CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005104

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $91.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$91.18M

Total AUM (reported)

1.78M

Total Shares

Allocation by class

PRTFLO S&P500 VL$13.10M14.4%

S&P 600 SMCP GRW$12.90M14.2%

S&P 600 SMCP VAL$12.80M14.0%

PRTFLO S&P500 GW$12.78M14.0%

S&P 400 MDCP VAL$12.21M13.4%

S&P 400 MDCP GRW$11.86M13.0%

TECHNOLOGY$5.42M5.9%

Portfolio Concentration

Top 3$38.80M42.6%

4–10$48.37M53.0%

11–25$4.01M4.4%

Top 3 weight

42.6%

Top 10 weight

95.6%

Voting Authority Distribution

Total shares with voting rights: 1.78M

Sole

Full voting authority

1.65K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.78M

% of voting shares99.9%

Investment Discretion (by position count)

Sole21

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings21

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares379.86K

TypeSH

Market value$13.10M

14.37%

Sole

0.00

Shared

0.00

None

379.86K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares189.43K

TypeSH

Market value$12.90M

14.15%

Sole

0.00

Shared

0.00

None

189.43K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares190.57K

TypeSH

Market value$12.80M

14.03%

Sole

0.00

Shared

0.00

None

190.57K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares254.99K

TypeSH

Market value$12.78M

14.01%

Sole

0.00

Shared

0.00

None

254.99K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares211.09K

TypeSH

Market value$12.21M

13.39%

Sole

0.00

Shared

0.00

None

211.09K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares196.53K

TypeSH

Market value$11.86M

13.01%

Sole

0.00

Shared

0.00

None

196.53K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares45.59K

TypeSH

Market value$5.42M

5.94%

Sole

0.00

Shared

0.00

None

45.59K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares8.90K

TypeSH

Market value$3.18M

3.49%

Sole

0.00

Shared

0.00

None

8.90K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares87.14K

TypeSH

Market value$2.17M

2.38%

Sole

0.00

Shared

0.00

None

87.14K

SOFI TECHNOLOGIES INC

SOLE

COM

Shares152.50K

TypeSH

Market value$759.5K

0.83%

Sole

0.00

Shared

0.00

None

152.50K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares2.06K

TypeSH

Market value$634.4K

0.70%

Sole

0.00

Shared

0.00

None

2.06K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares22.42K

TypeSH

Market value$630.7K

0.69%

Sole

0.00

Shared

0.00

None

22.42K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.39K

TypeSH

Market value$499.6K

0.55%

Sole

204.00

Shared

0.00

None

1.19K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares9.44K

TypeSH

Market value$396.5K

0.43%

Sole

0.00

Shared

0.00

None

9.44K

ARK ETF TR

SOLE

INNOVATION ETF

Shares9.17K

TypeSH

Market value$345.9K

0.38%

Sole

0.00

Shared

0.00

None

9.17K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares11.66K

TypeSH

Market value$300.8K

0.33%

Sole

0.00

Shared

0.00

None

11.66K

HOME DEPOT INC

SOLE

COM

Shares953.00

TypeSH

Market value$263.0K

0.29%

Sole

0.00

Shared

0.00

None

953.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.20K

TypeSH

Market value$262.0K

0.29%

Sole

22.00

Shared

0.00

None

1.17K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares1.73K

TypeSH

Market value$233.8K

0.26%

Sole

541.00

Shared

0.00

None

1.19K

ALPS ETF TR

SOLE

SECTR DIV DOGS

Shares5.17K

TypeSH

Market value$233.4K

0.26%

Sole

677.00

Shared

0.00

None

4.49K

APPLE INC

SOLE

COM

Shares1.52K

TypeSH

Market value$210.3K

0.23%

Sole

203.00

Shared

0.00

None

1.32K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 VL	379.86K	SH	$13.10M 14.37%	0.00	379.86K
SPDR SER TRSOLE	S&P 600 SMCP GRW	189.43K	SH	$12.90M 14.15%	0.00	189.43K
SPDR SER TRSOLE	S&P 600 SMCP VAL	190.57K	SH	$12.80M 14.03%	0.00	190.57K
SPDR SER TRSOLE	PRTFLO S&P500 GW	254.99K	SH	$12.78M 14.01%	0.00	254.99K
SPDR SER TRSOLE	S&P 400 MDCP VAL	211.09K	SH	$12.21M 13.39%	0.00	211.09K
SPDR SER TRSOLE	S&P 400 MDCP GRW	196.53K	SH	$11.86M 13.01%	0.00	196.53K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	45.59K	SH	$5.42M 5.94%	0.00	45.59K
SPDR S&P 500 ETF TRSOLE	TR UNIT	8.90K	SH	$3.18M 3.49%	0.00	8.90K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	87.14K	SH	$2.17M 2.38%	0.00	87.14K
SOFI TECHNOLOGIES INCSOLE	COM	152.50K	SH	$759.5K 0.83%	0.00	152.50K
VANGUARD WORLD FDSSOLE	INF TECH ETF	2.06K	SH	$634.4K 0.70%	0.00	2.06K
SPDR SER TRSOLE	PORTFLI INTRMDIT	22.42K	SH	$630.7K 0.69%	0.00	22.42K
ISHARES TRSOLE	CORE S&P500 ETF	1.39K	SH	$499.6K 0.55%	204.00	1.19K
SPDR SER TRSOLE	PORTFOLIO S&P500	9.44K	SH	$396.5K 0.43%	0.00	9.44K
ARK ETF TRSOLE	INNOVATION ETF	9.17K	SH	$345.9K 0.38%	0.00	9.17K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	11.66K	SH	$300.8K 0.33%	0.00	11.66K
HOME DEPOT INCSOLE	COM	953.00	SH	$263.0K 0.29%	0.00	953.00
ISHARES TRSOLE	CORE S&P MCP ETF	1.20K	SH	$262.0K 0.29%	22.00	1.17K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	1.73K	SH	$233.8K 0.26%	541.00	1.19K
ALPS ETF TRSOLE	SECTR DIV DOGS	5.17K	SH	$233.4K 0.26%	677.00	4.49K
APPLE INCSOLE	COM	1.52K	SH	$210.3K 0.23%	203.00	1.32K