Filed: 4/21/2026ACC: 0002046823-26-000002
📋 What this filing means
COMPASS PLANNING ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $156.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
30
Positions
$156.36M
Total AUM (reported)
1.57M
Total Shares
Allocation by class
SHORT TRM BOND$28.68M18.3%
INTERMED TERM$27.91M17.8%
VALUE ETF$20.62M13.2%
TR UNIT$18.76M12.0%
SHORT TERM TREAS$17.60M11.3%
ALLWRLD EX US$13.70M8.8%
MEGA CAP VAL ETF$6.39M4.1%
Portfolio Concentration
Top 3$77.20M49.4%
4–10$67.11M42.9%
11–25$10.81M6.9%
Rest$1.25M0.8%
Top 3 weight
49.4%
Top 10 weight
92.3%
Voting Authority Distribution
Total shares with voting rights: 1.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole30
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings30
Rows:
VANGUARD BD INDEX FDS
SOLEShares365.75K
TypeSH
Market value$28.68M
18.34%
Sole
0.00
Shared
0.00
None
365.75K
VANGUARD BD INDEX FDS
SOLEShares361.60K
TypeSH
Market value$27.91M
17.85%
Sole
0.00
Shared
0.00
None
361.60K
VANGUARD INDEX FDS
SOLEShares105.08K
TypeSH
Market value$20.62M
13.18%
Sole
0.00
Shared
0.00
None
105.08K
STATE STR SPDR S&P 500 ETF T
SOLEShares28.84K
TypeSH
Market value$18.76M
12.00%
Sole
0.00
Shared
0.00
None
28.84K
VANGUARD SCOTTSDALE FDS
SOLEShares300.71K
TypeSH
Market value$17.60M
11.26%
Sole
0.00
Shared
0.00
None
300.71K
VANGUARD INTL EQUITY INDEX F
SOLEShares182.41K
TypeSH
Market value$13.70M
8.76%
Sole
0.00
Shared
0.00
None
182.41K
VANGUARD WORLD FD
SOLEShares44.09K
TypeSH
Market value$6.39M
4.09%
Sole
0.00
Shared
0.00
None
44.09K
VANGUARD INDEX FDS
SOLEShares8.78K
TypeSH
Market value$3.83M
2.45%
Sole
0.00
Shared
0.00
None
8.78K
VANGUARD INDEX FDS
SOLEShares13.54K
TypeSH
Market value$3.55M
2.27%
Sole
0.00
Shared
0.00
None
13.54K
VANGUARD INDEX FDS
SOLEShares10.21K
TypeSH
Market value$3.28M
2.10%
Sole
0.00
Shared
0.00
None
10.21K
VANGUARD INDEX FDS
SOLEShares6.09K
TypeSH
Market value$1.75M
1.12%
Sole
0.00
Shared
0.00
None
6.09K
VANGUARD TAX-MANAGED FDS
SOLEShares23.88K
TypeSH
Market value$1.53M
0.98%
Sole
0.00
Shared
0.00
None
23.88K
VANGUARD INDEX FDS
SOLEShares2.34K
TypeSH
Market value$1.40M
0.89%
Sole
0.00
Shared
0.00
None
2.34K
VANGUARD MUN BD FDS
SOLEShares17.19K
TypeSH
Market value$857.7K
0.55%
Sole
0.00
Shared
0.00
None
17.19K
ISHARES TR
SOLEShares8.51K
TypeSH
Market value$826.6K
0.53%
Sole
0.00
Shared
0.00
None
8.51K
MICROSOFT CORP
SOLEShares1.51K
TypeSH
Market value$560.4K
0.36%
Sole
0.00
Shared
0.00
None
1.51K
STATE STR SPDR DOW JONES IND
SOLEShares1.12K
TypeSH
Market value$516.9K
0.33%
Sole
0.00
Shared
0.00
None
1.12K
ISHARES TR
SOLEShares771.00
TypeSH
Market value$503.4K
0.32%
Sole
0.00
Shared
0.00
None
771.00
ALPHABET INC
SOLEShares1.73K
TypeSH
Market value$495.2K
0.32%
Sole
0.00
Shared
0.00
None
1.73K
EATON VANCE ENHANCED EQUITY
SOLEShares22.34K
TypeSH
Market value$457.0K
0.29%
Sole
0.00
Shared
0.00
None
22.34K
VANGUARD NY TAX FREE FDS
SOLEShares4.36K
TypeSH
Market value$446.4K
0.29%
Sole
0.00
Shared
0.00
None
4.36K
ISHARES TR
SOLEShares7.54K
TypeSH
Market value$400.6K
0.26%
Sole
0.00
Shared
0.00
None
7.54K
COLUMBIA SELIGM PREM TECH GR
SOLEShares10.19K
TypeSH
Market value$386.5K
0.25%
Sole
0.00
Shared
0.00
None
10.19K
SPDR SERIES TRUST
SOLEShares1.72K
TypeSH
Market value$370.5K
0.24%
Sole
0.00
Shared
0.00
None
1.72K
CALAMOS STRATEGIC TOTAL RETU
SOLEShares17.90K
TypeSH
Market value$306.4K
0.20%
Sole
0.00
Shared
0.00
None
17.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 365.75K | SH | $28.68M 18.34% | 0.00 | 0.00 | 365.75K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 361.60K | SH | $27.91M 17.85% | 0.00 | 0.00 | 361.60K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 105.08K | SH | $20.62M 13.18% | 0.00 | 0.00 | 105.08K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 28.84K | SH | $18.76M 12.00% | 0.00 | 0.00 | 28.84K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 300.71K | SH | $17.60M 11.26% | 0.00 | 0.00 | 300.71K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 182.41K | SH | $13.70M 8.76% | 0.00 | 0.00 | 182.41K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 44.09K | SH | $6.39M 4.09% | 0.00 | 0.00 | 44.09K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 8.78K | SH | $3.83M 2.45% | 0.00 | 0.00 | 8.78K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.54K | SH | $3.55M 2.27% | 0.00 | 0.00 | 13.54K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 10.21K | SH | $3.28M 2.10% | 0.00 | 0.00 | 10.21K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 6.09K | SH | $1.75M 1.12% | 0.00 | 0.00 | 6.09K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 23.88K | SH | $1.53M 0.98% | 0.00 | 0.00 | 23.88K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.34K | SH | $1.40M 0.89% | 0.00 | 0.00 | 2.34K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 17.19K | SH | $857.7K 0.55% | 0.00 | 0.00 | 17.19K |
ISHARES TRSOLE | MSCI EAFE ETF | 8.51K | SH | $826.6K 0.53% | 0.00 | 0.00 | 8.51K |
MICROSOFT CORPSOLE | COM | 1.51K | SH | $560.4K 0.36% | 0.00 | 0.00 | 1.51K |
STATE STR SPDR DOW JONES INDSOLE | UT SER 1 | 1.12K | SH | $516.9K 0.33% | 0.00 | 0.00 | 1.12K |
ISHARES TRSOLE | CORE S&P500 ETF | 771.00 | SH | $503.4K 0.32% | 0.00 | 0.00 | 771.00 |
ALPHABET INCSOLE | CAP STK CL C | 1.73K | SH | $495.2K 0.32% | 0.00 | 0.00 | 1.73K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 22.34K | SH | $457.0K 0.29% | 0.00 | 0.00 | 22.34K |
VANGUARD NY TAX FREE FDSSOLE | TAX EXEMPT BD | 4.36K | SH | $446.4K 0.29% | 0.00 | 0.00 | 4.36K |
ISHARES TRSOLE | NEW YORK MUN ETF | 7.54K | SH | $400.6K 0.26% | 0.00 | 0.00 | 7.54K |
COLUMBIA SELIGM PREM TECH GRSOLE | COM | 10.19K | SH | $386.5K 0.25% | 0.00 | 0.00 | 10.19K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1.72K | SH | $370.5K 0.24% | 0.00 | 0.00 | 1.72K |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 17.90K | SH | $306.4K 0.20% | 0.00 | 0.00 | 17.90K |
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