COMPASS ION ADVISORS, LLC

Filed: 1/18/2023ACC: 0001085146-23-000156

📋 What this filing means

COMPASS ION ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $389.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$389.14M

Total AUM (reported)

8.51M

Total Shares

Allocation by class

APTUS DEFINED$63.66M16.4%

EQUITY PREMIUM$46.03M11.8%

CORE DIV GRWTH$41.67M10.7%

APTUS COLLARED$34.93M9.0%

SHT TM US TRES$32.99M8.5%

TOTAL STK MKT$25.35M6.5%

US VALUE FACTR$24.07M6.2%

Portfolio Concentration

Top 3$151.37M38.9%

4–10$164.32M42.2%

11–25$49.25M12.7%

Rest$24.20M6.2%

Top 3 weight

38.9%

Top 10 weight

81.1%

Voting Authority Distribution

Total shares with voting rights: 8.51M

Sole

Full voting authority

8.51M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole71

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings71

Rows:

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares2.49M

TypeSH

Market value$63.66M

16.36%

Sole

2.49M

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares844.75K

TypeSH

Market value$46.03M

11.83%

Sole

844.75K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE DIV GRWTH

Shares833.47K

TypeSH

Market value$41.67M

10.71%

Sole

833.47K

Shared

0.00

None

0.00

ETF SER SOLUTIONS

SOLE

APTUS COLLARED

Shares1.21M

TypeSH

Market value$34.93M

8.98%

Sole

1.21M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares683.93K

TypeSH

Market value$32.99M

8.48%

Sole

683.93K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares132.57K

TypeSH

Market value$25.35M

6.51%

Sole

132.57K

Shared

0.00

None

0.00

VANGUARD WELLINGTON FD

SOLE

US VALUE FACTR

Shares243.98K

TypeSH

Market value$24.07M

6.19%

Sole

243.98K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares278.29K

TypeSH

Market value$20.65M

5.31%

Sole

278.29K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares213.64K

TypeSH

Market value$18.41M

4.73%

Sole

213.64K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares52.09K

TypeSH

Market value$7.91M

2.03%

Sole

52.09K

Shared

0.00

None

0.00

LISTED FD TR

SOLE

HORIZON KINETICS

Shares235.66K

TypeSH

Market value$7.42M

1.91%

Sole

235.66K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

EM EX ST-OWNED

Shares194.94K

TypeSH

Market value$5.20M

1.34%

Sole

194.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares49.29K

TypeSH

Market value$4.78M

1.23%

Sole

49.29K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares96.28K

TypeSH

Market value$4.55M

1.17%

Sole

96.28K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares92.10K

TypeSH

Market value$4.14M

1.06%

Sole

92.10K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.38K

TypeSH

Market value$3.59M

0.92%

Sole

9.38K

Shared

0.00

None

0.00

GLOBUS MED INC

SOLE

CL A

Shares40.45K

TypeSH

Market value$3.00M

0.77%

Sole

40.45K

Shared

0.00

None

0.00

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares47.82K

TypeSH

Market value$2.84M

0.73%

Sole

47.82K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares58.54K

TypeSH

Market value$2.62M

0.67%

Sole

58.54K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares12.33K

TypeSH

Market value$2.26M

0.58%

Sole

12.33K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares25.83K

TypeSH

Market value$1.92M

0.49%

Sole

25.83K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares4.77K

TypeSH

Market value$1.83M

0.47%

Sole

4.77K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares36.38K

TypeSH

Market value$1.82M

0.47%

Sole

36.38K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares10.49K

TypeSH

Market value$1.67M

0.43%

Sole

10.49K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares5.21K

TypeSH

Market value$1.61M

0.41%

Sole

5.21K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ETF SER SOLUTIONSSOLE	APTUS DEFINED	2.49M	SH	$63.66M 16.36%	2.49M
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	844.75K	SH	$46.03M 11.83%	844.75K
ISHARES TRSOLE	CORE DIV GRWTH	833.47K	SH	$41.67M 10.71%	833.47K
ETF SER SOLUTIONSSOLE	APTUS COLLARED	1.21M	SH	$34.93M 8.98%	1.21M
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	683.93K	SH	$32.99M 8.48%	683.93K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	132.57K	SH	$25.35M 6.51%	132.57K
VANGUARD WELLINGTON FDSOLE	US VALUE FACTR	243.98K	SH	$24.07M 6.19%	243.98K
SPDR SER TRSOLE	S&P 600 SMCP VAL	278.29K	SH	$20.65M 5.31%	278.29K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	213.64K	SH	$18.41M 4.73%	213.64K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	52.09K	SH	$7.91M 2.03%	52.09K
LISTED FD TRSOLE	HORIZON KINETICS	235.66K	SH	$7.42M 1.91%	235.66K
WISDOMTREE TRSOLE	EM EX ST-OWNED	194.94K	SH	$5.20M 1.34%	194.94K
ISHARES TRSOLE	CORE US AGGBD ET	49.29K	SH	$4.78M 1.23%	49.29K
SPDR SER TRSOLE	PORTFOLI S&P1500	96.28K	SH	$4.55M 1.17%	96.28K
SPDR SER TRSOLE	PORTFOLIO S&P500	92.10K	SH	$4.14M 1.06%	92.10K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.38K	SH	$3.59M 0.92%	9.38K
GLOBUS MED INCSOLE	CL A	40.45K	SH	$3.00M 0.77%	40.45K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	47.82K	SH	$2.84M 0.73%	47.82K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	58.54K	SH	$2.62M 0.67%	58.54K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	12.33K	SH	$2.26M 0.58%	12.33K
BLACKSTONE INCSOLE	COM	25.83K	SH	$1.92M 0.49%	25.83K
ISHARES TRSOLE	CORE S&P500 ETF	4.77K	SH	$1.83M 0.47%	4.77K
ISHARES TRSOLE	BLACKROCK ULTRA	36.38K	SH	$1.82M 0.47%	36.38K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	10.49K	SH	$1.67M 0.43%	10.49K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	5.21K	SH	$1.61M 0.41%	5.21K

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