COMPOUND PLANNING, INC.

Filed: 11/9/2023ACC: 0001214659-23-014737

📋 What this filing means

COMPOUND PLANNING, INC. filed this quarterly 13F‑HR report disclosing 348 equity positions with a total reported market value of $299.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

348

Positions

$299.50M

Total AUM (reported)

6.52M

Total Shares

Allocation by class

COM$118.66M39.6%

CORE S&P500 ETF$10.26M3.4%

CL A$8.21M2.7%

MSCI USA QLT FCT$4.91M1.6%

SHS$4.38M1.5%

COM NEW$4.06M1.4%

US CASH COWS 100$3.25M1.1%

Portfolio Concentration

Top 3$39.76M13.3%

4–10$27.35M9.1%

11–25$40.47M13.5%

Rest$191.91M64.1%

Top 3 weight

13.3%

Top 10 weight

22.4%

Voting Authority Distribution

Total shares with voting rights: 6.52M

Sole

Full voting authority

151.97K

% of voting shares2.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.37M

% of voting shares97.7%

Investment Discretion (by position count)

Sole348

Shared0

Other0

Dominant voting typeNone · 97.7% of voting shares

Institutional Holdings348

Rows:

APPLE INC

SOLE

COM

Shares136.53K

TypeSH

Market value$23.38M

7.80%

Sole

9.54K

Shared

0.00

None

126.99K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares23.90K

TypeSH

Market value$10.26M

3.43%

Sole

0.00

Shared

0.00

None

23.90K

MICROSOFT CORP

SOLE

COM

Shares19.39K

TypeSH

Market value$6.12M

2.04%

Sole

1.30K

Shared

0.00

None

18.09K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares37.29K

TypeSH

Market value$4.91M

1.64%

Sole

0.00

Shared

0.00

None

37.29K

META PLATFORMS INC

SOLE

CL A

Shares15.13K

TypeSH

Market value$4.54M

1.52%

Sole

375.00

Shared

0.00

None

14.75K

JPMORGAN CHASE & CO

SOLE

COM

Shares29.64K

TypeSH

Market value$4.30M

1.44%

Sole

3.70K

Shared

0.00

None

25.95K

JOHNSON & JOHNSON

SOLE

COM

Shares24.10K

TypeSH

Market value$3.75M

1.25%

Sole

3.10K

Shared

0.00

None

21K

BOEING CO

SOLE

COM

Shares17.36K

TypeSH

Market value$3.33M

1.11%

Sole

Shared

0.00

None

15.36K

NVIDIA CORPORATION

SOLE

COM

Shares7.50K

TypeSH

Market value$3.26M

1.09%

Sole

0.00

Shared

0.00

None

7.50K

PACER FDS TR

SOLE

US CASH COWS 100

Shares65.84K

TypeSH

Market value$3.25M

1.09%

Sole

0.00

Shared

0.00

None

65.84K

THOR LOW VOLATILITY ETF

SOLE

LOW VOLATILITY

Shares124.20K

TypeSH

Market value$3.02M

1.01%

Sole

0.00

Shared

0.00

None

124.20K

PACER FDS TR

SOLE

PACER US SMALL

Shares71.82K

TypeSH

Market value$2.99M

1.00%

Sole

0.00

Shared

0.00

None

71.82K

ZSCALER INC

SOLE

COM

Shares19.05K

TypeSH

Market value$2.96M

0.99%

Sole

0.00

Shared

0.00

None

19.05K

CATERPILLAR INC

SOLE

COM

Shares10.70K

TypeSH

Market value$2.92M

0.98%

Sole

575.00

Shared

0.00

None

10.13K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.73K

TypeSH

Market value$2.77M

0.92%

Sole

30.00

Shared

0.00

None

7.70K

ORACLE CORP

SOLE

COM

Shares26.07K

TypeSH

Market value$2.76M

0.92%

Sole

0.00

Shared

0.00

None

26.07K

ADOBE INC

SOLE

COM

Shares5.41K

TypeSH

Market value$2.76M

0.92%

Sole

0.00

Shared

0.00

None

5.41K

ADVANCED MICRO DEVICES INC

SOLE

COM

Shares26.37K

TypeSH

Market value$2.71M

0.91%

Sole

0.00

Shared

0.00

None

26.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.28K

TypeSH

Market value$2.69M

0.90%

Sole

250.00

Shared

0.00

None

6.03K

ISHARES TR

SOLE

SP SMCP600VL ETF

Shares29.65K

TypeSH

Market value$2.65M

0.88%

Sole

0.00

Shared

0.00

None

29.65K

BROADCOM INC

SOLE

COM

Shares3.05K

TypeSH

Market value$2.53M

0.85%

Sole

0.00

Shared

0.00

None

3.05K

CHEVRON CORP NEW

SOLE

COM

Shares14.87K

TypeSH

Market value$2.51M

0.84%

Sole

1.31K

Shared

0.00

None

13.56K

LINDE PLC

SOLE

SHS

Shares6.46K

TypeSH

Market value$2.40M

0.80%

Sole

0.00

Shared

0.00

None

6.46K

GENERAL ELECTRIC CO

SOLE

COM NEW

Shares21.70K

TypeSH

Market value$2.40M

0.80%

Sole

0.00

Shared

0.00

None

21.70K

BOOKING HOLDINGS INC

SOLE

COM

Shares777.00

TypeSH

Market value$2.40M

0.80%

Sole

0.00

Shared

0.00

None

777.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	136.53K	SH	$23.38M 7.80%	9.54K	126.99K
ISHARES TRSOLE	CORE S&P500 ETF	23.90K	SH	$10.26M 3.43%	0.00	23.90K
MICROSOFT CORPSOLE	COM	19.39K	SH	$6.12M 2.04%	1.30K	18.09K
ISHARES TRSOLE	MSCI USA QLT FCT	37.29K	SH	$4.91M 1.64%	0.00	37.29K
META PLATFORMS INCSOLE	CL A	15.13K	SH	$4.54M 1.52%	375.00	14.75K
JPMORGAN CHASE & COSOLE	COM	29.64K	SH	$4.30M 1.44%	3.70K	25.95K
JOHNSON & JOHNSONSOLE	COM	24.10K	SH	$3.75M 1.25%	3.10K	21K
BOEING COSOLE	COM	17.36K	SH	$3.33M 1.11%	2K	15.36K
NVIDIA CORPORATIONSOLE	COM	7.50K	SH	$3.26M 1.09%	0.00	7.50K
PACER FDS TRSOLE	US CASH COWS 100	65.84K	SH	$3.25M 1.09%	0.00	65.84K
THOR LOW VOLATILITY ETFSOLE	LOW VOLATILITY	124.20K	SH	$3.02M 1.01%	0.00	124.20K
PACER FDS TRSOLE	PACER US SMALL	71.82K	SH	$2.99M 1.00%	0.00	71.82K
ZSCALER INCSOLE	COM	19.05K	SH	$2.96M 0.99%	0.00	19.05K
CATERPILLAR INCSOLE	COM	10.70K	SH	$2.92M 0.98%	575.00	10.13K
INVESCO QQQ TRSOLE	UNIT SER 1	7.73K	SH	$2.77M 0.92%	30.00	7.70K
ORACLE CORPSOLE	COM	26.07K	SH	$2.76M 0.92%	0.00	26.07K
ADOBE INCSOLE	COM	5.41K	SH	$2.76M 0.92%	0.00	5.41K
ADVANCED MICRO DEVICES INCSOLE	COM	26.37K	SH	$2.71M 0.91%	0.00	26.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.28K	SH	$2.69M 0.90%	250.00	6.03K
ISHARES TRSOLE	SP SMCP600VL ETF	29.65K	SH	$2.65M 0.88%	0.00	29.65K
BROADCOM INCSOLE	COM	3.05K	SH	$2.53M 0.85%	0.00	3.05K
CHEVRON CORP NEWSOLE	COM	14.87K	SH	$2.51M 0.84%	1.31K	13.56K
LINDE PLCSOLE	SHS	6.46K	SH	$2.40M 0.80%	0.00	6.46K
GENERAL ELECTRIC COSOLE	COM NEW	21.70K	SH	$2.40M 0.80%	0.00	21.70K
BOOKING HOLDINGS INCSOLE	COM	777.00	SH	$2.40M 0.80%	0.00	777.00

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