CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005105

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $112.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$112.90M

Total AUM (reported)

1.92M

Total Shares

Allocation by class

PRTFLO S&P500 VL$15.73M13.9%

S&P 600 SMCP VAL$14.88M13.2%

S&P 400 MDCP VAL$14.44M12.8%

S&P 600 SMCP GRW$14.39M12.7%

PRTFLO S&P500 GW$13.84M12.3%

S&P 400 MDCP GRW$13.65M12.1%

TECHNOLOGY$5.83M5.2%

Portfolio Concentration

Top 3$45.05M39.9%

4–10$57.57M51.0%

11–25$10.09M8.9%

Rest$201.9K0.2%

Top 3 weight

39.9%

Top 10 weight

90.9%

Voting Authority Distribution

Total shares with voting rights: 1.92M

Sole

Full voting authority

1.91K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.92M

% of voting shares99.9%

Investment Discretion (by position count)

Sole26

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings26

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares404.46K

TypeSH

Market value$15.73M

13.93%

Sole

0.00

Shared

0.00

None

404.46K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares200.46K

TypeSH

Market value$14.88M

13.18%

Sole

0.00

Shared

0.00

None

200.46K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares223.09K

TypeSH

Market value$14.44M

12.79%

Sole

0.00

Shared

0.00

None

223.09K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares199.18K

TypeSH

Market value$14.39M

12.74%

Sole

0.00

Shared

0.00

None

199.18K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares273.20K

TypeSH

Market value$13.84M

12.26%

Sole

0.00

Shared

0.00

None

273.20K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares208.91K

TypeSH

Market value$13.65M

12.09%

Sole

0.00

Shared

0.00

None

208.91K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares46.87K

TypeSH

Market value$5.83M

5.17%

Sole

0.00

Shared

0.00

None

46.87K

TESLA INC

SOLE

COM

Shares30.44K

TypeSH

Market value$3.98M

3.53%

Sole

69.00

Shared

0.00

None

30.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.27K

TypeSH

Market value$3.54M

3.14%

Sole

0.00

Shared

0.00

None

9.27K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares78.39K

TypeSH

Market value$2.33M

2.06%

Sole

0.00

Shared

0.00

None

78.39K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares91.87K

TypeSH

Market value$2.31M

2.04%

Sole

0.00

Shared

0.00

None

91.87K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares65.32K

TypeSH

Market value$2.15M

1.91%

Sole

0.00

Shared

0.00

None

65.32K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares2.66K

TypeSH

Market value$850.9K

0.75%

Sole

0.00

Shared

0.00

None

2.66K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares17.66K

TypeSH

Market value$794.2K

0.70%

Sole

0.00

Shared

0.00

None

17.66K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares26.48K

TypeSH

Market value$778.1K

0.69%

Sole

0.00

Shared

0.00

None

26.48K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.43K

TypeSH

Market value$547.5K

0.48%

Sole

218.00

Shared

0.00

None

1.21K

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares13.53K

TypeSH

Market value$390.9K

0.35%

Sole

0.00

Shared

0.00

None

13.53K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares1.18K

TypeSH

Market value$363.0K

0.32%

Sole

15.00

Shared

0.00

None

1.16K

HOME DEPOT INC

SOLE

COM

Shares977.00

TypeSH

Market value$308.6K

0.27%

Sole

0.00

Shared

0.00

None

977.00

ARK ETF TR

SOLE

INNOVATION ETF

Shares9.73K

TypeSH

Market value$303.9K

0.27%

Sole

0.00

Shared

0.00

None

9.73K

APPLE INC

SOLE

COM

Shares2.28K

TypeSH

Market value$296.7K

0.26%

Sole

203.00

Shared

0.00

None

2.08K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.12K

TypeSH

Market value$270.2K

0.24%

Sole

22.00

Shared

0.00

None

1.09K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares1.73K

TypeSH

Market value$262.6K

0.23%

Sole

541.00

Shared

0.00

None

1.19K

ALPS ETF TR

SOLE

SECTR DIV DOGS

Shares4.89K

TypeSH

Market value$251.5K

0.22%

Sole

677.00

Shared

0.00

None

4.21K

AMAZON COM INC

SOLE

COM

Shares2.45K

TypeSH

Market value$206.1K

0.18%

Sole

160.00

Shared

0.00

None

2.29K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 VL	404.46K	SH	$15.73M 13.93%	0.00	404.46K
SPDR SER TRSOLE	S&P 600 SMCP VAL	200.46K	SH	$14.88M 13.18%	0.00	200.46K
SPDR SER TRSOLE	S&P 400 MDCP VAL	223.09K	SH	$14.44M 12.79%	0.00	223.09K
SPDR SER TRSOLE	S&P 600 SMCP GRW	199.18K	SH	$14.39M 12.74%	0.00	199.18K
SPDR SER TRSOLE	PRTFLO S&P500 GW	273.20K	SH	$13.84M 12.26%	0.00	273.20K
SPDR SER TRSOLE	S&P 400 MDCP GRW	208.91K	SH	$13.65M 12.09%	0.00	208.91K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	46.87K	SH	$5.83M 5.17%	0.00	46.87K
TESLA INCSOLE	COM	30.44K	SH	$3.98M 3.53%	69.00	30.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.27K	SH	$3.54M 3.14%	0.00	9.27K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	78.39K	SH	$2.33M 2.06%	0.00	78.39K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	91.87K	SH	$2.31M 2.04%	0.00	91.87K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	65.32K	SH	$2.15M 1.91%	0.00	65.32K
VANGUARD WORLD FDSSOLE	INF TECH ETF	2.66K	SH	$850.9K 0.75%	0.00	2.66K
SPDR SER TRSOLE	PORTFOLIO S&P500	17.66K	SH	$794.2K 0.70%	0.00	17.66K
SPDR SER TRSOLE	PORTFOLIO SHORT	26.48K	SH	$778.1K 0.69%	0.00	26.48K
ISHARES TRSOLE	CORE S&P500 ETF	1.43K	SH	$547.5K 0.48%	218.00	1.21K
SPDR SER TRSOLE	PORTFOLIO SH TSR	13.53K	SH	$390.9K 0.35%	0.00	13.53K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	1.18K	SH	$363.0K 0.32%	15.00	1.16K
HOME DEPOT INCSOLE	COM	977.00	SH	$308.6K 0.27%	0.00	977.00
ARK ETF TRSOLE	INNOVATION ETF	9.73K	SH	$303.9K 0.27%	0.00	9.73K
APPLE INCSOLE	COM	2.28K	SH	$296.7K 0.26%	203.00	2.08K
ISHARES TRSOLE	CORE S&P MCP ETF	1.12K	SH	$270.2K 0.24%	22.00	1.09K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	1.73K	SH	$262.6K 0.23%	541.00	1.19K
ALPS ETF TRSOLE	SECTR DIV DOGS	4.89K	SH	$251.5K 0.22%	677.00	4.21K
AMAZON COM INCSOLE	COM	2.45K	SH	$206.1K 0.18%	160.00	2.29K

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