CONFLUENCE WEALTH SERVICES, INC.

Filed: 5/12/2023ACC: 0001910411-23-000003

📋 What this filing means

CONFLUENCE WEALTH SERVICES, INC. filed this quarterly 13F‑HR report disclosing 259 equity positions with a total reported market value of $428.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

259

Positions

$428.81M

Total AUM (reported)

6.71M

Total Shares

Allocation by class

COM$194.51M45.4%

SHS CREATION UNI$47.75M11.1%

DIV APP ETF$19.64M4.6%

EQUITY PREMIUM$18.06M4.2%

INTL HIGH ETF$17.33M4.0%

RUS 1000 GRW ETF$13.98M3.3%

CORE DIV GRWTH$11.03M2.6%

Portfolio Concentration

Top 3$78.48M18.3%

4–10$95.16M22.2%

11–25$73.08M17.0%

Rest$182.09M42.5%

Top 3 weight

18.3%

Top 10 weight

40.5%

Voting Authority Distribution

Total shares with voting rights: 6.71M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.71M

% of voting shares100.0%

Investment Discretion (by position count)

Sole259

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings259

Rows:

CAPITAL GROUP DIVID VALUE ETF SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares1.44M

TypeSH

Market value$36.03M

8.40%

Sole

0.00

Shared

0.00

None

1.44M

APPLE INCORPORATED

SOLE

COM

Shares138.37K

TypeSH

Market value$22.82M

5.32%

Sole

0.00

Shared

0.00

None

138.37K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares127.49K

TypeSH

Market value$19.64M

4.58%

Sole

0.00

Shared

0.00

None

127.49K

JPMORGAN EQUITY PREMIUM INCOME ETF

SOLE

EQUITY PREMIUM

Shares330.72K

TypeSH

Market value$18.06M

4.21%

Sole

0.00

Shared

0.00

None

330.72K

VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF

SOLE

INTL HIGH ETF

Shares279.75K

TypeSH

Market value$17.33M

4.04%

Sole

0.00

Shared

0.00

None

279.75K

MICROSOFT CORPORATION

SOLE

COM

Shares49.53K

TypeSH

Market value$14.28M

3.33%

Sole

0.00

Shared

0.00

None

49.53K

ISHARES TR RUS 1000 GRW ETF

SOLE

RUS 1000 GRW ETF

Shares57.22K

TypeSH

Market value$13.98M

3.26%

Sole

0.00

Shared

0.00

None

57.22K

ISHARES TR CORE DIV GRWTH

SOLE

CORE DIV GRWTH

Shares220.60K

TypeSH

Market value$11.03M

2.57%

Sole

0.00

Shared

0.00

None

220.60K

DIMENSIONAL ETF TRUST U S SM CAP ETF

SOLE

US SMALL CAP ETF

Shares200.21K

TypeSH

Market value$10.55M

2.46%

Sole

0.00

Shared

0.00

None

200.21K

DIMENSIONAL ETF TRUST INTL VALE ETF

SOLE

INTERNATNAL VAL

Shares308.10K

TypeSH

Market value$9.93M

2.32%

Sole

0.00

Shared

0.00

None

308.10K

ISHARES TR MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares100.70K

TypeSH

Market value$7.20M

1.68%

Sole

0.00

Shared

0.00

None

100.70K

DIMENSIONAL ETF TRUST WORLD EX U S CORE EQUITY 2 ETF

SOLE

WORLD EX US CORE

Shares271.64K

TypeSH

Market value$6.26M

1.46%

Sole

0.00

Shared

0.00

None

271.64K

CAPITAL GROUP INTL FOCUS SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares245.35K

TypeSH

Market value$5.69M

1.33%

Sole

0.00

Shared

0.00

None

245.35K

JPMORGAN CHASE & COMPANY

SOLE

COM

Shares40.95K

TypeSH

Market value$5.34M

1.24%

Sole

0.00

Shared

0.00

None

40.95K

ISHARES TR MSCI EMG MKT ETF

SOLE

MSCI EMG MKT ETF

Shares133.15K

TypeSH

Market value$5.25M

1.23%

Sole

0.00

Shared

0.00

None

133.15K

ISHARES TR INTL DIV GRWTH

SOLE

INTL DIV GRWTH

Shares84.71K

TypeSH

Market value$5.14M

1.20%

Sole

0.00

Shared

0.00

None

84.71K

EXXON MOBIL CORPORATION

SOLE

COM

Shares46.74K

TypeSH

Market value$5.13M

1.20%

Sole

0.00

Shared

0.00

None

46.74K

CAPITAL GROUP GROWTH ETF SHS CREATION UNIT

SOLE

SHS CREATION UNI

Shares217.76K

TypeSH

Market value$4.89M

1.14%

Sole

0.00

Shared

0.00

None

217.76K

PEPSICO INCORPORATED

SOLE

COM

Shares25.64K

TypeSH

Market value$4.67M

1.09%

Sole

0.00

Shared

0.00

None

25.64K

JOHNSON & JOHNSON

SOLE

COM

Shares29.14K

TypeSH

Market value$4.52M

1.05%

Sole

0.00

Shared

0.00

None

29.14K

CHEVRON CORPORATION NEW

SOLE

COM

Shares25.44K

TypeSH

Market value$4.15M

0.97%

Sole

0.00

Shared

0.00

None

25.44K

HOME DEPOT INCORPORATED

SOLE

COM

Shares13.84K

TypeSH

Market value$4.08M

0.95%

Sole

0.00

Shared

0.00

None

13.84K

CISCO SYSTEMS INCORPORATED

SOLE

COM

Shares71.77K

TypeSH

Market value$3.75M

0.87%

Sole

0.00

Shared

0.00

None

71.77K

MERCK & COMPANY INCORPORATED

SOLE

COM

Shares34.05K

TypeSH

Market value$3.62M

0.84%

Sole

0.00

Shared

0.00

None

34.05K

MARATHON PETE CORPORATION

SOLE

COM

Shares25.09K

TypeSH

Market value$3.38M

0.79%

Sole

0.00

Shared

0.00

None

25.09K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP DIVID VALUE ETF SHS CREATION UNITSOLE	SHS CREATION UNI	1.44M	SH	$36.03M 8.40%	1.44M
APPLE INCORPORATEDSOLE	COM	138.37K	SH	$22.82M 5.32%	138.37K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	127.49K	SH	$19.64M 4.58%	127.49K
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE	EQUITY PREMIUM	330.72K	SH	$18.06M 4.21%	330.72K
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE	INTL HIGH ETF	279.75K	SH	$17.33M 4.04%	279.75K
MICROSOFT CORPORATIONSOLE	COM	49.53K	SH	$14.28M 3.33%	49.53K
ISHARES TR RUS 1000 GRW ETFSOLE	RUS 1000 GRW ETF	57.22K	SH	$13.98M 3.26%	57.22K
ISHARES TR CORE DIV GRWTHSOLE	CORE DIV GRWTH	220.60K	SH	$11.03M 2.57%	220.60K
DIMENSIONAL ETF TRUST U S SM CAP ETFSOLE	US SMALL CAP ETF	200.21K	SH	$10.55M 2.46%	200.21K
DIMENSIONAL ETF TRUST INTL VALE ETFSOLE	INTERNATNAL VAL	308.10K	SH	$9.93M 2.32%	308.10K
ISHARES TR MSCI EAFE ETFSOLE	MSCI EAFE ETF	100.70K	SH	$7.20M 1.68%	100.70K
DIMENSIONAL ETF TRUST WORLD EX U S CORE EQUITY 2 ETFSOLE	WORLD EX US CORE	271.64K	SH	$6.26M 1.46%	271.64K
CAPITAL GROUP INTL FOCUS SHS CREATION UNITSOLE	SHS CREATION UNI	245.35K	SH	$5.69M 1.33%	245.35K
JPMORGAN CHASE & COMPANYSOLE	COM	40.95K	SH	$5.34M 1.24%	40.95K
ISHARES TR MSCI EMG MKT ETFSOLE	MSCI EMG MKT ETF	133.15K	SH	$5.25M 1.23%	133.15K
ISHARES TR INTL DIV GRWTHSOLE	INTL DIV GRWTH	84.71K	SH	$5.14M 1.20%	84.71K
EXXON MOBIL CORPORATIONSOLE	COM	46.74K	SH	$5.13M 1.20%	46.74K
CAPITAL GROUP GROWTH ETF SHS CREATION UNITSOLE	SHS CREATION UNI	217.76K	SH	$4.89M 1.14%	217.76K
PEPSICO INCORPORATEDSOLE	COM	25.64K	SH	$4.67M 1.09%	25.64K
JOHNSON & JOHNSONSOLE	COM	29.14K	SH	$4.52M 1.05%	29.14K
CHEVRON CORPORATION NEWSOLE	COM	25.44K	SH	$4.15M 0.97%	25.44K
HOME DEPOT INCORPORATEDSOLE	COM	13.84K	SH	$4.08M 0.95%	13.84K
CISCO SYSTEMS INCORPORATEDSOLE	COM	71.77K	SH	$3.75M 0.87%	71.77K
MERCK & COMPANY INCORPORATEDSOLE	COM	34.05K	SH	$3.62M 0.84%	34.05K
MARATHON PETE CORPORATIONSOLE	COM	25.09K	SH	$3.38M 0.79%	25.09K

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