CONFLUENCE WEALTH SERVICES, INC.

Filed: 1/28/2026ACC: 0001910411-26-000002

📋 What this filing means

CONFLUENCE WEALTH SERVICES, INC. filed this quarterly 13F‑HR report disclosing 371 equity positions with a total reported market value of $2.41B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

371

Positions

$2.41B

Total AUM (reported)

38.65M

Total Shares

Allocation by class

COM$396.59M16.4%

SHS CREATION UNI$364.10M15.1%

DIV APP ETF$169.57M7.0%

RUS 1000 GRW ETF$142.56M5.9%

EQUITY PREMIUM$121.03M5.0%

INTL HIGH ETF$120.26M5.0%

INTERNATNAL VAL$86.47M3.6%

Portfolio Concentration

Top 3$564.76M23.4%

4–10$608.46M25.2%

11–25$549.43M22.8%

Rest$691.21M28.6%

Top 3 weight

23.4%

Top 10 weight

48.6%

Voting Authority Distribution

Total shares with voting rights: 38.65M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

38.65M

% of voting shares100.0%

Investment Discretion (by position count)

Sole371

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings371

Rows:

CAPITAL GROUP DIVID VALUE ETF SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares5.79M

TypeSH

Market value$252.63M

10.47%

Sole

0.00

Shared

0.00

None

5.79M

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares771.54K

TypeSH

Market value$169.57M

7.02%

Sole

0.00

Shared

0.00

None

771.54K

ISHARES TR RUS 1000 GRW ETF

SOLE

RUS 1000 GRW ETF

Shares301.21K

TypeSH

Market value$142.56M

5.91%

Sole

0.00

Shared

0.00

None

301.21K

JPMORGAN EQUITY PREMIUM INCOME ETF

SOLE

EQUITY PREMIUM

Shares2.11M

TypeSH

Market value$121.03M

5.01%

Sole

0.00

Shared

0.00

None

2.11M

VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF

SOLE

INTL HIGH ETF

Shares1.34M

TypeSH

Market value$120.26M

4.98%

Sole

0.00

Shared

0.00

None

1.34M

DIMENSIONAL INTERNATIONAL VALUE ETF

SOLE

INTERNATNAL VAL

Shares1.73M

TypeSH

Market value$86.47M

3.58%

Sole

0.00

Shared

0.00

None

1.73M

ISHARES TR CORE DIV GRWTH

SOLE

CORE DIV GRWTH

Shares1.04M

TypeSH

Market value$72.38M

3.00%

Sole

0.00

Shared

0.00

None

1.04M

DIMENSIONAL U.S. SMALL CAP ETF

SOLE

US SMALL CAP ETF

Shares1.01M

TypeSH

Market value$70.15M

2.91%

Sole

0.00

Shared

0.00

None

1.01M

CAPITAL GROUP DIVID GROWERS ETF

SOLE

SHS ETF

Shares1.96M

TypeSH

Market value$70.00M

2.90%

Sole

0.00

Shared

0.00

None

1.96M

JPMORGAN CORE PLUS BOND ETF

SOLE

CORE PLUS BD ETF

Shares1.44M

TypeSH

Market value$68.17M

2.82%

Sole

0.00

Shared

0.00

None

1.44M

PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND

SOLE

MULTISECTOR BD

Shares2.36M

TypeSH

Market value$62.92M

2.61%

Sole

0.00

Shared

0.00

None

2.36M

ISHARES TR MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares622.54K

TypeSH

Market value$59.78M

2.48%

Sole

0.00

Shared

0.00

None

622.54K

DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF

SOLE

WORLD EX US CORE

Shares1.78M

TypeSH

Market value$58.12M

2.41%

Sole

0.00

Shared

0.00

None

1.78M

CAPITAL GROUP INTL FOCUS SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares1.84M

TypeSH

Market value$54.25M

2.25%

Sole

0.00

Shared

0.00

None

1.84M

CAPITAL GROUP GROWTH ETF SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares1.10M

TypeSH

Market value$48.87M

2.02%

Sole

0.00

Shared

0.00

None

1.10M

APPLE INCORPORATED

SOLE

COM

Shares167.31K

TypeSH

Market value$45.48M

1.88%

Sole

0.00

Shared

0.00

None

167.31K

CAPITAL GROUP FIXED INCOME ETF

SOLE

CORE PLUS INCM

Shares1.46M

TypeSH

Market value$33.07M

1.37%

Sole

0.00

Shared

0.00

None

1.46M

CAPITAL GROUP FXD INCOME ETF MUN INCOME ETF

SOLE

MUNICIPAL INCOME

Shares1.12M

TypeSH

Market value$30.61M

1.27%

Sole

0.00

Shared

0.00

None

1.12M

MICROSOFT CORPORATION

SOLE

COM

Shares58.76K

TypeSH

Market value$28.42M

1.18%

Sole

0.00

Shared

0.00

None

58.76K

DIMENSIONAL U.S. TARGETED VALUE ETF

SOLE

US TARGETED VLU

Shares426.38K

TypeSH

Market value$25.39M

1.05%

Sole

0.00

Shared

0.00

None

426.38K

VANGUARD WELLINGTON U S ACTIVE VALUE ETF

SOLE

WELLINGTON U S

Shares398.80K

TypeSH

Market value$24.98M

1.03%

Sole

0.00

Shared

0.00

None

398.80K

JPMORGAN INCOME ETF

SOLE

INCOME ETF

Shares458.06K

TypeSH

Market value$21.20M

0.88%

Sole

0.00

Shared

0.00

None

458.06K

NVIDIA CORPORATION

SOLE

COM

Shares103.45K

TypeSH

Market value$19.29M

0.80%

Sole

0.00

Shared

0.00

None

103.45K

ISHARES TR RUS 2000 GRW ETF

SOLE

RUS 2000 GRW ETF

Shares59.53K

TypeSH

Market value$19.23M

0.80%

Sole

0.00

Shared

0.00

None

59.53K

CAPITAL GROUP MUNI HIGH-INCOME ETF

SOLE

MUNICIPAL HIGH I

Shares698.95K

TypeSH

Market value$17.81M

0.74%

Sole

0.00

Shared

0.00

None

698.95K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP DIVID VALUE ETF SHS CREATION UNITSOLE	SHS CREATION UNI	5.79M	SH	$252.63M 10.47%	5.79M
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	771.54K	SH	$169.57M 7.02%	771.54K
ISHARES TR RUS 1000 GRW ETFSOLE	RUS 1000 GRW ETF	301.21K	SH	$142.56M 5.91%	301.21K
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE	EQUITY PREMIUM	2.11M	SH	$121.03M 5.01%	2.11M
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE	INTL HIGH ETF	1.34M	SH	$120.26M 4.98%	1.34M
DIMENSIONAL INTERNATIONAL VALUE ETFSOLE	INTERNATNAL VAL	1.73M	SH	$86.47M 3.58%	1.73M
ISHARES TR CORE DIV GRWTHSOLE	CORE DIV GRWTH	1.04M	SH	$72.38M 3.00%	1.04M
DIMENSIONAL U.S. SMALL CAP ETFSOLE	US SMALL CAP ETF	1.01M	SH	$70.15M 2.91%	1.01M
CAPITAL GROUP DIVID GROWERS ETFSOLE	SHS ETF	1.96M	SH	$70.00M 2.90%	1.96M
JPMORGAN CORE PLUS BOND ETFSOLE	CORE PLUS BD ETF	1.44M	SH	$68.17M 2.82%	1.44M
PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUNDSOLE	MULTISECTOR BD	2.36M	SH	$62.92M 2.61%	2.36M
ISHARES TR MSCI EAFE ETFSOLE	MSCI EAFE ETF	622.54K	SH	$59.78M 2.48%	622.54K
DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETFSOLE	WORLD EX US CORE	1.78M	SH	$58.12M 2.41%	1.78M
CAPITAL GROUP INTL FOCUS SHS CREATION UNITSOLE	SHS CREATION UNI	1.84M	SH	$54.25M 2.25%	1.84M
CAPITAL GROUP GROWTH ETF SHS CREATION UNITSOLE	SHS CREATION UNI	1.10M	SH	$48.87M 2.02%	1.10M
APPLE INCORPORATEDSOLE	COM	167.31K	SH	$45.48M 1.88%	167.31K
CAPITAL GROUP FIXED INCOME ETFSOLE	CORE PLUS INCM	1.46M	SH	$33.07M 1.37%	1.46M
CAPITAL GROUP FXD INCOME ETF MUN INCOME ETFSOLE	MUNICIPAL INCOME	1.12M	SH	$30.61M 1.27%	1.12M
MICROSOFT CORPORATIONSOLE	COM	58.76K	SH	$28.42M 1.18%	58.76K
DIMENSIONAL U.S. TARGETED VALUE ETFSOLE	US TARGETED VLU	426.38K	SH	$25.39M 1.05%	426.38K
VANGUARD WELLINGTON U S ACTIVE VALUE ETFSOLE	WELLINGTON U S	398.80K	SH	$24.98M 1.03%	398.80K
JPMORGAN INCOME ETFSOLE	INCOME ETF	458.06K	SH	$21.20M 0.88%	458.06K
NVIDIA CORPORATIONSOLE	COM	103.45K	SH	$19.29M 0.80%	103.45K
ISHARES TR RUS 2000 GRW ETFSOLE	RUS 2000 GRW ETF	59.53K	SH	$19.23M 0.80%	59.53K
CAPITAL GROUP MUNI HIGH-INCOME ETFSOLE	MUNICIPAL HIGH I	698.95K	SH	$17.81M 0.74%	698.95K

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