CONVERGENCE FINANCIAL, LLC

Filed: 10/23/2024ACC: 0001085146-24-005102

📋 What this filing means

CONVERGENCE FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $93.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$93.22M

Total AUM (reported)

1.37M

Total Shares

Allocation by class

S&P 600 SMCP VAL$15.10M16.2%

S&P 600 SMCP GRW$14.43M15.5%

S&P 400 MDCP VAL$14.17M15.2%

S&P 400 MDCP GRW$13.41M14.4%

PRTFLO S&P500 VL$12.91M13.8%

PRTFLO S&P500 GW$12.32M13.2%

COM$1.97M2.1%

Portfolio Concentration

Top 3$43.70M46.9%

4–10$44.65M47.9%

11–25$4.88M5.2%

Top 3 weight

46.9%

Top 10 weight

94.8%

Voting Authority Distribution

Total shares with voting rights: 1.37M

Sole

Full voting authority

1.79K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.36M

% of voting shares99.9%

Investment Discretion (by position count)

Sole22

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings22

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares181.18K

TypeSH

Market value$15.10M

16.20%

Sole

0.00

Shared

0.00

None

181.18K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares172.17K

TypeSH

Market value$14.43M

15.48%

Sole

0.00

Shared

0.00

None

172.17K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares201.32K

TypeSH

Market value$14.17M

15.20%

Sole

0.00

Shared

0.00

None

201.32K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares180.69K

TypeSH

Market value$13.41M

14.38%

Sole

0.00

Shared

0.00

None

180.69K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares309.10K

TypeSH

Market value$12.91M

13.84%

Sole

0.00

Shared

0.00

None

309.10K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares186.05K

TypeSH

Market value$12.32M

13.21%

Sole

0.00

Shared

0.00

None

186.05K

TESLA INC

SOLE

COM

Shares1.83K

TypeSH

Market value$1.97M

2.12%

Sole

23.00

Shared

0.00

None

1.81K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares3.84K

TypeSH

Market value$1.60M

1.71%

Sole

0.00

Shared

0.00

None

3.84K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares52.34K

TypeSH

Market value$1.59M

1.70%

Sole

0.00

Shared

0.00

None

52.34K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares30.82K

TypeSH

Market value$856.5K

0.92%

Sole

290.00

Shared

0.00

None

30.53K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.42K

TypeSH

Market value$643.3K

0.69%

Sole

224.00

Shared

0.00

None

1.19K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares1.60K

TypeSH

Market value$563.6K

0.60%

Sole

15.00

Shared

0.00

None

1.58K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares9.61K

TypeSH

Market value$513.3K

0.55%

Sole

0.00

Shared

0.00

None

9.61K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares9.07K

TypeSH

Market value$481.9K

0.52%

Sole

0.00

Shared

0.00

None

9.07K

ARK ETF TR

SOLE

INNOVATION ETF

Shares7.18K

TypeSH

Market value$476.0K

0.51%

Sole

0.00

Shared

0.00

None

7.18K

SPDR SER TR

SOLE

DJ REIT ETF

Shares3.56K

TypeSH

Market value$417.3K

0.45%

Sole

0.00

Shared

0.00

None

3.56K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares2.28K

TypeSH

Market value$362.0K

0.39%

Sole

0.00

Shared

0.00

None

2.28K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.29K

TypeSH

Market value$345.9K

0.37%

Sole

22.00

Shared

0.00

None

1.27K

ALPS ETF TR

SOLE

SECTR DIV DOGS

Shares5.54K

TypeSH

Market value$304.9K

0.33%

Sole

677.00

Shared

0.00

None

4.86K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares1.73K

TypeSH

Market value$280.5K

0.30%

Sole

541.00

Shared

0.00

None

1.19K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares770.00

TypeSH

Market value$279.2K

0.30%

Sole

0.00

Shared

0.00

None

770.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares1.95K

TypeSH

Market value$210.0K

0.23%

Sole

0.00

Shared

0.00

None

1.95K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	S&P 600 SMCP VAL	181.18K	SH	$15.10M 16.20%	0.00	181.18K
SPDR SER TRSOLE	S&P 600 SMCP GRW	172.17K	SH	$14.43M 15.48%	0.00	172.17K
SPDR SER TRSOLE	S&P 400 MDCP VAL	201.32K	SH	$14.17M 15.20%	0.00	201.32K
SPDR SER TRSOLE	S&P 400 MDCP GRW	180.69K	SH	$13.41M 14.38%	0.00	180.69K
SPDR SER TRSOLE	PRTFLO S&P500 VL	309.10K	SH	$12.91M 13.84%	0.00	309.10K
SPDR SER TRSOLE	PRTFLO S&P500 GW	186.05K	SH	$12.32M 13.21%	0.00	186.05K
TESLA INCSOLE	COM	1.83K	SH	$1.97M 2.12%	23.00	1.81K
VANGUARD WORLD FDSSOLE	INF TECH ETF	3.84K	SH	$1.60M 1.71%	0.00	3.84K
SPDR SER TRSOLE	PORTFLI INTRMDIT	52.34K	SH	$1.59M 1.70%	0.00	52.34K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	30.82K	SH	$856.5K 0.92%	290.00	30.53K
ISHARES TRSOLE	CORE S&P500 ETF	1.42K	SH	$643.3K 0.69%	224.00	1.19K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	1.60K	SH	$563.6K 0.60%	15.00	1.58K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	9.61K	SH	$513.3K 0.55%	0.00	9.61K
SPDR SER TRSOLE	PORTFOLIO S&P500	9.07K	SH	$481.9K 0.52%	0.00	9.07K
ARK ETF TRSOLE	INNOVATION ETF	7.18K	SH	$476.0K 0.51%	0.00	7.18K
SPDR SER TRSOLE	DJ REIT ETF	3.56K	SH	$417.3K 0.45%	0.00	3.56K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	2.28K	SH	$362.0K 0.39%	0.00	2.28K
ISHARES TRSOLE	CORE S&P MCP ETF	1.29K	SH	$345.9K 0.37%	22.00	1.27K
ALPS ETF TRSOLE	SECTR DIV DOGS	5.54K	SH	$304.9K 0.33%	677.00	4.86K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	1.73K	SH	$280.5K 0.30%	541.00	1.19K
INVESCO QQQ TRSOLE	UNIT SER 1	770.00	SH	$279.2K 0.30%	0.00	770.00
ISHARES TRSOLE	CORE S&P SCP ETF	1.95K	SH	$210.0K 0.23%	0.00	1.95K