Filed: 6/7/2023ACC: 0001214659-23-008329
📋 What this filing means
COMPOUND PLANNING, INC. filed this quarterly 13F‑HR report disclosing 224 equity positions with a total reported market value of $179.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
224
Positions
$179.00M
Total AUM (reported)
4.39M
Total Shares
Allocation by class
COM$88.49M49.4%
CORE S&P500 ETF$6.91M3.9%
SHORT TREAS BD$3.16M1.8%
US CASH COWS 100$3.03M1.7%
MSCI EAFE ETF$2.88M1.6%
NEOS ENH INM CAS$2.87M1.6%
CL A$2.50M1.4%
Portfolio Concentration
Top 3$29.71M16.6%
4–10$22.60M12.6%
11–25$28.99M16.2%
Rest$97.70M54.6%
Top 3 weight
16.6%
Top 10 weight
29.2%
Voting Authority Distribution
Total shares with voting rights: 4.39M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.39M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole224
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings224
Rows:
APPLE INC
SOLEShares109.89K
TypeSH
Market value$18.12M
10.12%
Sole
0.00
Shared
0.00
None
109.89K
ISHARES TR
SOLEShares16.82K
TypeSH
Market value$6.91M
3.86%
Sole
0.00
Shared
0.00
None
16.82K
MICROSOFT CORP
SOLEShares16.20K
TypeSH
Market value$4.67M
2.61%
Sole
0.00
Shared
0.00
None
16.20K
JPMORGAN CHASE & CO
SOLEShares28.84K
TypeSH
Market value$3.76M
2.10%
Sole
0.00
Shared
0.00
None
28.84K
JOHNSON & JOHNSON
SOLEShares23K
TypeSH
Market value$3.56M
1.99%
Sole
0.00
Shared
0.00
None
23K
BOEING CO
SOLEShares15.71K
TypeSH
Market value$3.34M
1.86%
Sole
0.00
Shared
0.00
None
15.71K
ISHARES TR
SOLEShares28.58K
TypeSH
Market value$3.16M
1.76%
Sole
0.00
Shared
0.00
None
28.58K
PACER FDS TR
SOLEShares64.44K
TypeSH
Market value$3.03M
1.69%
Sole
0.00
Shared
0.00
None
64.44K
ISHARES TR
SOLEShares40.31K
TypeSH
Market value$2.88M
1.61%
Sole
0.00
Shared
0.00
None
40.31K
SHP ETF TRUST
SOLEShares57.28K
TypeSH
Market value$2.87M
1.60%
Sole
0.00
Shared
0.00
None
57.28K
ACTIVISION BLIZZARD INC
SOLEShares27.82K
TypeSH
Market value$2.38M
1.33%
Sole
0.00
Shared
0.00
None
27.82K
CHEVRON CORP NEW
SOLEShares14.52K
TypeSH
Market value$2.37M
1.32%
Sole
0.00
Shared
0.00
None
14.52K
CAMBRIA ETF TR
SOLEShares39.79K
TypeSH
Market value$2.34M
1.30%
Sole
0.00
Shared
0.00
None
39.79K
ZSCALER INC
SOLEShares18.96K
TypeSH
Market value$2.22M
1.24%
Sole
0.00
Shared
0.00
None
18.96K
MERCK & CO INC
SOLEShares20.71K
TypeSH
Market value$2.20M
1.23%
Sole
0.00
Shared
0.00
None
20.71K
CATERPILLAR INC
SOLEShares9.24K
TypeSH
Market value$2.11M
1.18%
Sole
0.00
Shared
0.00
None
9.24K
INTERNATIONAL BUSINESS MACHS
SOLEShares15.06K
TypeSH
Market value$1.97M
1.10%
Sole
0.00
Shared
0.00
None
15.06K
BANK AMERICA CORP
SOLEShares66.19K
TypeSH
Market value$1.89M
1.06%
Sole
0.00
Shared
0.00
None
66.19K
UNITEDHEALTH GROUP INC
SOLEShares3.85K
TypeSH
Market value$1.82M
1.02%
Sole
0.00
Shared
0.00
None
3.85K
WISDOMTREE TR
SOLEShares61.88K
TypeSH
Market value$1.72M
0.96%
Sole
0.00
Shared
0.00
None
61.88K
PROCTER AND GAMBLE CO
SOLEShares11.42K
TypeSH
Market value$1.70M
0.95%
Sole
0.00
Shared
0.00
None
11.42K
INVESCO QQQ TR
SOLEShares5.24K
TypeSH
Market value$1.68M
0.94%
Sole
0.00
Shared
0.00
None
5.24K
ISHARES TR
SOLEShares14.87K
TypeSH
Market value$1.64M
0.92%
Sole
0.00
Shared
0.00
None
14.87K
ISHARES TR
SOLEShares18.41K
TypeSH
Market value$1.51M
0.84%
Sole
0.00
Shared
0.00
None
18.41K
SPDR S&P 500 ETF TR
SOLEShares3.50K
TypeSH
Market value$1.43M
0.80%
Sole
0.00
Shared
0.00
None
3.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 109.89K | SH | $18.12M 10.12% | 0.00 | 0.00 | 109.89K |
ISHARES TRSOLE | CORE S&P500 ETF | 16.82K | SH | $6.91M 3.86% | 0.00 | 0.00 | 16.82K |
MICROSOFT CORPSOLE | COM | 16.20K | SH | $4.67M 2.61% | 0.00 | 0.00 | 16.20K |
JPMORGAN CHASE & COSOLE | COM | 28.84K | SH | $3.76M 2.10% | 0.00 | 0.00 | 28.84K |
JOHNSON & JOHNSONSOLE | COM | 23K | SH | $3.56M 1.99% | 0.00 | 0.00 | 23K |
BOEING COSOLE | COM | 15.71K | SH | $3.34M 1.86% | 0.00 | 0.00 | 15.71K |
ISHARES TRSOLE | SHORT TREAS BD | 28.58K | SH | $3.16M 1.76% | 0.00 | 0.00 | 28.58K |
PACER FDS TRSOLE | US CASH COWS 100 | 64.44K | SH | $3.03M 1.69% | 0.00 | 0.00 | 64.44K |
ISHARES TRSOLE | MSCI EAFE ETF | 40.31K | SH | $2.88M 1.61% | 0.00 | 0.00 | 40.31K |
SHP ETF TRUSTSOLE | NEOS ENH INM CAS | 57.28K | SH | $2.87M 1.60% | 0.00 | 0.00 | 57.28K |
ACTIVISION BLIZZARD INCSOLE | COM | 27.82K | SH | $2.38M 1.33% | 0.00 | 0.00 | 27.82K |
CHEVRON CORP NEWSOLE | COM | 14.52K | SH | $2.37M 1.32% | 0.00 | 0.00 | 14.52K |
CAMBRIA ETF TRSOLE | SHSHLD YIELD ETF | 39.79K | SH | $2.34M 1.30% | 0.00 | 0.00 | 39.79K |
ZSCALER INCSOLE | COM | 18.96K | SH | $2.22M 1.24% | 0.00 | 0.00 | 18.96K |
MERCK & CO INCSOLE | COM | 20.71K | SH | $2.20M 1.23% | 0.00 | 0.00 | 20.71K |
CATERPILLAR INCSOLE | COM | 9.24K | SH | $2.11M 1.18% | 0.00 | 0.00 | 9.24K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 15.06K | SH | $1.97M 1.10% | 0.00 | 0.00 | 15.06K |
BANK AMERICA CORPSOLE | COM | 66.19K | SH | $1.89M 1.06% | 0.00 | 0.00 | 66.19K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.85K | SH | $1.82M 1.02% | 0.00 | 0.00 | 3.85K |
WISDOMTREE TRSOLE | EM EX ST-OWNED | 61.88K | SH | $1.72M 0.96% | 0.00 | 0.00 | 61.88K |
PROCTER AND GAMBLE COSOLE | COM | 11.42K | SH | $1.70M 0.95% | 0.00 | 0.00 | 11.42K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 5.24K | SH | $1.68M 0.94% | 0.00 | 0.00 | 5.24K |
ISHARES TRSOLE | TIPS BD ETF | 14.87K | SH | $1.64M 0.92% | 0.00 | 0.00 | 14.87K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 18.41K | SH | $1.51M 0.84% | 0.00 | 0.00 | 18.41K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.50K | SH | $1.43M 0.80% | 0.00 | 0.00 | 3.50K |
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