CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005103

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $96.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$96.82M

Total AUM (reported)

1.85M

Total Shares

Allocation by class

PRTFLO S&P500 VL$14.13M14.6%

S&P 600 SMCP VAL$13.94M14.4%

S&P 600 SMCP GRW$13.48M13.9%

PRTFLO S&P500 GW$13.47M13.9%

S&P 400 MDCP VAL$12.84M13.3%

S&P 400 MDCP GRW$12.08M12.5%

TECHNOLOGY$5.69M5.9%

Portfolio Concentration

Top 3$41.55M42.9%

4–10$50.44M52.1%

11–25$4.82M5.0%

Top 3 weight

42.9%

Top 10 weight

95.0%

Voting Authority Distribution

Total shares with voting rights: 1.85M

Sole

Full voting authority

1.46K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.85M

% of voting shares99.9%

Investment Discretion (by position count)

Sole21

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings21

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares383.73K

TypeSH

Market value$14.13M

14.59%

Sole

0.00

Shared

0.00

None

383.73K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares192.57K

TypeSH

Market value$13.94M

14.40%

Sole

0.00

Shared

0.00

None

192.57K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares191.21K

TypeSH

Market value$13.48M

13.92%

Sole

0.00

Shared

0.00

None

191.21K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares257.70K

TypeSH

Market value$13.47M

13.92%

Sole

0.00

Shared

0.00

None

257.70K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares212.18K

TypeSH

Market value$12.84M

13.26%

Sole

0.00

Shared

0.00

None

212.18K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares198.10K

TypeSH

Market value$12.08M

12.47%

Sole

0.00

Shared

0.00

None

198.10K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares44.75K

TypeSH

Market value$5.69M

5.88%

Sole

0.00

Shared

0.00

None

44.75K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.67K

TypeSH

Market value$2.89M

2.99%

Sole

0.00

Shared

0.00

None

7.67K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares91.83K

TypeSH

Market value$2.42M

2.50%

Sole

0.00

Shared

0.00

None

91.83K

SOFI TECHNOLOGIES INC

SOLE

COM

Shares200K

TypeSH

Market value$1.05M

1.09%

Sole

0.00

Shared

0.00

None

200K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares2.35K

TypeSH

Market value$766.1K

0.79%

Sole

0.00

Shared

0.00

None

2.35K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares24.85K

TypeSH

Market value$732.3K

0.76%

Sole

0.00

Shared

0.00

None

24.85K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares2.13K

TypeSH

Market value$580.4K

0.60%

Sole

15.00

Shared

0.00

None

2.11K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.39K

TypeSH

Market value$528.2K

0.55%

Sole

204.00

Shared

0.00

None

1.19K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares9.61K

TypeSH

Market value$424.8K

0.44%

Sole

0.00

Shared

0.00

None

9.61K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares9.13K

TypeSH

Market value$405.0K

0.42%

Sole

0.00

Shared

0.00

None

9.13K

ARK ETF TR

SOLE

INNOVATION ETF

Shares9.14K

TypeSH

Market value$364.6K

0.38%

Sole

0.00

Shared

0.00

None

9.14K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.20K

TypeSH

Market value$270.3K

0.28%

Sole

22.00

Shared

0.00

None

1.17K

ALPS ETF TR

SOLE

SECTR DIV DOGS

Shares5.17K

TypeSH

Market value$259.0K

0.27%

Sole

677.00

Shared

0.00

None

4.49K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares1.73K

TypeSH

Market value$248.1K

0.26%

Sole

541.00

Shared

0.00

None

1.19K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares8.42K

TypeSH

Market value$242.8K

0.25%

Sole

0.00

Shared

0.00

None

8.42K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 VL	383.73K	SH	$14.13M 14.59%	0.00	383.73K
SPDR SER TRSOLE	S&P 600 SMCP VAL	192.57K	SH	$13.94M 14.40%	0.00	192.57K
SPDR SER TRSOLE	S&P 600 SMCP GRW	191.21K	SH	$13.48M 13.92%	0.00	191.21K
SPDR SER TRSOLE	PRTFLO S&P500 GW	257.70K	SH	$13.47M 13.92%	0.00	257.70K
SPDR SER TRSOLE	S&P 400 MDCP VAL	212.18K	SH	$12.84M 13.26%	0.00	212.18K
SPDR SER TRSOLE	S&P 400 MDCP GRW	198.10K	SH	$12.08M 12.47%	0.00	198.10K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	44.75K	SH	$5.69M 5.88%	0.00	44.75K
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.67K	SH	$2.89M 2.99%	0.00	7.67K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	91.83K	SH	$2.42M 2.50%	0.00	91.83K
SOFI TECHNOLOGIES INCSOLE	COM	200K	SH	$1.05M 1.09%	0.00	200K
VANGUARD WORLD FDSSOLE	INF TECH ETF	2.35K	SH	$766.1K 0.79%	0.00	2.35K
SPDR SER TRSOLE	PORTFLI INTRMDIT	24.85K	SH	$732.3K 0.76%	0.00	24.85K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	2.13K	SH	$580.4K 0.60%	15.00	2.11K
ISHARES TRSOLE	CORE S&P500 ETF	1.39K	SH	$528.2K 0.55%	204.00	1.19K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	9.61K	SH	$424.8K 0.44%	0.00	9.61K
SPDR SER TRSOLE	PORTFOLIO S&P500	9.13K	SH	$405.0K 0.42%	0.00	9.13K
ARK ETF TRSOLE	INNOVATION ETF	9.14K	SH	$364.6K 0.38%	0.00	9.14K
ISHARES TRSOLE	CORE S&P MCP ETF	1.20K	SH	$270.3K 0.28%	22.00	1.17K
ALPS ETF TRSOLE	SECTR DIV DOGS	5.17K	SH	$259.0K 0.27%	677.00	4.49K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	1.73K	SH	$248.1K 0.26%	541.00	1.19K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	8.42K	SH	$242.8K 0.25%	0.00	8.42K