COMPASS FINANCIAL SERVICES INC

Filed: 5/1/2026ACC: 0002072075-26-000006

📋 What this filing means

COMPASS FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $230.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$230.87M

Total AUM (reported)

3.55M

Total Shares

Allocation by class

MF CLOSED AND MF OPEN$222.20M96.2%

COMMON STOCK$8.67M3.8%

Portfolio Concentration

Top 3$76.51M33.1%

4–10$75.59M32.7%

11–25$61.10M26.5%

Rest$17.67M7.7%

Top 3 weight

33.1%

Top 10 weight

65.9%

Voting Authority Distribution

Total shares with voting rights: 3.55M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.55M

% of voting shares100.0%

Investment Discretion (by position count)

Sole56

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings56

Rows:

STATE STREET

SOLE

MF Closed and MF Open

Shares474.09K

TypeSH

Market value$36.29M

15.72%

Sole

0.00

Shared

0.00

None

474.09K

JPMORGAN

SOLE

MF Closed and MF Open

Shares399.65K

TypeSH

Market value$20.23M

8.76%

Sole

0.00

Shared

0.00

None

399.65K

WISDOMTREE US

SOLE

MF Closed and MF Open

Shares227.62K

TypeSH

Market value$19.99M

8.66%

Sole

0.00

Shared

0.00

None

227.62K

INVESCO NASDAQ

SOLE

MF Closed and MF Open

Shares57.71K

TypeSH

Market value$13.71M

5.94%

Sole

0.00

Shared

0.00

None

57.71K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares257.64K

TypeSH

Market value$12.55M

5.44%

Sole

0.00

Shared

0.00

None

257.64K

JPMORGAN

SOLE

MF Closed and MF Open

Shares215.57K

TypeSH

Market value$11.97M

5.18%

Sole

0.00

Shared

0.00

None

215.57K

STATE STREET

SOLE

MF Closed and MF Open

Shares47.16K

TypeSH

Market value$10.14M

4.39%

Sole

0.00

Shared

0.00

None

47.16K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares88.36K

TypeSH

Market value$9.91M

4.29%

Sole

0.00

Shared

0.00

None

88.36K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares130.67K

TypeSH

Market value$8.92M

3.86%

Sole

0.00

Shared

0.00

None

130.67K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares165.28K

TypeSH

Market value$8.40M

3.64%

Sole

0.00

Shared

0.00

None

165.28K

STATE STREET

SOLE

MF Closed and MF Open

Shares74.64K

TypeSH

Market value$6.84M

2.96%

Sole

0.00

Shared

0.00

None

74.64K

JPMORGAN HEDGED

SOLE

MF Closed and MF Open

Shares97.63K

TypeSH

Market value$6.24M

2.70%

Sole

0.00

Shared

0.00

None

97.63K

ISHARES CORE

SOLE

MF Closed and MF Open

Shares115.13K

TypeSH

Market value$6.21M

2.69%

Sole

0.00

Shared

0.00

None

115.13K

GLOBAL X

SOLE

MF Closed and MF Open

Shares141.21K

TypeSH

Market value$5.53M

2.39%

Sole

0.00

Shared

0.00

None

141.21K

STATE STREET

SOLE

MF Closed and MF Open

Shares53.79K

TypeSH

Market value$5.27M

2.28%

Sole

0.00

Shared

0.00

None

53.79K

WISDOMTREE EQUITY

SOLE

MF Closed and MF Open

Shares158.92K

TypeSH

Market value$5.07M

2.20%

Sole

0.00

Shared

0.00

None

158.92K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares152.56K

TypeSH

Market value$3.90M

1.69%

Sole

0.00

Shared

0.00

None

152.56K

GLOBAL X

SOLE

MF Closed and MF Open

Shares203.82K

TypeSH

Market value$3.50M

1.51%

Sole

0.00

Shared

0.00

None

203.82K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares68.30K

TypeSH

Market value$3.41M

1.48%

Sole

0.00

Shared

0.00

None

68.30K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares97.47K

TypeSH

Market value$3.11M

1.35%

Sole

0.00

Shared

0.00

None

97.47K

INVESCO QQQ

SOLE

MF Closed and MF Open

Shares5.09K

TypeSH

Market value$2.94M

1.27%

Sole

0.00

Shared

0.00

None

5.09K

CASEYS GENL

SOLE

Common Stock

Shares3.42K

TypeSH

Market value$2.49M

1.08%

Sole

0.00

Shared

0.00

None

3.42K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares83.71K

TypeSH

Market value$2.34M

1.02%

Sole

0.00

Shared

0.00

None

83.71K

VANGUARD HIGH

SOLE

MF Closed and MF Open

Shares14.36K

TypeSH

Market value$2.13M

0.92%

Sole

0.00

Shared

0.00

None

14.36K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares62.85K

TypeSH

Market value$2.12M

0.92%

Sole

0.00

Shared

0.00

None

62.85K

Issuer	Class	Shares	Type	Value / Portfolio %	None
STATE STREETSOLE	MF Closed and MF Open	474.09K	SH	$36.29M 15.72%	474.09K
JPMORGANSOLE	MF Closed and MF Open	399.65K	SH	$20.23M 8.76%	399.65K
WISDOMTREE USSOLE	MF Closed and MF Open	227.62K	SH	$19.99M 8.66%	227.62K
INVESCO NASDAQSOLE	MF Closed and MF Open	57.71K	SH	$13.71M 5.94%	57.71K
FIRST TRUSTSOLE	MF Closed and MF Open	257.64K	SH	$12.55M 5.44%	257.64K
JPMORGANSOLE	MF Closed and MF Open	215.57K	SH	$11.97M 5.18%	215.57K
STATE STREETSOLE	MF Closed and MF Open	47.16K	SH	$10.14M 4.39%	47.16K
INVESCO S&PSOLE	MF Closed and MF Open	88.36K	SH	$9.91M 4.29%	88.36K
FIRST TRUSTSOLE	MF Closed and MF Open	130.67K	SH	$8.92M 3.86%	130.67K
FIRST TRUSTSOLE	MF Closed and MF Open	165.28K	SH	$8.40M 3.64%	165.28K
STATE STREETSOLE	MF Closed and MF Open	74.64K	SH	$6.84M 2.96%	74.64K
JPMORGAN HEDGEDSOLE	MF Closed and MF Open	97.63K	SH	$6.24M 2.70%	97.63K
ISHARES CORESOLE	MF Closed and MF Open	115.13K	SH	$6.21M 2.69%	115.13K
GLOBAL XSOLE	MF Closed and MF Open	141.21K	SH	$5.53M 2.39%	141.21K
STATE STREETSOLE	MF Closed and MF Open	53.79K	SH	$5.27M 2.28%	53.79K
WISDOMTREE EQUITYSOLE	MF Closed and MF Open	158.92K	SH	$5.07M 2.20%	158.92K
FIRST TRUSTSOLE	MF Closed and MF Open	152.56K	SH	$3.90M 1.69%	152.56K
GLOBAL XSOLE	MF Closed and MF Open	203.82K	SH	$3.50M 1.51%	203.82K
INVESCO S&PSOLE	MF Closed and MF Open	68.30K	SH	$3.41M 1.48%	68.30K
FIRST TRUSTSOLE	MF Closed and MF Open	97.47K	SH	$3.11M 1.35%	97.47K
INVESCO QQQSOLE	MF Closed and MF Open	5.09K	SH	$2.94M 1.27%	5.09K
CASEYS GENLSOLE	Common Stock	3.42K	SH	$2.49M 1.08%	3.42K
FIRST TRUSTSOLE	MF Closed and MF Open	83.71K	SH	$2.34M 1.02%	83.71K
VANGUARD HIGHSOLE	MF Closed and MF Open	14.36K	SH	$2.13M 0.92%	14.36K
FIRST TRUSTSOLE	MF Closed and MF Open	62.85K	SH	$2.12M 0.92%	62.85K

Page 1 of 3