 | 1.10K |
ARK ETF TRSOLE | INNOVATION ETF | 10.30K | SH | $415.7K 0.31% | 0.00 | 0.00 | 10.30K |
APPLE INCSOLE | COM | 2.48K | SH | $409.8K 0.30% | 203.00 | 0.00 | 2.28K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.28K | SH | $396.5K 0.29% | 15.00 | 0.00 | 1.27K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 9.85K | SH | $336.2K 0.25% | 0.00 | 0.00 | 9.85K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 1.86K | SH | $286.4K 0.21% | 541.00 | 0.00 | 1.32K |
ISHARES TRSOLE | CORE S&P MCP ETF | 1.14K | SH | $286.2K 0.21% | 22.00 | 0.00 | 1.12K |
HOME DEPOT INCSOLE | COM | 953.00 | SH | $281.2K 0.21% | 0.00 | 0.00 | 953.00 |
AMAZON COM INCSOLE | COM | 2.69K | SH | $277.3K 0.20% | 160.00 | 0.00 | 2.52K |
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